FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of November 2018
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Information furnished on this form:
| Exhibit Number | ||
| 1. | (English Translation) Share Buyback Report for the reporting month from October 1, 2018 to October 31, 2018. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||
| Date: November 13, 2018 | By: | /s/ Hajime Ikeda | ||||
| Hajime Ikeda | ||||||
| Senior Managing Director | ||||||
[Translation of Share Buyback Report for the reporting month from October 1, 2018 to October 31, 2018
filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on November 13, 2018]
Class of Shares: Common Stock
| 1. | Status of repurchase |
| (1) | Status of a repurchase pursuant to a resolution at a general meeting of shareholders |
Not applicable
| (2) | Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”) |
as of October 31, 2018
| Number of Shares | Total Repurchase Amount (JPY) |
|||||||||||
| Authorization pursuant to the resolution of the Board (April 26, 2018) (Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results)) |
100,000,000 | 70,000,000,000 | ||||||||||
| Repurchases during this reporting month (Date of repurchase) |
|
(Date) October 1 October 2 October 16 October 23 October 30 |
|
|
1,220,500 1,550,000 1,550,000 1,660,000 1,558,200 1,850,000 1,841,300 1,850,000 1,811,300 2,000,000 1,920,000 1,947,200 2,000,000 1,939,100 1,740,200 1,910,000 1,910,000 1,910,000 1,910,000 1,850,000 1,850,000 1,685,300 |
|
|
667,796,130 859,332,680 851,737,200 922,110,360 877,155,920 1,031,548,910 1,032,471,800 993,737,420 969,213,710 1,065,347,010 1,027,389,860 1,076,721,420 1,117,043,920 1,066,908,060 963,443,920 1,044,110,670 1,039,067,540 1,003,568,790 1,011,099,020 987,552,470 983,349,220 914,066,620 |
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| Total |
— | 39,463,100 | 21,504,772,650 | |||||||||
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|
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| Aggregate shares repurchased as of the end of this reporting month |
58,613,100 | 31,432,469,270 | ||||||||||
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| Progress of share repurchase (%) |
58.6 | 44.9 | ||||||||||
| 2. | Status of disposition |
as of October 31, 2018
| Number of shares disposed in the reporting month |
Aggregate amount of disposition (JPY) |
|||||||||
| Treasury shares disposed subject to procedures for issuance of new shares |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares canceled |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Treasury shares transferred upon merger, share exchange or demerger |
(Date) — |
— | — | |||||||
| Subtotal |
— | — | — | |||||||
| Other (upon request for purchasing “less-than-a-full-unit shares”) |
(Date) October 12 |
5 | 2,770 | |||||||
| Subtotal |
— | 5 | 2,770 | |||||||
| Other (exercise of stock acquisition rights) |
(Date) October 1 October 2 October 3 October 4 October 5 October 9 October 10 October 12 October 15 October 16 October 17 October 18 October 19 October 22 October 23 October 24 October 25 October 26 October 29 October 30 October 31 |
|
76,900 40,000 25,400 21,000 8,000 34,700 70,700 10,000 10,500 10,000 18,200 385,400 19,000 10,000 330,300 347,100 138,700 20,900 59,700 95,800 41,000 |
|
|
6,036,900 2,421,000 3,005,400 6,274,000 2,391,000 4,799,700 8,999,700 2,990,000 308,500 2,990,000 3,594,200 6,041,400 5,681,000 2,990,000 3,607,300 1,837,100 3,411,700 1,808,900 11,085,700 1,883,800 3,617,000 |
| |||
| Subtotal |
— | 1,773,300 | 85,774,300 | |||||||
| Total |
— | 1,773,305 | 85,777,070 | |||||||
| 3. | Status of shares held in treasury |
| as of October 31, 2018
|
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| As of the end of the reporting month |
Number of Shares | |||
| Total number of issued shares |
3,643,562,601 | |||
| Number of shares held in treasury |
298,432,403 | |||