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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Restricted Stock Units | $ 0 | Â | Â | Â | Â | Â | Â (5) | Â (5) | Common Stock | Â | 2,312 | Â | ||
Stock Option (Right to Buy) | $ 26.88 | Â | Â | Â | Â | Â | 08/25/2006(3) | 01/24/2013 | Common Stock | Â | 1,550 | Â | ||
Stock Option (Right to Buy) | $ 28.46 | Â | Â | Â | Â | Â | 08/25/2006(4) | 01/31/2012 | Common Stock | Â | 1,550 | Â | ||
Stock Option (Right to Buy) | $ 32.6 | Â | Â | Â | Â | Â | 08/25/2006(2) | 01/27/2014 | Common Stock | Â | 3,101 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Peterson Susan Gayle C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT, IL 60018 |
 |  |  | Exec. Officer of Subsidiary |
/s/ Doria L. Koros, attorney-in-fact for Ms. Peterson | 03/23/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The purpose of this amendment is to remove the "4" which appeared beside the "J" in the transaction code column of Table I in the original filing, and to remove the "X" from the "Form 4 Transactions Reported" box. The Form 5 was a voluntary filing, as the transaction reported is exempt from the reporting requirements. |
(2) | Received in the Merger in exchange for an option to purchase 3,000 shares of FOBB common stock at an exercise price of $33.70 per share. |
(3) | Received in the Merger in exchange for an option to purchase 1,500 shares of FOBB common stock at an exercise price of $27.78 per share. |
(4) | Received in the Merger in exchange for an option to purchase 1,500 shares of FOBB common stock at an exercise price of $29.42 per share. |
(5) | Received in the Merger in exchange for restricted stock units ("RSUs") for 2,215 shares of FOBB common stock. |
(6) | Reflects the liquidation of all shares of the Issuer's common stock held by the First Oak Brook Stock Bonus Plan, a tax-qualified profit sharing plan, in order to facilitate the merger of such plan into the Issuer's tax-qualified plan. |