FORM 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 31, 2011

 

 

 

  

KNIGHT CAPITAL GROUP, INC.

  

(Exact name of registrant as specified in its charter)

 

 

 

DELAWARE   001-14223   22-3689303

(State or other jurisdiction of

incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

545 Washington Boulevard,

Jersey City, NJ

  07310
(Address of principal executive offices)   (Zip Code)

(201) 222-9400

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Knight Capital Group, Inc.

Current Report on Form 8-K

 

Item 7.01 Regulation FD Disclosure

 

Item 9.01 Financial Statements and Exhibits

 

(a) Financial Statements of Businesses Acquired
     Not Applicable

 

(b) Pro Forma Financial Information
     Not Applicable

 

(c) Shell Company Transactions
     Not Applicable

 

(d) Exhibits
     Exhibit 99.1 – Segment Disclosure of Knight Capital Group, Inc.

The following information is furnished under Item 7.01, “Regulation FD Disclosure” and Item 9.01, “Financial Statements and Exhibits.” This information, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

On November 1, 2011, Knight Capital Group, Inc. (“Knight”) will hold its Analyst Day and will present segment information derived from the information set forth in Exhibit 99.1. Knight previously announced changes to its segment reporting which were made immediately effective for its third quarter results. The segment information set forth in Exhibit 99.1 does not include certain financial statements, related footnotes and certain other financial information that will be filed with the Securities and Exchange Commission as part of Knight’s September 30, 2011 Quarterly Report on Form 10-Q.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned’s duly authorized signatory.

 

 

    KNIGHT CAPITAL GROUP, INC.
Dated: October 31, 2011     By:   /s/ Andrew M. Greenstein
    Name:   Andrew M. Greenstein
    Title:  

Managing Director, Deputy General

Counsel and Assistant Secretary


EXHIBIT INDEX

 

Exhibit
No.

  

Description

99.1    Segment Disclosure of Knight Capital Group, Inc.