1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Series A Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
134,049
|
$
0
(2)
|
I
|
Held by the Hutchison Family Trust
(1)
|
Series A Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
44,683
|
$
0
(2)
|
I
|
held by Glasgow Investments, LLC
(3)
|
Series D Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
13,550
|
$
0
(2)
|
I
|
Held by the Hutchison Family Trust
(1)
|
Series D Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
4,517
|
$
0
(2)
|
I
|
Held by Glasgow Investments, LLC
(3)
|
Series E Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
6,307
|
$
0
(2)
|
I
|
Held by the Hutchison Family Trust
(1)
|
Series F Preferred Stock
|
Â
(2)
|
Â
(2)
|
Common Stock
|
5,000
|
$
0
(2)
|
I
|
Held by the Hutchison Family Trust
(1)
|
Director Stock Option (right to buy)
|
Â
(4)
|
09/13/2022 |
Common Stock
|
20,000
|
$
7.55
|
D
|
Â
|
Director Stock Option (right to buy)
|
Â
(4)
|
01/30/2023 |
Common Stock
|
30,700
|
$
12.15
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Reporting Person is the Co-Trustee. |
(2) |
Each share of Preferred Stock will automatically convert into one (1) share of the Issuer's Common Stock upon the closing of the Issuer's initial public offering of Common Stock for no additional consideration, and has no expiration date. |
(3) |
The Reporting Person is a managing member of Glasgow Investments, LLC and possesses the power to direct the voting and disposition of the shares held by Glasgow Investments, LLC and as such may be deemed to beneficially own the shares held by Glasgow Investments, LLC. |
(4) |
The stock option grant is immediately exercisable in full. |