Unassociated Document
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
February
2, 2009 (January 27, 2009)
Date of
Report (Date of earliest event reported)
AFTERSOFT
GROUP, INC.
(Exact
name of registrant as specified in its charter)
|
Delaware
|
000-27083
|
84-1108035
|
|
(State
or other jurisdiction of incorporation)
|
(Commission
File No.)
|
(IRS
Employer Identification No.)
|
| |
|
|
Regus
House, Herons Way, Chester Business Park
Chester,
UK CH4 9QR
(Address
of principal executive offices, including zip code)
Registrant's
telephone number, including area code: 011 44 124 489
3138
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligations of the registrant under any of the following
provisions (see General Instruction A.2. below):
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
On
January 27, 2009, Aftersoft Group, Inc. (“Aftersoft” or the “Company”) appointed
W. Austin Lewis IV to its Board of Directors, effective as of that date, to
serve until standing for election at the next annual meeting of the Company’s
shareholders. No arrangements or understandings exist between Mr.
Lewis and any other person pursuant to which he was selected as a director. Mr.
Lewis will also serve on the Audit Committee, Compensation Committee and
Nominating Committee of Aftersoft’s Board of Directors.
Mr. Lewis
currently serves as the Chief Executive Officer of Lewis Asset Management Corp.,
an investment management company headquartered in New York City which he founded
in 2004. From 2003 to 2004, Mr. Lewis was employed at Puglisi &
Company, a New York based broker-dealer registered with FINRA, where he served
as a registered representative and managed individual client accounts, conducted
due diligence for investment banking activities and managed his own personal
account. In 2002, Mr. Lewis co-founded Thompson Davis, & Company,
Inc., a registered broker-dealer headquartered in Richmond, Virginia. From 1998
to 2002, Mr. Lewis was employed by Branch Cabell and Company, Inc. in Richmond,
Virginia (“Branch Cabell”) where he was a registered representative. Following
the November 2000 acquisition of Branch Cabell by Tucker Anthony Incorporated
(“Tucker Anthony”), Mr. Lewis served as a Vice-President for Tucker Anthony and
subsequently RBC Dain Rauscher, Inc. which acquired Tucker Anthony in August of
2001. Mr. Lewis received his Bachelor of Science degree in Finance
and Financial Economics from James Madison University in 1998.
Mr. Lewis
currently beneficially owns (through personal holdings and holdings owned by
funds managed by Lewis Asset Management Corp., a company he controls)
approximately 19% of the Company’s common stock.
The
Company announced Mr. Lewis’ appointment by press release on February 2, 2009, a
copy of which is attached hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits.
|
Exhibit
No.
|
Description
|
|
99.1
|
Press
Release
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, as amended, the
registrant has duly caused this Current Report on Form 8-K to be signed on its
behalf by the undersigned thereunto duly authorized.
| |
|
|
| |
|
AFTERSOFT
GROUP, INC. |
|
| |
|
|
|
|
|
By:
|
/s/ Ian
Warwick |
|
| |
|
Name:
Ian Warwick
Title:
Chief Executive Officer
|
|
| |
|
|
|
| |
|
|
|
INDEX
TO EXHIBITS
|
Exhibit
No.
|
Description
|
|
99.1
|
Press
Release
|