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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option To Purchase Common Stock | $ 15.2 | 02/23/2017 | M | 4,014 | (1) | 10/21/2017 | Common Stock | 4,014 | $ 0 | 4,986 | D | ||||
Option To Purchase Common Stock | $ 18.38 | 02/23/2017 | M | 2,682 | (2) | 04/25/2018 | Common Stock | 2,682 | $ 0 | 3,818 | D | ||||
Option To Purchase Common Stock | $ 25.68 | 02/23/2017 | M | 1,538 | (3) | 03/11/2020 | Common Stock | 1,538 | $ 0 | 3,162 | D | ||||
Option To Purchase Common Stock | $ 50.12 | 02/23/2017 | M | 32 | (4) | 03/30/2022 | Common Stock | 32 | $ 0 | 938 | D | ||||
Option To Purchase Common Stock | $ 14.57 | 02/23/2017 | M | 2,842 | (5) | 05/07/2019 | Common Stock | 2,842 | $ 0 | 3,358 | D | ||||
Option To Purchase Common Stock | $ 39.67 | 02/23/2017 | M | 360 | (6) | 03/18/2021 | Common Stock | 360 | $ 0 | 1,840 | D | ||||
2015 Option to Purchase Common Stock | $ 49.54 | 02/23/2017 | M | 35 | (7) | 03/31/2025 | Common Stock | 35 | $ 0 | 2,536 | D | ||||
Option To Purchase Common Stock | $ 15.2 | 02/23/2017 | F(8) | 4,986 | (1) | 10/21/2017 | Common Stock | 4,986 | $ 15.2 | 0 | D | ||||
Option To Purchase Common Stock | $ 18.38 | 02/23/2017 | F(8) | 3,818 | (2) | 04/25/2018 | Common Stock | 3,818 | $ 18.38 | 0 | D | ||||
Option To Purchase Common Stock | $ 25.68 | 02/23/2017 | F(8) | 3,162 | (3) | 03/11/2020 | Common Stock | 3,162 | $ 25.68 | 0 | D | ||||
Option To Purchase Common Stock | $ 50.12 | 02/23/2017 | F(8) | 938 | (4) | 03/30/2022 | Common Stock | 938 | $ 50.12 | 0 | D | ||||
Option To Purchase Common Stock | $ 14.57 | 02/23/2017 | F(8) | 3,358 | (5) | 05/07/2019 | Common Stock | 3,358 | $ 14.57 | 0 | D | ||||
Option To Purchase Common Stock | $ 39.67 | 02/23/2017 | F(8) | 1,840 | (6) | 03/18/2021 | Common Stock | 1,840 | $ 39.67 | 0 | D | ||||
2015 Option to Purchase Common Stock | $ 49.54 | 02/23/2017 | F(8) | 822 | (7) | 03/31/2025 | Common Stock | 822 | $ 49.54 | 1,714 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brodheim Charles 259 PROSPECT PLAINS ROAD CRANBURY, NJ 08512 |
VP, Corporate Controller |
/s/ Charles Brodheim | 02/27/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person was granted 9,000 options on October 22, 2007, which options vested in three equal annual installments beginning on October 22, 2008. |
(2) | The reporting person was granted 6,500 options on April 25, 2008, which options vested in three equal annual installments beginning on April 25, 2009. |
(3) | The report person was granted a total of 4,700 options on March 11, 2010, which options vested in three equal annual installments beginning on March 11, 2011. |
(4) | The reporting person was granted a total of 970 options on March 30, 2012. Options vested in 3 equal annual installments beginning on March 30, 2013. |
(5) | The reporting person was granted a total of 6,200 options on May 7, 2009, which options vested in three equal annual installments beginning on May 7, 2010. |
(6) | The reporting person was granted a total of 2,200 options on March 18, 2011, which options vested in three equal annual installments beginning on March 18, 2012. |
(7) | The reporting person was granted options on May 8, 2015 covering an aggregate of 2,571 shares. Options vest in 3 equal annual installments over a three year period with the first vesting (covering 857 shares) having occurred on March 31, 2016. The second installment date is March 31, 2017, followed by the third installment date of March 31, 2018. |
(8) | In connection with a stock option exercise, Mr. Brodheim paid the option exercise price and the applicable taxes to be withheld by surrendering the number of shares noted. |