Edgar Filing: HANMI FINANCIAL CORP

Date: August 2, 2016

HANMI FINANCIAL CORPORATION

/s/ C. G. Kum

President and Chief Executive Officer

8-K/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K/A

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 25, 2016

HANMI FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

Delaware

000-30421

95-4788120

(State or other jurisdiction

of incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)

3660 Wilshire Boulevard, Penthouse Suite A

Los Angeles, California

90010

(Address of principal executive offices)

(Zip Code)

Registrant’s telephone number, including area code: (213) 382-2200

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

¨	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Explanatory Note

In the original filing, the item was incorrectly tagged as 2.02. Except as otherwise noted, all other information in the Initial Form 8-K remains unchanged.

Item 5.07

Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders of Hanmi Financial Corporation (the “Company”) was held on May 25, 2016. Proxies were solicited by the Company’s management pursuant to Section 14 of the Securities Exchange Act of 1934, as amended. At the meeting, the stockholders voted on the following items:

(1) election of directors;

(2) approval, on an advisory and nonbinding basis, of the compensation paid to the Company’s Named Executive Officers as described in the proxy statement for the meeting; and

(3) ratification of the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016.

A total of 28,969,096 shares of the Company’s common stock were represented and voted at the meeting, constituting 90.02% of the issued and outstanding shares of common stock entitled to vote at the meeting.

The final results of the stockholder votes were as follows:

(1) Nine board nominees for director were elected by a majority of votes cast for a term of one year or until their successors are duly elected and qualified. The voting results are as follows:


Nominee	For		Against		Broker Non-Vote
John J. Ahn		25,408,304		58,371		3,497,950
Christie K. Chu		25,413,911		52,024		3,497,950
Harry Chung		25,446,497		19,438		3,497,950
Paul Seon-Hong Kim		25,391,498		74,427		3,497,950
C. G. Kum		25,459,777		6,159		3,497,950
Joon Hyung Lee		25,327,014		138,921		3,497,950
Joseph K. Rho		25,333,354		132,581		3,497,950
David L. Rosenblum		25,427,948		37,987		3,497,950
Michael Yang		25,456,834		9,101		3,497,950

(2)

The advisory vote on executive compensation received the vote of a majority of shares represented and entitled to vote at the meeting. The voting results are as follows:


For	Against	Abstain	Broker Non-Vote
24,767,202	682,781	21,163	3,497,950

(3)

The stockholders ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016. The voting results are as follows:


For	Against	Abstain	Broker Non-Vote
28,023,052	904,712	41,332	—

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.