UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest events reported) August 14, 2002
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August 14, 2002
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PNM RESOURCES, INC.
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(Exact name of registrant as specified in its charter)
New Mexico 85-0468296
---------------------------- Commission ----------------------
(State or Other Jurisdiction File Number 333-32170 (I.R.S. Employer
of Incorporation) --------- Identification) Number)
Alvarado Square, Albuquerque, New Mexico 87158
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(Address of principal executive offices) (Zip Code)
(505) 241-2700
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(Registrant's telephone number, including area code)
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(Former name, former address and former fiscal year, if changed since last
report)
Item 5. Other Events
Pursuant to the order issued by the Commission on June 27, 2002, Jeffry E.
Sterba, Chairman, Chief Executive Officer and President of PNM Resources, Inc.
(the Company) and Max H. Maerki, Senior Vice President and Chief Financial
Officer of the Company, filed their sworn statements regarding facts and
circumstances relating to exchange act filings with the Commission on August 14,
2002. These sworn statements of Mr. Sterba and Mr. Maerki are filed herein as
exhibits 99.1 and 99.2, respectively.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(c) Exhibits
99.1 Jeffry E. Sterba, Chairman, Chief Executive Officer and
President of PNM Resources, Inc., statement under oath of
principal executive officer regarding facts and circumstances
relating to exchange act filings.
99.2 Max H. Maerki, Senior Vice President and Chief Financial
Officer of the Company, statement under oath of principal
financial officer regarding facts and circumstances relating to
exchange act filings.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
PNM RESOURCES, INC.
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(Registrant)
Date: August 14, 2002 /s/ John R. Loyack
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John R. Loyack
Vice President and Chief Accounting Officer
(Officer duly authorized to sign this report)
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