REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16
OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
Commission file number: 0-20892
ATTUNITY LTD
(Name of registrant)
Kfar Netter Industrial
Park, Kfar Netter, Israel 40593
(Address of principal
executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): o
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): o
Indicate by check mark whether by furnishing the information contained in this form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes o No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ____________
This Form 6-K is being incorporated by reference into the registrant’s Form F-3 Registration Statements File Nos. 333-138044, 333-119157, 333-122937 and 333-142286 and Form S-8 Registration Statements File Nos. 033-84180, 333-932, 333-11648, 333-122271, 333-122302 and 333-142284.
6-K Items
1. Press release re Attunity Announces Receipt of Nasdaq’s Failure to Comply with Listing Requirement Notices; Company applies to transfer the listing of its securities to NASDAQ Capital Market.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| ATTUNITY LTD By: /s/ Dror Elkayam —————————————— Dror Elkayam, VP Finance and Secretary |
Date: August 13, 2007
| For more information: | |
| Andy Bailey, VP Marketing | Dror Elkayam, VP Finance |
| Attunity | Attunity |
| +1 781-213-5204 | +972 9-899-3000 |
| andy.bailey@attunity.com | dror.elkayam@attunity.com |
ATTUNITY Announces Receipt of Nasdaq's Failure to Comply
with Listing Requirement Notices; Company applies to transfer
the listing of its securities to NASDAQ Capital Market.
BURLINGTON MA, August 13, 2007–Attunity Ltd (NASDAQGM: ATTU), a leading provider of enterprise-class software for application and data integration, and solutions in the new and fast growing Composite Workplace Applications market, today announced that on August 7, 2007 it received a Nasdaq Staff Determination letter indicating that Attunity has failed to comply with the minimum $10,000,000 stockholders’ equity requirement for continued listing on the Nasdaq Global Market, as set forth in Nasdaq’s Marketplace Rule 4450(a)(3), and that Attunity’s securities are therefore subject to delisting from the Nasdaq Global Market. As a result, Attunity has applied to transfer the listing of its securities to the Nasdaq Capital Market.
Attunity has also received today, August 13, 2007, a Nasdaq Staff Determination letter indicating that Attunity has failed to comply with the minimum $1.00 per share requirement for continued listing as set forth in Nasdaq’s Marketplace Rule 4450(a)(5) since the bid price of Attunity’s ordinary shares has closed below the minimum $1.00 per share in the last 30 consecutive business days. In accordance with Marketplace Rule 4450(e)(2), Attunity will be provided with 180 calendar days, or until February 11, 2008 to regain compliance with the minimum $1.00 per share requirement.
Building on nearly 20 years of history delivering data integration solutions, Attunity (NASDAQGM: ATTU) is leading the innovative and fast growing Composite Workplace Applications space with its flagship product Attunity InFocus. Attunity InFocus is designed to dramatically enhance the effectiveness of business managers at all levels to focus their judgment, experience and knowledge on resolving business problems, exceptions and issues that tend to dominate their day.
With successful deployments at thousands of organizations worldwide, Attunity provides enterprise-class software directly and indirectly through a number of strategic and OEM agreements with global-class partners such as HP, IBM, Microsoft, Oracle, Business Objects and Cognos.
Headquartered in Boston, Attunity serves its customers via offices in North America, Europe, Middle East and China, and through a network of local partners. For more information, please visit us at www.attunity.com, which website is not part of this press release.