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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 19 | 11/19/2004 | A | 5,000 | 05/19/2005 | 11/18/2010 | Common Stock | 5,000 | $ 0 | 5,000 | D | ||||
Stock Options | $ 13.1 | 06/18/2008 | A | 1,000 | 12/18/2008 | 06/18/2014 | Common Stock | 1,000 | $ 0 | 1,000 | D | ||||
Stock Options | $ 8.21 | 06/15/2011 | A | 1,000 | 12/15/2011 | 06/15/2017 | Common Stock | 1,000 | $ 0 | 1,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kreft Alfred John 701-7 KOEHLER AVENUE RONKONKOMA, NY 11779 |
X |
/s/ Alfred John Kreft | 02/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted Shares granted pursuant to the 2006 Incentive Plan which vest on the second anniversary of the date of grant |
(2) | Restricted Shares granted pursuant to the 2006 Incentive Plan which vest on the third anniversary of the date of grant. |
(3) | Restricted Shares granted pursuant to the 2009 Restricted Stock Plan which vest on the third anniversary of the date of grant. |
Remarks: This Form 4 is being filed by Reporting Person to correct certain transactions incorrectly reported by Reporting Person from the time Reporting Person first became subject to the filing requirements of Section 16 of the Securities Exchange Act of 1934, as amended, in November 2004 (the "Initial Filing Date"). For ease of reference, this Form 4 includes all of Reporting Person's transactions in the securities of the Issuer since the Initial Filing Date. |