1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right To Buy)
|
Â
(1)
|
04/07/2019 |
Common Stock
|
13,507
|
$
0.47
|
D
|
Â
|
Employee Stock Option (Right To Buy)
|
Â
(2)
|
02/10/2020 |
Common Stock
|
31,583
|
$
1.02
|
D
|
Â
|
Employee Stock Option (Right To Buy)
|
Â
(3)
|
10/20/2020 |
Common Stock
|
100,000
|
$
4.96
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option was originally granted for 216,111 shares, 202,604 of which have been exercised. The option was immediately exercisable as of the date of grant as to 212,765 shares and became exercisable as to the remaining shares on January 1, 2010, subject to the Issuer's right of repurchase until the shares are vested. The vesting schedule of the option is as follows: 1/4th of the shares subject to the option vested on March 3, 2010, and 1/48th of the shares subject to the option have vested and will continue to vest when the Reporting Person completes each month of continuous service thereafter. |
(2) |
The option was originally granted for 189,496 shares, 157,913 of which have been exercised. The option was immediately exercisable as of the date of grant as to 96,509 shares and became exercisable as to the remaining shares on January 1, 2011, subject to the Issuer's right of repurchase until the shares are vested. The vesting schedule of the option is as follows: 1/48th of the shares subject to the option have vested and will continue to vest when the Reporting Person completes each month of continuous service after August 13, 2009. |
(3) |
Vests and becomes exercisable with respect to 1/48th of the shares subject to the option when the Reporting Person completes each month of continuous service after October 21, 2012. |