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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (rt to buy) | $ 24.77 | 06/06/2002 | A | 5,000 (5) | (4) | (4) | Common Stock | 5,000 | $ 0 | 0 (5) | D | ||||
Options (rt to buy) | $ 44.18 | 01/03/2005 | A | 6,500 (6) | (3) | 01/03/2015 | Common Stock | 6,500 | $ 0 | 6,500 | D | ||||
Options (rt to buy) | $ 50.61 | 01/03/2006 | A | 6,500 (6) | (2) | 01/03/2013 | Common Stock | 6,500 | $ 0 | 13,000 | D | ||||
6 Month Call Options | $ 45 | (7) | 02/16/2007 | Common Stock | 1,000 | 10 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MILLER JOHN A |
X |
John A. Miller | 10/05/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The acquisition of these options was reported as a purchase on Mr. Miller's Form 4, filed on 8/16/2006. But, the number of derivative securities was incorrectly listed as 1,000 (the amount of securities underlying the derivatite security) instead of 10, which was the number of option contracts purchased. The $410.00 price per option was also inadvertantly omitted from the 8/16/2006 Form 4 filing. |
(2) | Currently 4,875 vested and exercisable. |
(3) | All options are currently exercisable. |
(4) | N/A |
(5) | Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Miller's Form 3, filed on 3/19/2003. The exercise of the options and sale of the underlying securities was properly reported as two transactions on Mr. Miller's Form 4, filed on 8/10/2004. |
(6) | Acquisition of these options was never reported as a transaction. Rather, ownership of these options was reported as a holding on Mr. Miller's Form 4, filed on 8/16/2006. |
(7) | Immediate. |
(8) | Of this amount, the acquisition of 10,000 shares was originally reported as a transaction on Mr. Miller's Form 3, filed on 3/19/2003 and as a holding instead of as a transaction on Mr. Miller's Form 4, filed on 6/20/2003. |