UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K/A
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2014
Commission File Number 001-33098
Mizuho Financial Group, Inc.
(Translation of registrant’s name into English)
5-5, Otemachi 1-chome
Chiyoda-ku, Tokyo 100-8176
Japan
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):82- .
Information furnished on this form
EXHIBIT
| Exhibit Number |
Description | |
| 1. | Corrections to “Status of Capital Adequacy” furnished on Form 6-K on July 30, 2013 and January 30, 2014 |
Note
Mizuho Financial Group, Inc. (the “Company”) furnished Reports of Foreign Private Issuer on Form 6-K with the Securities and Exchange Commission regarding its Status of Capital Adequacy on July 30, 2013 and January 30, 2014. The Company is furnishing this Form 6-K/A to make corrections on certain figures as shown in Exhibit 1 to this report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Date: March 17, 2014 | ||
| Mizuho Financial Group, Inc. | ||
| By: | /s/ Hideyuki Takahashi | |
| Name: | Hideyuki Takahashi | |
| Title: | Deputy President / Group CFO | |
Exhibit 1
Corrections to “Status of Capital Adequacy” furnished on Form 6-K on July 30, 2013
Capital adequacy ratio highlights
n Capital adequacy ratio highlights
Page 3:
| Mizuho Trust & Banking (Consolidated) | <Before Correction> | <After Correction> | ||||||
| (Billions of yen) | (Billions of yen) | |||||||
| As of March 31, 2013 |
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| Total capital ratio (International standard) |
17.22 | % | 17.21 | % | ||||
| Tier 1 capital ratio |
13.24 | % | 13.24 | % | ||||
| Common equity Tier 1 capital ratio |
13.24 | % | 13.24 | % | ||||
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| Risk weighted assets |
2,598.0 | 2,599.6 | ||||||
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Note: Corrections are underlined (hereinafter the same).
| Mizuho Trust & Banking (Non-consolidated) | <Before Correction> | <After Correction> | ||||||
| (Billions of yen) | (Billions of yen) | |||||||
| As of March 31, 2013 |
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| Total capital ratio (International standard) |
17.44 | % | 17.43 | % | ||||
| Tier 1 capital ratio |
13.46 | % | 13.45 | % | ||||
| Common equity Tier 1 capital ratio |
13.46 | % | 13.45 | % | ||||
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| Risk weighted assets |
2,559.4 | 2,561.0 | ||||||
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Exhibit 1
Corrections to “Status of Capital Adequacy” furnished on Form 6-K on January 30, 2014
Capital adequacy ratio highlights
n Capital adequacy ratio highlights
Page 2:
| Mizuho Financial Group (Consolidated) | <Before Correction> | <After Correction> | ||||||
| (Billions of yen) | (Billions of yen) | |||||||
| As of September 30, 2013 |
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| Total capital ratio (International standard) |
14.98 | % | 14.97 | % | ||||
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| Risk weighted assets |
58,789.0 | 58,792.8 | ||||||
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Note: Corrections are underlined (hereinafter the same).
Page 3:
| Mizuho Trust & Banking (Consolidated) | <Before Correction> | <After Correction> | ||||||
| (Billions of yen) | (Billions of yen) | |||||||
| As of September 30, 2013 |
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| Total capital ratio (International standard) |
18.63 | % | 18.60 | % | ||||
| Tier 1 capital ratio |
14.46 | % | 14.43 | % | ||||
| Common equity Tier 1 capital ratio |
14.46 | % | 14.43 | % | ||||
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| Risk weighted assets |
2,591.8 | 2,595.7 | ||||||
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| Mizuho Trust & Banking (Non-consolidated) | <Before Correction> | <After Correction> | ||||||
| (Billions of yen) | (Billions of yen) | |||||||
| As of September 30, 2013 |
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| Total capital ratio (International standard) |
18.69 | % | 18.67 | % | ||||
| Tier 1 capital ratio |
14.53 | % | 14.51 | % | ||||
| Common equity Tier 1 capital ratio |
14.53 | % | 14.51 | % | ||||
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| Risk weighted assets |
2,562.6 | 2,566.5 | ||||||
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Status of Mizuho Financial Group’s consolidated capital adequacy
n Composition of capital
(2) (A) Composition of capital disclosure
Page 9:
| <Before Correction> | <After Correction> | |||||||
| (Millions of yen) | (Millions of yen) | |||||||
| As of September 30, 2013 |
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| Risk weighted assets |
58,789,066 | 58,792,895 | ||||||
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| Total capital ratio (consolidated) |
14.98 | % | 14.97 | % | ||||
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n Risk-based capital
Page 15:
| <Before Correction> | <After Correction> | |||||||
| (3) Required capital by portfolio classification |
(Billions of yen) | (Billions of yen) | ||||||
| As of September 30, 2013 |
Required capital | Required capital | ||||||
| Market risk |
227.8 | 228.1 | ||||||
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| Standardized approach |
70.0 | 70.4 | ||||||
| Commodities risk |
1.1 | 1.4 | ||||||
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| Total required capital (consolidated) |
4,703.1 | 4,703.4 | ||||||
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