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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DEFEO NEIL P 300 NYALA FARM ROAD WESTPORT, CT 06880 |
X | Chairman, President and CEO |
/s/ Paul Yestrumskas, Attorney-in-Fact for Neil DeFeo | 02/22/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | To date, 204,189 shares of common stock are restricted stock and indirectly held, which vest on the last day of the fiscal year 2007 provided the Executive remains employed and Playtex Products, Inc. attains established performance targets; 6,900 shares are in the name of a trust that the reporting person's wife is co-trustee of and are held indirectly; of the 353,750 directly held shares; 10,000 shares are owned directly and unrestricted; 204,190 shares are vested from the Company's fiscal year 2005, and were released on January 31, 2006, upon approval and attainment of the performance target; and 204,189 shares were vested for the Company's fiscal year 2006, and were released on February 12, 2007, upon approval and attainment of the performance target and the lifting of the Company's blackout period that ended on February 19, 2007. The Company withheld 64,629 shares to satisfy tax withholding requirements, for a net distribution to the Executive of 139,560 shares. |
(2) | On the Form 4 filed on June 14, 2005, there was a 90 share mathematical error, so that the shares issued under the Restricted Performance Stock Plan was 612,568 rather than the reported 612,658. |