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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (1) | 07/01/2017 | M | 122 | 07/01/2017(9) | 07/01/2019(9) | Common Stock | 122 | $ 0 | 121 | D | ||||
Restricted Stock Units | $ 0 (1) | 02/22/2018 | M | 1,202 | 02/22/2018(10) | 02/22/2020(10) | Common Stock | 1,202 | $ 0 | 2,404 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Grainger Guy 200 EAST RANDOLPH DRIVE CHICAGO, IL 60601 |
CEO, EMEA |
Mackenzie K. Phillips, attorney-in-fact for Guy Grainger | 08/28/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted share units convert into an equal number of shares of common stock. |
(2) | This amendment corrects the amount of beneficially owned shares from 4,797 to 257, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(3) | This amendment corrects the amount of beneficially owned shares from 4,919 to 379, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(4) | This amendment corrects the amount of beneficially owned shares from 4,862 to 322, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(5) | This amendment corrects the amount of beneficially owned shares from 5,793 to 1,253, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(6) | This amendment corrects the amount of beneficially owned shares from 5,536 to 816, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(7) | This amendment corrects the amount of beneficially owned shares from 6,558 to 2,012, due to an incorrectly disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(8) | This amendment corrects the amount of beneficially owned shares from 5,994 to 1,454, due to an incorreclty disclosed amount on the Reporting Person's Form 3 filed October 13, 2016. |
(9) | On March 7, 2014, the Reporting Person was granted 243 restricted stock units, vesting with respect to one-half of the shares on each of July 1, 2017 and July 1, 2019. |
(10) | On February 22, 2017, the Reporting Person was granted 3,606 restricked stock units, vesting with respect to on-third of the shares on each of February 22, 2018, February 22, 2019 and February 22, 2020. |