Schedule 13G for Amkor 2/14/2002
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT
OF 1934
(AMENDMENT No.1)
AMKOR TECHNOLOGY, INC.
(Name of Issuer)
COMMON STOCK, PAR VALUE $.001 PER SHARE
(Title of class of securities)
031652100
(CUSIP Number)
July 19, 2001
-------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
/__/ Rule 13d-1(b)
/__/ Rule 13d-1(c)
/X / Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
1. NAME OF REPORTING PERSON
The Group composed of the following persons:
1. James J. Kim
2. Agnes C. Kim
3. David D. Kim, as Trustee
4. Susan Y. Kim, as Trustee
5. John T. Kim, as Trustee
6. John F.A. Earley, as Trustee
7. David D. Kim Trust
8. John T. Kim Trust
9. Susan Y. Kim Trust
10. Trust of Susan Y. Kim dated 4/16/98 for the benefit of Alexandra
Panichello
11 Trust of Susan Y. Kim dated 4/16/98 for the benefit of Jacqueline
Panichello
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /__/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Not applicable; not organized
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
73,198,083 shares, or 45.3% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
73,198,083 shares, or 45.3% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
73,198,083 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
45.3% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(OO)
1. NAME OF REPORTING PERSON
James J. Kim
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
21,645,628 shares, or 13.4% of the common stock outstanding
6. SHARED VOTING POWER
Not Applicable
7. SOLE DISPOSITIVE POWER
21,645,628 shares, or 13.4% of the common stock outstanding
8. SHARED DISPOSITIVE POWER
Not Applicable
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
21,645,628 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.4% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
Agnes C. Kim
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
8,180,423 shares, or 5.1% of the common stock outstanding
6. SHARED VOTING POWER
Not Applicable
7. SOLE DISPOSITIVE POWER
8,180,423 shares, or 5.1% of the common stock outstanding
8. SHARED DISPOSITIVE POWER
Not Applicable
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
8,180,423 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
David D. Kim, as Trustee
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
14,457,344 shares, or 8.9% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
14,457,344 shares, or 8.9% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
14,457,344 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.9% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
Susan Y. Kim, as Trustee
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
43,372,032 shares, or 26.8% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
43,372,032 shares, or 26.8% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
43,372,032 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
26.8% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
John T. Kim, as Trustee
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
28,914,688 shares, or 17.9% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
28,914,688 shares, or 17.9% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
28,914,688 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.9% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
John F.A. Earley, as Trustee
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
35,172,032 shares, or 21.7% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
35,172,032 shares, or 21.7% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
35,172,032 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
21.7% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(IN)
1. NAME OF REPORTING PERSON
David D. Kim Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Organized in Commonwealth of Pennsylvania
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
14,457,344 shares, or 8.9% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
14,457,344 shares, or 8.9% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
14,457,344 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.9% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(OO)
1. NAME OF REPORTING PERSON
John T. Kim Trust
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) /X/ (b) /__/
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Organized in Commonwealth of Pennsylvania
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH
REPORTING PERSON WITH:
5. SOLE VOTING POWER
Not Applicable
6. SHARED VOTING POWER
14,457,344 shares, or 8.9% of the common stock outstanding
7. SOLE DISPOSITIVE POWER
Not Applicable
8. SHARED DISPOSITIVE POWER
14,457,344 shares, or 8.9% of the common stock outstanding
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
14,457,344 shares of common stock
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES /__/
11. PERCENTAGE OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.9% of the common stock outstanding
12. TYPE OF REPORTING PERSON
(OO)
ITEM 1. (a) Name of Issuer
Amkor Technology, Inc.
(b) Address of Issuer's Principal Executive Offices
1345 Enterprise Drive, West Chester, PA 19380
ITEM 2. (a) Name of Person Filing
The Group composed of the following persons:
1. James J. Kim
2. Agnes C. Kim
3. David D. Kim, as Trustee
4. Susan Y. Kim, as Trustee
5. John T. Kim, as Trustee
6. John F.A. Earley, as Trustee
7. David D. Kim Trust
8. John T. Kim Trust
9. Susan Y. Kim Trust
10. Trust of Susan Y. Kim dated 4/16/98 for the benefit of
Alexandra Panichello
11. Trust of Susan Y. Kim dated 4/16/98 for the benefit of
Jacqueline Panichello
(b) Address of Principal Business Office, or if none, Residence
For each reporting person: 1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
Not Applicable
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
James J. Kim
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value, $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
Agnes C. Kim
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
David D. Kim, as Trustee
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
Susan Y. Kim, as Trustee
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
John T. Kim, as Trustee
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
John F.A. Earley, Trustee
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Citizenship
United States Citizen
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
David D. Kim, Trust
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Organization
Organized in the Commonwealth of Pennsylvania
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 2. (a) Name of Person Filing
John T. Kim Trust
(b) Address of Principal Business Office, or if none, Residence
1345 Enterprise Drive
West Chester, PA 19380
(c) Organization
Organized in the Commonwealth of Pennsylvania
(d) Title of Class of Securities
Common Stock, par value $.001 per share
(e) CUSIP Number
031652100
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP
1. (a) Amount Beneficially Owned
For each reporting person, see response to Row 9 on
cover page
(b) Percent of Class
For each reporting person, see response to Row 11 on
cover page
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
For each reporting person, see response to Row
5 on cover page
(ii) Shared power to vote or to direct the vote:
For each reporting person, see response to Row
6 on cover page
(iii) Sole power to dispose or to direct the
disposition of:
For each reporting person, see response to Row
7 on cover page
(iv) Shared power to dispose or to direct the
disposition of:
For each reporting person, see response to Row
8 on cover page
Each reporting person states that the filing of this statement on Schedule 13G
shall not be construed as an admission that such reporting person is, for the
purposes of section 13(d) or 13(g) of the Act, the beneficial owner of the
shares of common stock reported as beneficially owned by the other reporting
persons in this statement on Schedule 13G.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
ANOTHER PERSON
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP
See Exhibit A, attached hereto.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
This statement on Schedule 13G is filed on behalf of each of the undersigned
persons. After reasonable inquiry and to the best of my knowledge and belief,
each of the undersigned persons certifies that the information set forth in this
statement is true, complete and correct in so far as the information pertains to
the undersigned.
/s/ James J. Kim* February 14, 2002
------------------
James J. Kim
/s/ Agnes C. Kim* February 14, 2002
-----------------
Agnes C. Kim
/s/ David D. Kim* February 14, 2002
-----------------
David D. Kim, as Trustee
/s/ John T. Kim* February 14, 2002
----------------
John T. Kim, as Trustee
/s/ John F.A. Earley* February 14, 2002
---------------------
John F.A. Earley, as Trustee
/s/ Susan Y. Kim* February 14, 2002
-----------------
Susan Y. Kim, as Trustee
David D. Kim Trust February 14, 2002
By: /s/ David D. Kim*
-----------------
David D. Kim, as Trustee
John T. Kim Trust February 14, 2002
By: /s/ John T. Kim*
----------------
John T. Kim, as Trustee
* /s/ MEMMA S. KILGANNON February 14, 2002
------------------
Memma S. Kilgannon, as attorney-in-fact for each reporting
person indicated, pursuant to powers-of-attorney previously
filed with the U.S. Securities and Exchange Commission.
EXHIBIT A
This Agreement made by the undersigned persons certifies that each
undersigned person agrees that the statement on Schedule 13G to which this
Exhibit A is attached is filed on behalf of each of them. The "Group" (as
defined in Rule 13d-5(b) is composed of the following persons:
James J. Kim
Agnes C. Kim
David D. Kim, as Trustee
Susan Y. Kim, as Trustee
John T. Kim, as Trustee
John F.A. Earley, as Trustee
David D. Kim Trust
John T. Kim Trust
Susan Y. Kim Trust
Trust of Susan Y. Kim dated 4/16/98 held for the benefit of
Alexandra Panichello; and
Trust of Susan Y. Kim dated 4/16/98 held for the benefit of
Jacqueline Panichello
Each undersigned further agrees the information as it pertains to each
undersigned is accurate and complete and that each undersigned has no knowledge
or reason to believe that information as it relates to the other persons making
this filing is inaccurate.
/s/ James J. Kim* February 14, 2002
-----------------
James J. Kim
/s/ Agnes C. Kim* February 14, 2002
-----------------
Agnes C. Kim
/s/ David D. Kim* February 14, 2002
-----------------
David D. Kim, as Trustee
/s/ John T. Kim* February 14, 2002
----------------
John T. Kim, as Trustee
/s/ John F.A. Earley* February 14, 2002
---------------------
John F.A. Earley, as Trustee
/s/ Susan Y. Kim* February 14, 2002
-----------------
Susan Y. Kim, as Trustee
David D. Kim Trust February 14, 2002
By: /s/ David D. Kim*
-----------------
David D. Kim, as Trustee
John T. Kim Trust February 14, 2002
By: /s/ John T. Kim*
----------------
John T. Kim, as Trustee
* /s/ MEMMA S. KILGANNON February 14, 2002
------------------
Memma S. Kilgannon, as attorney-in-fact for each reporting
person indicated, pursuant to powers-of-attorney previously
filed with the U.S. Securities and Exchange Commission.