Edgar Filing: BUTLER HELEN RANKIN

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

BUTLER HELEN RANKIN

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [HY]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a Group

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE, SUITE 300

3. Date of Earliest Transaction (Month/Day/Year)
10/29/2018

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/29/2018		P		397 ⁽¹⁾	A	$ 61.6239	88,888	I	held by Trust for the benefit of Reporting Person
Class A Common Stock	10/29/2018		P		2 ⁽¹⁾	A	$ 61.53 ⁽²⁾	181	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/29/2018		P		2 ⁽¹⁾	A	$ 61.53 ⁽²⁾	181	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock	10/29/2018		P		2 ⁽¹⁾	A	$ 61.53 ⁽²⁾	181	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/29/2018		P		2 ⁽¹⁾	A	$ 61.53 ⁽²⁾	181	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/29/2018		P		1 ⁽¹⁾	A	$ 61.91 ⁽³⁾	182	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/29/2018		P		1 ⁽¹⁾	A	$ 61.91 ⁽³⁾	182	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock	10/30/2018		P		397 ⁽¹⁾	A	$ 61.7641	89,285	I	held by Trust for the benefit of Reporting Person
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 60.97 ⁽⁴⁾	183	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 60.97 ⁽⁴⁾	183	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 60.97 ⁽⁴⁾	182	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 60.97 ⁽⁴⁾	182	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 62.46 ⁽⁵⁾	184	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 62.46 ⁽⁵⁾	184	I	Spouse's proportionate interest in Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 62.46 ⁽⁵⁾	183	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/30/2018		P		1 ⁽¹⁾	A	$ 62.46 ⁽⁵⁾	183	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								8,211	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ⁽⁶⁾
Class A Common Stock								4,513	I	held in Trust for the benefit of Reporting Person's minor child ⁽⁶⁾
Class A Common Stock								279	I	Child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								8,367	I	child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ⁽⁶⁾
Class A Common Stock								4,357	I	held in trust for the benefit of Reporting Person's minor child ⁽⁶⁾
Class A Common Stock								5,126	I	proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock								49,811	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
Class A Common Stock								12,058	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								32,369	I	proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.
Class A Common Stock								2,800	I	Individual Retirement Account for the benefit of the Reporting Person's spouse ⁽⁶⁾
Class A Common Stock								7,634	I	spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP ⁽⁶⁾
Class A Common Stock								26,313	I	spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. ⁽⁶⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

⁽⁷⁾

Class A Common Stock

326

Child's proportionate partnership interest shares held by AMR Associates LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

8,211

child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ⁽⁶⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

3,683

held by Trust for the benefit of Reporting Person's minor child

Class B Common Stock

⁽⁷⁾

Class A Common Stock

326

Child's proportionate partnership interest shares held by AMR Associates LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

8,367

child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P ⁽⁶⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

3,527

held by trust for the benefit of Reporting Person's minor child ⁽⁶⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

5,972

proportionate partnership interest shares held by AMR Associates LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

89,105

proportionate limited partnership interest in shares held by Rankin Associates I, L.P.

Class B Common Stock

⁽⁷⁾

Class A Common Stock

12,058

proportionate limited partnership interests in shares held by Rankin Associates II, L.P

Class B Common Stock

⁽⁷⁾

Class A Common Stock

51,283

proportionate limited partnership interests in shares held by Rankin Associates IV, L.P.

Class B Common Stock

⁽⁷⁾

Class A Common Stock

58,586

Held by Trust for the benefit of Reporting Person

Class B Common Stock

⁽⁷⁾

Class A Common Stock

2,800

Individual Retirement Account for the benefit of the Reporting Person's spouse ⁽⁶⁾

Class B Common Stock

⁽⁷⁾

Class A Common Stock

7,634

spouse's proportionate limited partnership interests in shares held by Rankin Associates II, LP

Class B Common Stock

⁽⁷⁾

Class A Common Stock

17,262

spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. ⁽⁶⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
BUTLER HELEN RANKIN 5875 LANDERBROOK DRIVE, SUITE 300 MAYFIELD HEIGHTS, OH 44124				Member of a Group

Signatures

/s/ Suzanne S. Taylor, attorney-in-fact		10/30/2018
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Shares purchased pursuant to 10b5-1 plan
(2)	2018-Oct-29 -Block 1 Weighted Average- Share Price represents average price between $60.86 and $61.82.
(3)	2018-Oct-29 -Block 2 Weighted Average- Share Price represents average price between $61.89 and $62.00.
(4)	2018-Oct-30 -Block 1 Weighted Average- Share Price represents average price between $60.63 and $61.00.
(5)	2018-Oct-30 -Block 2 Weighted Average- Share Price represents average price between $62.25 and $62.49.
(6)	Reporting Person disclaims beneficial ownership of all such shares.
(7)	N/A

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