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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barker Geoffrey T C/O RPX CORPORATION ONE MARKET PLAZA, SUITE 700 SAN FRANCISCO, CA 94105 |
X | Chief Operating Officer |
Martin Roberts as Attorney-In-Fact for Geoffrey T. Barker | 05/18/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares beneficially held by Geoffrey T. Barker, includes the re-registration of 35,999 shares from the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010, into his name on January 13, 2012 to satisfy the annual annuity payment. |
(2) | Shares sold by Anne Payne Barker, Trustee of the Anne Payne Barker 2010 3-Year GRAT, dated December 29, 2010. |
(3) | The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.00 to $14.08, inclusive. |
(4) | 264,001 shares held by Geoffrey T. Barker, Trustee of the Geoffrey T. Barker 2010 3-Year GRAT, dated December 29, 2010, and 254,001 shares held by Anne Payne Barker, Trustee of the Anne Payne Barker 2010 3-Year GRAT, dated December 29, 2010. On January 13, 2012, 35,999 shares were re-registered into the name of Geoffrey T. Barker from his GRAT and 35,999 shares were re-registered into the name of Anne Payne Barker from her GRAT to satisfy the annual annuity payments. |
(5) | The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $14.04 to $14.27, inclusive. |
(6) | Shares beneficially held by Anne Payne Barker, includes the re-registration of 35,999 shares from the Anne Payne Barker 2010 3-Year GRAT, dated December 29, 2010, into her name on January 13, 2012 to satisfy the annual annuity payment. |
(7) | The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.99 to $14.25, inclusive. |
(8) | The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $13.99 to $14.25, inclusive. |