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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CONSTELLATION ENERGY GROUP INC 100 CONSTELLATION WAY BALTIMORE, MD 21202 |
X | |||
Constellation Energy Partners Holdings, LLC 100 CONSTELLATION WAY BALTIMORE, MD 21202 |
X |
/s/ Sean J. Klein, Assistant Secretary for Constellation Energy Group, Inc. | 08/10/2011 | |
**Signature of Reporting Person | Date | |
/s/ Randall D. Osteen, Assistant Secretary for Constellation Energy Partners Holdings, LLC | 08/10/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reported securities are held by Constellation Energy Partners Management, LLC ("CEPM"). Constellation Energy Group, Inc. indirectly owned 100% of CEPM through its ownership of Constellation Energy Partners Holdings, LLC ("CEPH"). On August 8, 2011, CEPH sold to PostRock Energy Corporation ("PostRock") its interest in CEPM, which, at the time, owned 3,128,670 Class B common units and 485,065 Class A units. The consideration received for the interest in CEPM consisted of $6.6 million of cash, one million shares of PostRock common stock and warrants to acquire an additional 673,822 shares of PostRock common stock. |