UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number: 811-06142

 

THE JAPAN EQUITY FUND, INC.

(Exact name of registrant as specified in charter)

 

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Address of principal executive offices) (Zip code)

 

John J. O’Keefe

The Japan Equity Fund, Inc.

c/o Daiwa Securities Trust Company

One Evertrust Plaza

Jersey City, New Jersey 07302-3051

(Name and address of agent for service)

 

With copy to:

Leonard B. Mackey, Jr., Esq.

Clifford Chance US LLP

31 West 52nd Street

New York, New York  10019

 

Registrant’s telephone number, including area code:  (201) 915-3054

 

Date of fiscal year end:  October 31

 

Date of reporting period:  June 30, 2011

 

 

 


 

Item 1.  Proxy Voting Record for The Japan Equity Fund, Inc. for the year ending June 30, 2011.

 

QUICK
CODE

 

ISIN CODE

 

SECURITY
DESCRIPTION

 

MEETING
DATE

 

AGENDA
NUMBER

 

PROPOSAL

 

MANAGEMENT
REC.

 

VOTE
CAST

 

MANNER
CAST

 

SPONSOR

8184

 

JP3356800007

 

SHIMACHU CO., LTD.

 

11/25/2010

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 6 DIRECTORS - T.KOJIMA, S.YAMASHITA, K.HATATE, T.DEMURA, M.KOBORI, T.SHIMAMURA

 

For

 

Yes

 

Against

 

Management

6965

 

JP3771800004

 

HAMAMATSU PHOTONICS K.K.

 

12/17/2010

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 DIRECTOR - K.YOSHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

CONDOLENCE MONEY TO THE LATE DIRECTOR, MR.Y.SUZUKI

 

For

 

Yes

 

For

 

Management

8403

 

JP3405000005

 

THE SUMITOMO TRUST AND BANKING CO., LTD.

 

12/22/2010

 

1

 

APPROVAL OF THE EQUITY SWAP AGREEMENT WITH CHUO MITSUI TRUST HOLDINGS, INC.

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

2503

 

JP3258000003

 

KIRIN HOLDINGS CO., LTD.

 

3/29/2011

 

1

 

APPROPRIATION AND DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - K.KATO, S.MIYAKE, Y.FURUMOTO, Y.ISOZAKI, H.KOBAYASHI, H.NAKAJIMA, H.OGAWA, S.MIKI, T.ARIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - K.SUZUSHO, N.HYAKUTAKE, N.ONEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

5108

 

JP3830800003

 

BRIDGESTONE CORPORATION

 

3/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - S.ARAKAWA, K.NISHIKAI, M.TSUYA, M.MASUNAGA, K.KAKEHI, S.T.FUKUSHIMA, T.ENKAWA, M.MUROAFUSHI, S.T.DAVIS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.MASUDA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF COMPENSATION TO DIRECTORS BY STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

5201

 

JP3112000009

 

ASAHI GLASS CO., LTD.

 

3/30/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - K.ISHIMURA, Y.NISHIMI, K.KATO, T.FUJINO, K.MATSUO, H.SAWABE, M.SAKANE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.HAGA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

REVISION OF THE COMPENSATION FOR DIRECTORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ISSUED TO DIRECTORS AND EMPLOYEES OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

7309

 

JP3358000002

 

SHIMANO INC.

 

3/30/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 DIRECTORS - K.KAKUTANI, S.WADA, S.YUASA, K.ICHIJO, C.C.SENG

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - Y.KAJIYAMA, T.TSUJINAKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.SHINOZAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS’ AND CORPORATE AUDITORS’ REMUNERATION

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

7

 

RENEWAL OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

7751

 

JP3242800005

 

CANON INC.

 

3/30/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 19 DIRECTORS - F.MITARAI, T.UCHIDA, T.TANAKA, T.IKOMA, K.WATANABE, Y.ADACHI, Y.MITSUHASHI, T.IWASHITA, M.OSAWA, S.MATSUMOTO, K.SHIMIZU, R.BANBA, T.HONMA, M.NAKAOKA, H.HONDA, H.OZAWA, M.MAEDA, Y.TANI, M.ARAKI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.OE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

2670

 

JP3152740001

 

ABC-MART, INC.

 

5/26/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 6 DIRECTORS - M.NOGUCHI, T.NAKAO, Y.YOSHIDA, K.KATSUNUMA, J.KOJIMA, T.KIKUCHI

 

For

 

Yes

 

Against

 

Management

3050

 

JP3548660004

 

DCM HOLDINGS

 

5/26/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 DIRECTOR - K.KAMATA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.ENDO

 

For

 

Yes

 

For

 

Management

3382

 

JP3422950000

 

SEVEN & I HOLDINGS CO., LTD.

 

5/26/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 15 DIRECTORS - T.SUZUKI, N.MURATA, K.GOTO, T.KOBAYASHI, J.ITO, K.TAKAHASHI, A.KAMEI, R.ISAKA, K.YAMASHITA, T.ANZAI, Z.OTAKA, T.OKUBO, N.SHIMIZU, S.T.DAVIS, I.NONAKA

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

3

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN ISSUED TO EXECUTIVE DIRECTORS OF THE COMPANY AND DIRECTORS AND EXECUTIVE DIRECTORS OF SUBSIDIARIES

 

For

 

Yes

 

For

 

Management

9843

 

JP3756100008

 

NITORI HOLDINGS

 

5/12/2011

 

1

 

ELECTION OF 4 DIRECTORS - A.NITORI, K.SUGIYAMA, T.SHIRAI, S.KOMIYA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - A.SATAKE, S.IMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

DETERMINATION OF THE AMOUNT, TERMS AND SPECIFIC CONDITIONS OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ISSUED TO DIRECTORS AND AUDITORS OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO EMPLOYEES OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

1417

 

JP3910620008

 

MIRAIT HOLDINGS CORP.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

DETERMINATION OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

1911

 

JP3409800004

 

SUMITOMO FORESTRY CO., LTD.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 DIRECTORS - H.WATABE, K.WADA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - S.SHIOZAKI, S.SASAKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

1925

 

JP3505000004

 

DAIWA HOUSE IND. CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 18 DIRECTORS - T.HIGUCHI, K.MURAKAMI, T.ONO, T.OGAWA, T.ISHIBASHI, T.NISHIMURA, T.UZUI, T.ISHIBASHI, K.KAWAI, T.HAMA, S.NUMATA, K.TSUCHIDA, M.YAMAMOTO, Y.NOTO, I.OGATA, F.HORI, T.KOSOKABE, K.YOSHII

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

1963

 

JP3667600005

 

JGC CORP.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 15 DIRECTORS - K.TAKEUCHI, M.YAEGASHI, K.KAWANA, T.ARATANI, S.TANGE, T.ISHIZUKA, Y.YAMAZAKI, E.FURUTA, H.MIURA, T.AKABANE, M.SATO, T.SHIMADA, Y.ISETANI, S.SATO, H.FUKUYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.MORI

 

For

 

Yes

 

For

 

Management

2802

 

JP3119600009

 

AJINOMOTO CO., INC.

 

6/29/2011

 

1

 

REDUCTION OF CAPITAL SURPLUS RESERVES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 14 DIRECTORS - N.YAMAGUCHI, M.ITO, Y.KUNIMOTO, K.YOKOYAMA, T.NAGAMACHI, T.IWAMOTO, T.YOSHIZUMI, K.NAGAI, H.MIYAKE, Y.TOGASHI, H.ONO, K.IGARASHI, S.HASHIMOTO, S.F.TACHIBANA

 

For

 

Yes

 

For

 

Management

3395

 

JP3337070001

 

SAINT MARC HOLDINGS CO., LTD.

 

2/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

3405

 

JP3269600007

 

KURARAY CO., LTD.

 

6/22/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - Y.WAKUI, F.ITO, Y.NINAGAWA, S.KATAOKA, K.MURAKAMI, K.TENKUMO, Y.YAMAMOTO, S.YAMASHITA, K.AOMOTO, T.SHIOYA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.MANABE

 

For

 

Yes

 

For

 

Management

 


 

3407

 

JP3111200006

 

ASAHI KASEI CORP.

 

6/29/2011

 

1

 

ELECTION OF 10 DIRECTORS - I.ITO, T.FUJIWARA, K.FUJIWARA, Y.YOSHIDA, T.INADA, Y.MIZUNO, M.MIZUNAGA, Y.KODAMA, M.IKEDA, N.ICHINO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - T.KAWASAKI, K.TEZUKA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.KOBAYASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RENEWAL OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND CORPORATE AUDITORS

 

For

 

Yes

 

For

 

Management

4023

 

JP3271600003

 

KUREHA CORP.

 

6/24/2011

 

1

 

ELECTION OF 9 DIRECTORS - T.IWASAKI, K.HAGINO, N.SUZUKI, K.MUNAKATA, Y.KOBAYASHI, T.SAGAWA, N.SUNO, K.SAITO, T.TAKAHASHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - Y.KIYOSUKE, M.KITAMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - M.MATSUO

 

For

 

Yes

 

For

 

Management

4044

 

JP3425000001

 

CENTRAL GLASS CO., LTD.

 

6/29/2011

 

1

 

ELECTION OF 8 DIRECTORS - S.SARASAWA, K.KANEKO, T.MORI, H.NAKAI, Y.TAKAHARA, I.KATO, T.AYAMA, T.YAMAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - Y.IDE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - M.KAMASAWA

 

For

 

Yes

 

For

 

Management

4063

 

JP3371200001

 

SHIN-ETSU CHEMICAL CO., LTD.

 

6/29/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.SAITO, Y.ONO, K.TAKASUGI, T.ISHIHARA, F.P.POPOFF, T.MIYAZAKI, T.FUKUI, M.MIYAJIMA, T.KASAHARA, H.ONEZAWA, K.NAKAMURA, Y.MATSUI, H.OKAMOTO

 

For

 

Yes

 

Against

 

Management

 


 

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - O.OKADA, M.WATASE, K.NAGANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO EMPLOYEES OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

CONTINUATION OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

4095

 

JP3744600002

 

NIHON PARKERIZING CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - K.SATOMI, S.ONO, K.SATOMI, Y.ITO, Y.SATOMI, T.MIYAWAKI, O.MOROGA, A.KASHIDA, S.TANABE, T.OGINO, N.YOSHITAKE, T.ARAKI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - K.NISHIMURA, Y.TAKEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND CORPORATE AUDITORS

 

For

 

Yes

 

Against

 

Management

4114

 

JP3715200006

 

NIPPON SHOKUBAI CO., LTD.

 

6/21/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 9 DIRECTORS - T.KONDO, M.IKEDA, Y.KITA, Y.NISHII, Y.OGATA, K.OZEKI, H.YAMAMOTO, M.YAMAMOTO, H.NAKATANI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - M.ONISHI, Y.YAMAGATA, K.ARAO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

4203

 

JP3409400003

 

SUMITOMO BAKELITE CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - T.OGAWA, S.HAYASHI, T.YAHATA, S.KAWACHI, T.TERASAWA, S.ITO, Y.SUKEYASU, S.MUTO, K.HIRANO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS AND 1 SUBSTITUTE CORPORATE AUDITOR - T.UCHIMURA, T.NYUGAKU, H.ABE, K.FUSE, Y.KOIZUMI

 

For

 

Yes

 

Against

 

Management

4208

 

JP3158800007

 

UBE INDUSTRIES, LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - H.TAMURA, M.TAKESHITA, A.FURUKAWA, M.UMETSU, M.IZUMIHRA, M.MOTODA, S.NOGUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - K.FUJIOKA, S.MIYAKE, T.IWABUCHI, H.SUGIO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - D.KORIYA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

4503

 

JP3942400007

 

ASTELLAS PHARMA INC.

 

6/20/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - M.NOGIMORI, Y.ISHII, Y.HATANAKA, S.YASUTAKE, Y.TAKAI, K.OISHI, N.AIKAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - S.AOYAGI, S.KASHII

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - H.KANAMORI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

6

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS FOR STOCK-LINKED COMPENSATION TO DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

4508

 

JP3469000008

 

MITSUBISHI TANABE PHARMA CORP.

 

6/22/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - M.TSUCHIYA, K.KAGA, K.YANAGISAWA, K.KOSAKAI, M.MITSUKA, T.KOBAYASHI, S.HATTORI, S.YOSHIOKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - K.FUJISAWA, M.IECHIKA, T.NISHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - H.TOMITA

 

For

 

Yes

 

For

 

Management

4527

 

JP3982400008

 

ROHTO PHARMACEUTICAL CO., LTD.

 

6/23/2011

 

1

 

ELECTION OF 11 DIRECTORS - K.YAMADA, T.YOSHINO, A.YOSHIDA, M.KIMURA, T.OKUBO, Y.KANBARA, N.FUJII, S.KUNISAKI, T.MASUMOTO, M.SAITO, Y.YAMADA

 

For

 

Yes

 

Against

 

Management

4540

 

JP3535800001

 

TSUMURA & CO.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - J.YOSHII, M.KUSHIMA, N.TANAKA, T.SUGITA, S.ARAI, S.TAKEDA, T.NAKAYAMA, Y.FUJI, T.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 4 CORPORATE AUDITORS - Y.MORI, Y.MINATO, T.YUSA, S.NODA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - S.SATO

 

For

 

Yes

 

For

 

Management

4544

 

JP3822000000

 

MIRACA HOLDINGS INC.

 

6/23/2011

 

1

 

ELECTION OF 9 DIRECTORS - M.SUZUKI, S.OGAWA, T.KOYAMA, S.KUDO, N.YUI, N.HATTORI, Y.KANEKO, H.NONAKA, N.IGUCHI

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

4676

 

JP3819400007

 

FUJI MEDIA HOLDINGS, INC.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 14 DIRECTORS - H.HIEDA, K.TOYODA, H.OTA, S.KANO, K.IIJIMA, R.ENDO, K.SUZUKI, K.INAGI, I.MATSUOKA, A.MIKI, T.ISHIGURO, M.YOKOTA, K.TERASAKI, T.KIYOHARA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - Y.MOGI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

4694

 

JP3799700004

 

BML, INC.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - K.KONDO, Y.ARAI, K.FUKUDA, T.KOREYASU, T.OTSUKA, N.ARAI, K.KONDO, S.NAKAMURA, M.TANAKA, H.TANABE, K.YAMASHITA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.SUZUKI

 

For

 

Yes

 

For

 

Management

4901

 

JP3814000000

 

FUJIFILM HOLDINGS CORP.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - S.KOMORI, T.TAKAHASHI, T.HIGUCHI, Y.TODA, N.INOUE, S.NAKAJIMA, T.TAKAHASHI, K.TAMAI, T.YAMAMOTO, T.KITAYAMA, T.SUZUKI, K.MIHAYASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - K.FURUSAWA

 

For

 

Yes

 

Against

 

Management

5020

 

JP3386450005

 

JX HOLDINGS, LTD.

 

6/27/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 16 DIRECTORS - S.NISHIO, M.TAKAHAGI, S.HIRAI, K.SUGIUCHI, Y.YAMAGATA, K.KAGAMI, I.UCHIJIMA, J.KAWADA, Y.KIMURA, I.MATSUSHITA, M.KOSEKI, M.OKADA, E.SHOYAMA, J.TAKAMURA, M.SAKATA, H.KOMIYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

SETTING OF THE COMPENSATION CEILING FOR DIRECTORS AND CORPORATE AUDITORS

 

For

 

Yes

 

For

 

Management

5331

 

JP3763000001

 

NORITAKE CO., LTD.

 

6/29/2011

 

1

 

ELECTION OF 10 DIRECTORS - N.AKAHANE, H.TAMEMURA, T.OGURA, K.SABURI, K.NAKAYAMA, S.SHIMAZAKI, M.NAKAGAWA, H.OGURA, Y.MABUCHI, H.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - Y.MITSUKAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND CORPORATE AUDITORS

 

For

 

Yes

 

For

 

Management

5406

 

JP3289800009

 

KOBE STEEL, LTD.

 

6/23/2011

 

1

 

ELECTION OF 11 DIRECTORS - H.SATO, T.KAYA, T.MATSUTANI, K.SHIGEKAWA, I.YAMAGUCHI, H.FUJIWARA, T.TAKAHASHI, Y.KASUYA, T.KITABATA, Y.SEKI, T.YAMAUCHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - T.OKIMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

APPROVAL OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

5411

 

JP3386030005

 

JFE HOLDINGS, INC.

 

6/22/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 6 DIRECTORS - H.BADA, E.HAYASHIDA, Y.ISHIKAWA, S.KISHIMOTO, A.ASHIDA, M.MAEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - S.SUGIYAMA

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - I.SAIKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

CONTINUATION OF THE COMPANY POLICIES ON A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

5713

 

JP3402600005

 

SUMITOMO METAL MINING CO., LTD.

 

6/27/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 8 DIRECTORS - N.KEMORI, I.ABE, M.KOIKE, K.BABA, Y.NAKAZATO, T.KUBOTA, T.ITO, T.USHIJIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - H.MIWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - N.FUKATSU

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

5802

 

JP3407400005

 

SUMITOMO ELECTRIC IND., LTD.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - S.MITAKE, K.HASEGAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

5938

 

JP3626800001

 

JS GROUP CORP.

 

6/23/2011

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - Y.USHIODA, T.TSUTSUI, Y.KANAMORI, K.INA, M.TAKASAKI, T.SHIMURA, F.SUDO, H.SATO, T.KAWAGUCHI, Y.FUJIMORI

 

For

 

Yes

 

For

 

Management

5947

 

JP3977400005

 

RINNAI CORP.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 6 DIRECTORS - S.NAITO, K.HAYASHI, H.NAITO, T.NARITA, M.KOSUGI, Y.KONDO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.NANKAN

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

5

 

CONTINUATION OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

6146

 

JP3548600000

 

DISCO CORP.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 6 DIRECTORS - H.MIZOROGI, K.SEKIYA, H.SEKIYA, T.TAMURA, K.KAJIYAMA, K.SEKIYA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - T.TAKAYANAGI, T.KURONUMA, K.TANABE

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

FREE DISTRIBUTION OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ON ESPECIALLY FAVORABLE CONDITIONS AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

6201

 

JP3634600005

 

TOYOTA INDUSTRIES CORP.

 

6/16/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 17 DIRECTORS - A.IMURA, T.TOYODA, K.YOSHIDA, Y.TOYODA, K.MITSUYA, M.KATO, K.YAMADA, T.SEKIMORI, S.FURUKAWA, A.ONISHI, K.SASAKI, H.MORISHITA, Y.IKENAGA, T.AGATA, C.YAMAGUCHI, M.SUZUKI, F.CHO

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

6301

 

JP3304200003

 

KOMATSU LTD.

 

6/22/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - M.SAKANE, K.NOJI, Y.KOMAMURA, T.OHASHI, K.HOTTA, N.KANO, K.IKEDA, M.HIRONAKA, M.FUJITSUKA, F.TAKAMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - H.KAMANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

5

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN ISSUED TO EMPLOYEES OF THE COMPANY AND DIRECTORS OF MAIN SUBSIDIARIES AS STOCK COMPENSATION

 

For

 

Yes

 

For

 

Management

6361

 

JP3166000004

 

EBARA CORP.

 

6/24/2011

 

1

 

REDUCTION OF CAPITAL SURPLUS RESERVES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 12 DIRECTORS - N.YAGO, M.HIROSE, A.SUZUKI, A.USHITORA, T.FUJIMOTO, A.ITO, M.TSUJIMURA, T.MAEDA, T.YAMAMOTO, S.OCHIAI, A.MIKUNI, S.UDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - A.HASHIMOTO, Y.MACHIDA, F.TAKAHASHI, T.URABE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF COMPENSATION TO DIRECTORS FOR STOCK OPTIONS FOR STOCK-LINKED COMPENSATION

 

For

 

Yes

 

For

 

Management

6471

 

JP3720800006

 

NSK LTD.

 

6/24/2011

 

1

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ISSUED TO DIRECTORS OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

CONTINUATION OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

3

 

ELECTION OF 12 DIRECTORS - N.OTSUKA, R.SAITO, T.KOMORI, T.SHINBO, Y.TAKEBE, Y.SHODA, H.SHIBAMOTO, T.ICHIKAWA, M.UENO, Y.SASHIDA, T.HAGIWARA, K.SUZUKI

 

For

 

Yes

 

For

 

Management

6501

 

JP3788600009

 

HITACHI, LTD.

 

6/24/2011

 

1

 

ELECTION OF 13 DIRECTORS - T.KAWAMURA, Y.OTA, M.OHASHI, N.KATSUMATA, T.MOTOBAYASHI, I.ONO, S.GOMERSALL, T.SAKIYAMA, M.SUMIKAWA, H.NAKANISHI, M.NAKAMURA, T.HACCHOJI, T.MIYOSHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

SHAREHOLDER RESOLUTION - DISCHARGE OF 1 DIRECTOR - T.MIYOSHI

 

Against

 

Yes

 

Against

 

Shareholder

6503

 

JP3902400005

 

MITSUBISHI ELECTRIC CORP.

 

6/29/2011

 

1

 

ELECTION OF 12 DIRECTORS - S.SHIMOMURA, K.YAMANISHI, M.SAITO, H.YOSHIMATSU, N.HASHIMOTO, R.FUJIMOTO, M.SAKUYAMA, H.MURAYAMA, S.YANAI, M.SASAKI, S.MIKI, F.MAKINO

 

For

 

Yes

 

For

 

Management

6504

 

JP3820000002

 

FUJI ELECTRIC

 

6/24/2011

 

1

 

ELECTION OF 11 DIRECTORS - M.KITAZAWA, M.SHIRAKURA, H.SHIGEKANE, M.ABE, J.MATSUMOTO, Y.OKUNO, N.YONEYAMA, N.EGUCHI, T.KUDO, H.KUROKAWA, M.SUZUKI

 

For

 

Yes

 

For

 

Management

6586

 

JP3862400003

 

MAKITA CORP.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - M.GOTO, Y.KANZAKI, T.TORII, S.HORI, T.KATO, T.ASANUMA, H.NIWA, S.TOMITA, T.KANEKO, Y.AOKI, M.YOKOYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.NAKAMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

6594

 

JP3734800000

 

NIDEC CORP.

 

6/21/2011

 

1

 

ELECTION OF 9 DIRECTORS - S.NAGAMORI, H.KOBE, K.SAWAMURA, J.FUJII, T.HAMADA, M.YOSHIMATSU, T.INOUE, S.WAKABAYASHI, M.IWAKURA

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 3 CORPORATE AUDITORS - O.NARUMIYA, R.TANABE, S.ONO

 

For

 

Yes

 

For

 

Management

6645

 

JP3197800000

 

OMRON CORP.

 

6/21/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - H.SAKUTA, F.TATEISHI, Y.YAMADA, Y.MORISHITA, A.SAKUMIYA, K.TOYAMA, M.SAKURAI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.KAWASHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - T.WATANABE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

6753

 

JP3359600008

 

SHARP CORP.

 

6/23/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 11 DIRECTORS - K.MACHIDA, M.KATAYAMA, T.ADACHI, T.HAMANO, Y.IBUCHI, K.OTA, N.TANIGUCHI, K.NOMURA, K.ITO, N.SUGANO, M.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - J.UEDA, M.OKUMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

CONTINUATION OF THE COMPANY PLAN ON A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

6758

 

JP3435000009

 

SONY CORP.

 

6/28/2011

 

1

 

ELECTION OF 15 DIRECTORS - H.STRINGER, R.CHUBACHI, Y.KOBAYASHI, Y.YAMAUCHI, P.BONFIELD, F.CHO, R.YASUDA, Y.UCHINAGA, M.YAHAGI, S.CHE, S.HSIEH, R.A.HERNANDEZ, K.ANRAKU, Y.KOJIMA, O.NAGAYAMA, Y.ANZAI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) FOR THE PURPOSE OF GRANTING STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

6762

 

JP3538800008

 

TDK CORP.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - H.SAWABE, T.KAMIGAMA, K.MORI, S.ARAYA, Y.YANASE, J.YONEYAMA, R.ONO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 5 CORPORATE AUDITORS - N.HARA, O.YOTSUI, O.NAKAMOTO, K.MASUDA, M.SUMITA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES TO RETIRING DIRECTORS ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

7

 

RETIREMENT ALLOWANCES TO THE RETIRING CORPORATE AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

8

 

RETIREMENT ALLOWANCES TO THE RETIRING OUT-SIDE CORPORATE AUDITORS, AND PROVISIONAL PAYMENT OF THE RETIREMENT ALLOWANCES ASSOCIATED WITH ABOLITION OF RETIREMENT ALLOWANCE SCHEME

 

For

 

Yes

 

Against

 

Management

6794

 

JP3802800007

 

FOSTER ELECTRIC CO., LTD.

 

6/22/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 7 DIRECTORS - Y.HIGASHI, Y.MIYATA, H.YOSHIZAWA, S.LU, T.NAGASAWA, K.KISHI, K.MATSUMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - R.KOHARA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - H.SHIRASU

 

For

 

Yes

 

For

 

Management

 


 

6845

 

JP3937200008

 

YAMATAKE CORP.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 5 CORPORATE AUDITORS - T.MATSUYASU, K.SUKIZAKI, K.FUJIMOTO, J.ASADA, K.YAMAMOTO

 

For

 

Yes

 

For

 

Management

6923

 

JP3399400005

 

STANLEY ELECTRIC CO., LTD.

 

6/28/2011

 

1

 

ELECTION OF 9 DIRECTORS - T.KITANO, M.NATSUSAKA, K.KONDO, S.MUTO, Y.HIRATSUKA, T.FURUTA, T.TANABE, M.MORI, S.TOMINAGA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 3 CORPORATE AUDITORS - R.YAMAGUCHI, Y.YAMAUCHI, Y.SAKUMA

 

For

 

Yes

 

For

 

Management

6981

 

JP3914400001

 

MURATA MFG. CO., LTD.

 

6/29/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 4 DIRECTORS - T.MURATA, H.IEKI, K.MAKINO, Y.TANAHASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - Y.YOSHINO

 

For

 

Yes

 

For

 

Management

7011

 

JP3900000005

 

MITSUBISHI HEAVY IND., LTD.

 

6/23/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 19 DIRECTORS - K.TSUKUDA, H.OMIYA, S.MIYANAGA, Y.TSUKUDA, Y.KAWAMOTO, H.HARA, T.ABE, A.HISHIKAWA, T.NISHIZAWA, M.WANI, A.MAEKAWA, S.MASAMORI, T.KOBAYASHI, M.ARIHARA, H.MIZUTANI, Y.KUJIRAI, A.WADA, Y.SAKAMOTO, Y.KOJIMA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - T.YAGAMI, H.UEHARA

 

For

 

Yes

 

For

 

Management

7012

 

JP3224200000

 

KAWASAKI HEAVY IND., LTD.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - T.OHASHI, M.SEGAWA, S.HASEGAWA, M.TAKAO, Y.ASANO, N.KANBAYASHI, K.MATSUOKA, H.TAKATA, T.HAYASHI, M.SONODA, S.MURAYAMA

 

For

 

Yes

 

Against

 

Management

7201

 

JP3672400003

 

NISSAN MOTOR CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

DELEGATION OF THE AUTHORITY TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN ISSUED TO EMPLOYEE OF THE COMPANY, DIRECTORS AND EMPLOYEES OF THE RELATED COMPANIES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 9 DIRECTORS - C.GHOSN, T.SHIGA, H.SAIKAWA, C.DODGE, M.YAMASHITA, C.TAVARES, H.IMAZU, J.DUZAN, K.NAKAMURA

 

For

 

Yes

 

Against

 

Management

7203

 

JP3633400001

 

TOYOTA MOTOR CORP.

 

6/17/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 11 DIRECTORS - F.CHO, A.TOYODA, T.UCHIYAMADA, Y.FUNO, A.NIIMI, S.SASAKI, S.OZAWA, N.KODAIRA, M.FURUHASHI, T.IJICHI, Y.IHARA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - K.MATSUO, Y.WAKE, Y.ICHIMARU, M.KATO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF THE AMOUNT OF DIRECTORS’ REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

7259

 

JP3102000001

 

AISIN SEIKI CO., LTD.

 

6/21/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 18 DIRECTORS - K.TOYODA, F.FUJIMORI, S.NAKAMURA, M.ARAI, T.NAGURA, N.FUJIE, T.MORITA, S.SHIMANUKI, M.MITSUYA, T.MIZUSHIMA, T.ENOMOTO, K.USAMI, Y.MIYAMOTO, T.ISHIKAWA, T.KAWATA, T.ISHIKAWA, S.KOBUKI, S.YAGI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.GONDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

7267

 

JP3854600008

 

HONDA MOTOR CO., LTD.

 

6/23/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 12 DIRECTORS - K.KONDO, T.ITO, A.HAMADA, T.OYAMA, F.IKE, T.KAWANABE, K.HOGEN, N.KUROYANAGI, T.FUKUI, T.YAMADA, M.YOSHIDA, Y.YAMAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 2 CORPORATE AUDITORS - H.ABE, T.IWASHITA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF DIRECTORS’ AND CORPORATE AUDITORS’ REMUNERATION

 

For

 

Yes

 

For

 

Management

7313

 

JP3539230007

 

TS TECH CO., LTD.

 

6/21/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - H.YAMADA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

7701

 

JP3357200009

 

SHIMADZU CORP.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

Against

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - S.HATTORI, A.NAKAMOTO, I.KOWAKI, Y.NAKAMURA, S.SUZUKI, O.ANDO, Y.YOSHIDA, H.FUJII, K.NISHIHARA, Y.TOKUMASU, T.UEDA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - T.FUKUSHIMA, K.UEMATSU, H.UEDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

CONTINUATION OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCKS (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

Against

 

Management

7752

 

JP3973400009

 

RICOH CO., LTD.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 DIRECTOR - K.TOGASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - M.SHINODA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - K.HORIE

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

7762

 

JP3352400000

 

CITIZEN HOLDINGS CO., LTD.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - M.KANAMORI, T.TOKURA, T.KAKISHIMA, K.SUGIMOTO, M.UNNO, K.OSANO, K.YAMAMOTO, T.AOKI, R.AOYAGI

 

For

 

Yes

 

For

 

Management

7864

 

JP3813800004

 

FUJI SEAL INTERNATIONAL, INC.

 

6/23/2011

 

1

 

ELECTION OF 8 DIRECTORS - N.TAKAKUSAKI, M.KAKEGAWA, M.TOKUYAMA, K.TAKEDA, H.OKAZAKI, S.OKAZAKI, T.SONODA, R.FURUSAWA

 

For

 

Yes

 

For

 

Management

7974

 

JP3756600007

 

NINTENDO CO., LTD.

 

6/29/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - S.IWATA, Y.MORI, S.HATANO, G.TAKEDA, S.MIYAMOTO, N.NAGAI, M.MATSUMOTO, E.SUZUKI, T.KIMISHIMA, K.TAKEMURA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - I.NAKAJI, N.MIZUTANI, K.OZAKI

 

For

 

Yes

 

For

 

Management

8031

 

JP3893600001

 

MITSUI & CO., LTD.

 

6/24/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - S.UTSUDA, M.IIJIMA, S.TANAKA, T.OMAE, M.KOMAI, F.KAWASHIMA, D.SAIGA, J.OKADA, M.KINOSHITA, N.MATSUBARA, I.NONAKA, H.HIRABAYASHI, T.MUTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - S.MIURA, M.MURAKAMI

 

For

 

Yes

 

For

 

Management

8036

 

JP3678800008

 

HITACHI HIGH-TECHNOLOGIES CORP.

 

6/22/2011

 

1

 

ELECTION OF 6 DIRECTORS - H.OBAYASHI, M.HISADA, K.MIZUNO, H.HAYAKAWA, T.NAKAMURA, R.KITAYAMA

 

For

 

Yes

 

Against

 

Management

8053

 

JP3404600003

 

SUMITOMO CORP.

 

6/24/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 12 DIRECTORS - M.OKA, S.KATO, K.OMORI, S.ARAI, T.MORIYAMA, T.HAMADA, K.NAKAMURA, T.KAWAHARA, Y.OSAWA, Y.ABE, S.SASAKI, M.DOI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) TO DIRECTORS OF THE COMPANY AS PERFORMANCE-BASED STOCK LINKED OPTIONS

 

For

 

Yes

 

For

 

Management

8056

 

JP3754200008

 

NIHON UNISYS, LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

2

 

ELECTION OF 8 DIRECTORS - S.KUROKAWA, K.SHIRATORI, S.MIYAZAKI, Y.KADO, A.HIRAOKA, R.TATSUNO, K.AKIKAWA, S.KONISHI

 

For

 

Yes

 

Against

 

Management

8058

 

JP3898400001

 

MITSUBISHI CORP.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.KOJIMA, K.KOBAYASHI, R.UEDA, M.YANO, H.NABESHIMA, H.NAKAHARA, K.FUJIMURA, Y.NAGAI, T.NOMAKUCHI, K.ITO, K.TSUKUDA, R.KATO, H.KONNO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - O.NOMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8218

 

JP3305600003

 

KOMERI CO., LTD.

 

6/24/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 8 DIRECTORS - K.SASAGE, Y.SASAGE, T.KOSUGI, T.ITAGAKI, S.MATSUDA, N.ISHIZAWA, S.SUMIYOSHI, M.AOKI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - T.INUI, Z.FUJITA, M.KIUCHI, T.TAKUBO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

DETERMINATION OF THE AMOUNT, TERMS AND CONDITIONS OF STOCK OPTIONS FOR STOCK-LINKED COMPENSATION FOR DIRECTORS OF THE COMPANY

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

APPROVAL OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

8281

 

JP3428800001

 

XEBIO CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 DIRECTORS - T.MOROHASHI, T.KITAZAWA, H.OTAKI, M.YASHIRO, G.ISHIWATA

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - M.KOYANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ISSUANCE OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

8306

 

JP3902900004

 

MITSUBISHI UFJ FINANCIAL GROUP

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 16 DIRECTORS - T.OKIHARA, K.OKAUCHI, K.NAGAYASU, T.TANAKA, N.HIRANO, T.YUKI, I.HAMAKAWA, M.HASEGAWA, T.TOYOIZUMI, S.TERAOKA, T.WAKABAYASHI, T.OYAMADA, H.NOGUCHI, R.ARAKI, K.WATANABE, T.OTOSHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - T.NEMOTO

 

For

 

Yes

 

Against

 

Management

8308

 

JP3500610005

 

RESONA HOLDINGS, INC.

 

6/24/2011

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - E.HOSOYA, S.HIGAKI, K.HIGASHI, K.ISONO, K.KOJIMA, H.IDA, T.OKUDA, S.NAGAI, E.OSONO, T.ARIMA

 

For

 

Yes

 

For

 

Management

8309

 

JP3892100003

 

SUMITOMO MITSUI TRUST HOLDINGS

 

6/29/2011

 

1

 

DIVIDEND OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

REDUCTION OF CAPITAL SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 10 DIRECTORS - H.TSUNEKAGE, K.TANABE, K.MUKOHARA, K.KITAMURA, N.IWASAKI, J.SAYATO, S.OCHIAI, T.OKUBO, J.OKUNO, A.OTSUKA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ADDITIONAL ELECTION OF THE AUTHORIZED INDEPENDENT AUDITOR

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

5

 

DETERMINATION OF THE AMOUNT, TERMS AND CONDITIONS OF SHINKABU YOYAKU-KEN (RIGHT TO ACQUIRE NEW ISSUE) ISSUED TO DIRECTORS OF THE COMPANY AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

8332

 

JP3955400001

 

THE BANK OF YOKOHAMA, LTD.

 

6/21/2011

 

1

 

ELECTION OF 10 DIRECTORS - T.OGAWA, T.TERAZAWA, C.OKUBO, M.ITO, S.YONEDA, T.NOGUCHI, A.MOCHIZUKI, K.TAKANO, S.HANAWA, H.SAKAMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 1 CORPORATE AUDITOR - K.AMANO

 

For

 

Yes

 

For

 

Management

8411

 

JP3885780001

 

MIZUHO FINANCIAL GROUP, INC.

 

6/21/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 7 DIRECTORS - Y.SATO, J.NISHIZAWA, M.TSUCHIYA, M.KONO, A.NOMIYAMA, M.OHASHI, K.ANRAKU

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - Y.SHIGEJI, T.IYODA, I.IMAI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

6

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

7

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

8

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

For

 

Shareholder

 

 

 

 

 

 

 

 

9

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 


 

 

 

 

 

 

 

 

 

10

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

8591

 

JP3200450009

 

ORIX CORP.

 

6/22/2011

 

1

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - Y.MIYAUCHI, M.INOUE, H.URATA, H.NISHINA, K.KOJIMA, Y.YAMAYA, T.UMAKI, Y.YOKOYAMA, H.TAKEUCHI, T.SASAKI, E.TSUJIYAMA, R.FELDMAN, T.NIINAMI

 

For

 

Yes

 

For

 

Management

8766

 

JP3910660004

 

TOKIO MARINE HOLDINGS, INC.

 

6/27/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 11 DIRECTORS - K.ISHIRAHA, S.SUMI, H.AMEMIYA, M.OBA, H.MIYAJIMA, K.ITO, A.MIMURA, T.KITAZAWA, M.SASAKI, T.TAMAI, T.NAGANO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - A.HORII, T.OHASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

REVISION OF CORPORATE AUDITORS’ REMUNERATION

 

For

 

Yes

 

For

 

Management

8795

 

JP3539220008

 

T AND D HOLDINGS, INC.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

REDUCTION OF CAPITAL SURPLUS RESERVES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 7 DIRECTORS - N.MIYATO, K.NAKAGOME, T.IGARASHI, T.YOKOYAMA, K.TANAKA, T.KIDA, K.SHIMADA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 CORPORATE AUDITOR - Y.MASUDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - Y.OZAWA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

RETIREMENT ALLOWANCES TO THE RETIRING DIRECTORS AND CORPORATE AUDITORS

 

For

 

Yes

 

For

 

Management

 


 

8801

 

JP3893200000

 

MITSUI FUDOSAN CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - H.IWASA, M.MATSUMOTO, M.KOMODA, Y.INUMA, H.SAITO, T.ICHIKAWA, Y.KITAHARA, H.ASAI, K.INO, Y.HAYAKAWA, M.URANO, E.HOSOYA, M.MATSUSHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - S.KURAMOTO, A.OKADA, K.NISHIDA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

8830

 

JP3409000001

 

SUMITOMO REALTY & DEVELOPMENT

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 9 DIRECTORS - J.TAKASHIMA, K.ONODERA, N.TAKEMURA, K.NISHIMA, M.KOBAYASHI, Y.SAKAMOTO, M.IWAMOTO, Y.ODAI, M.OHASHI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 CORPORATE AUDITOR - Y.NAKAMURA

 

For

 

Yes

 

Against

 

Management

9020

 

JP3783600004

 

EAST JAPAN RAILWAY CO.

 

6/23/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 1 DIRECTOR - M.TAKAHASHI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - S.HOSHINO, H.HIGASHIGAWA, K.HARAYAMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 

 

 

 

 

 

 

 

7

 

SHAREHOLDER RESOLUTION - REFERENCE OF THE VIOLATION OF THE MEDICAL PRACTITIONERS LAW (1)

 

Against

 

Yes

 

Against

 

Shareholder

 


 

 

 

 

 

 

 

 

 

8

 

SHAREHOLDER RESOLUTION - REFERENCE OF THE VIOLATION OF THE MEDICAL PRACTITIONERS LAW (2)

 

Against

 

Yes

 

Against

 

Shareholder

9062

 

JP3729400006

 

NIPPON EXPRESS CO., LTD.

 

6/29/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 14 DIRECTORS - M.KAWAI, K.WATANABE, J.NAKAMURA, K.HAGIO, M.HOSOKOSHI, Y.TSURI, M.MIIDA, S.UEMATSU, M.NAKANO, A.OHINATA, N.SHIBUSAWA, K.MIYACHIKA, T.IDENO, Y.NII

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

3

 

PAYMENT OF DIRECTORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

CONTINUATION OF THE COUNTERMEASURES AGAINST A LARGE SCALE PURCHASE OF THE COMPANY STOCK (ANTI-TAKEOVER MEASURES)

 

For

 

Yes

 

For

 

Management

9064

 

JP3940000007

 

YAMATO HOLDINGS CO., LTD.

 

6/28/2011

 

1

 

ELECTION OF 6 DIRECTORS - K.SETO, M.KIGAWA, H.KANDA, M.YAMAUCHI, M.SATO, T.HAGIWARA

 

For

 

Yes

 

For

 

Management

9086

 

JP3791200003

 

HITACHI TRANSPORT SYS., LTD.

 

6/29/2011

 

1

 

ELECTION OF 6 DIRECTORS - T.ISHIGAKI, T.SUZUKI, K.TSUDA, T.SEKIYAMA, K.OHIRA, J.NAKAJIMA

 

For

 

Yes

 

Against

 

Management

9104

 

JP3362700001

 

MITSUI O.S.K. LINES, LTD.

 

6/23/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 10 DIRECTORS - A.ASHIDA, M.YAKUSHIJI, K.MUTO, M.YASUOKA, T.SHISHIDO, T.WATANABE, S.AOTO, T.KOMURA, S.SAKAKIBARA, M.MATSUSHIMA

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - M.TSUDA, H.ITAMI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 1 SUBSTITUTE CORPORATE AUDITOR - M.WAKABAYASHI

 

For

 

Yes

 

For

 

Management

 


 

 

 

 

 

 

 

 

 

5

 

ISSUANCE OF SHINKABU YOYAKU-KEN TO EXECUTIVE DIRECTORS AND EXECUTIVE STAFFS OF THE COMPANY AND CHAIRMEN AND PRESIDENTS OF DOMESTIC CONSOLIDATED SUBSIDIARIES AS STOCK OPTIONS

 

For

 

Yes

 

For

 

Management

9432

 

JP3735400008

 

NIPPON TELEGRAPH & TELEPHONE CO.

 

6/23/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 5 CORPORATE AUDITORS - S.AMITANI, Y.MAKITANI, S.IWAMOTO, T.MOTOBAYASHI, M.TOMONAGA

 

For

 

Yes

 

For

 

Management

9437

 

JP3165650007

 

NTT DOCOMO, INC.

 

6/17/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 DIRECTORS - T.SHINDO, W.KAGAWA, K.YOSHIZAWA

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 4 CORPORATE AUDITORS - S.HOSHIZAWA, K.YOSHIZAWA, H.MOROSAWA, E.TSUJIYAMA

 

For

 

Yes

 

For

 

Management

9501

 

JP3585800000

 

THE TOKYO ELECTRIC POWER CO., LTD.

 

6/28/2011

 

1

 

ELECTION OF 17 DIRECTORS - Z.AIZAWA, Y.AOYAMA, T.ARAI, T.KATSUMATA, S.KIMURA, A.KOMORI, T.SANO, H.TAKATSU, M.TAKEI, N.TSUZUMI, Y.NAITO, T.NISHIZAWA, N.HIROSE, T.FUJIMOTO, F.MIYAMOTO, H.YAMAGUCHI, M.YAMAZAKI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 2 CORPORATE AUDITORS - M.FUJIWARA, Y.MATSUMOTO

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

SHAREHOLDER RESOLUTION - AMENDMENT OF THE ARTICLES OF INCORPORATION

 

Against

 

Yes

 

Against

 

Shareholder

 


 

9513

 

JP3551200003

 

ELECTRIC POWER DEVELOPMENT CO.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

ELECTION OF 13 DIRECTORS - K.SAWABE, M.KITAMURA, S.OTA, Y.MAEDA, Y.SAKANASHI, M.HINO, T.WATANABE, S.MIZUNUMA, K.MURAMATSU, K.TAKEMATA, H.TANO, J.NAGASHIMA, G.KAJITANI

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 2 CORPORATE AUDITORS - M.OTSUKA, K.NAKANISHI

 

For

 

Yes

 

For

 

Management

9719

 

JP3400400002

 

SUMISHO COMPUTER SYSTEMS CORP.

 

6/28/2011

 

1

 

APPROVAL OF THE MERGER AGREEMENT WITH CSK CORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 18 DIRECTORS - N.NAKAIDO, A.TSUYUGUCHI, I.YUTANI, H.KAMATA, S.KURIMOTO, K.OGAWA, T.FUKUNAGA, H.YAMAZAKI, A.INNAMI, T.NAITO, N.MASHITA, T.NAKANISHI, M.SUZUKI, S.ISHIMURA, T.TANIHARA, T.KUMAZAKI, M.KONUMA, I.FUCHIGAMI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

4

 

ELECTION OF 3 CORPORATE AUDITORS - A.HARIMA, T.UMIMAE, S.YASUNAMI

 

For

 

Yes

 

Against

 

Management

 

 

 

 

 

 

 

 

5

 

REVISION OF DIRECTORS’ REMUNERATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

6

 

REVISION OF CORPORATE AUDITORS’ REMUNERATION

 

For

 

Yes

 

For

 

Management

9792

 

JP3660900006

 

NICHII GAKKAN CO.

 

6/28/2011

 

1

 

APPROPRIATION OF SURPLUS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

2

 

AMENDMENT OF THE ARTICLES OF INCORPORATION

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

3

 

ELECTION OF 3 CORPORATE AUDITORS - H.OTOMARU, Y.OISHI, S.OSHIMA

 

For

 

Yes

 

Against

 

Management

 


 

 

 

 

 

 

 

 

 

4

 

RETIREMENT ALLOWANCES TO THE RETIRING CORPORATE AUDITORS

 

For

 

Yes

 

For

 

Management

 

 

 

 

 

 

 

 

5

 

PAYMENT OF DIRECTORS’ AND CORPORATE AUDITORS’ BONUSES

 

For

 

Yes

 

For

 

Management

 


 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

THE JAPAN EQUITY FUND, INC.

 

By:

/s/ Yoshiaki Uematsu

 

 

Name: Yoshiaki Uematsu

 

Title: President and Principal Executive Officer

 

 

Date:

July 7, 2011