1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Option (right to buy)
|
Â
(2)
|
11/17/2020 |
Common Stock, par value $0.01 per share
|
18,000
|
$
22.24
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 23,166 shares issued pursuant to the terms of the BankUnited, Inc. Omnibus Equity Incentive Plan. 4,167 shares will vest on each of December 10, 2013 and December 10, 2015. 3,333 shares will vest on each of December 16, 2013 and December 16, 2014. 4,000 shares will vest on March 11, 2014. 4,166 shares will vest on December 10, 2014. |
(2) |
In connection with the 2009 BankUnited, Inc. Stock Option Plan described in the BankUnited, Inc. Registration Statement on Form S-1 (File No. 333-170203), the options for 12,000 shares are currently exercisable. The options for the remaining 6,000 shares will become exercisable on November 17, 2013. |