UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KUNTZ EDWARD L 8807 STABLE CREST BLVD SUITE 300 HOUSTON, TX 77042 |
 X |  |  |  |
/s/ Edward Kuntz | 08/26/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These 3,000 restricted shares of the Company's stock were granted pursuant to the Company's Amended and Restated 2003 Employee Stock Option Plan with quarterly vesting schedule as to the lapse of restrictions thereof in equal portions (750 shares) with the first vesting on October 1, 2014 and thereafter equal portions on January 1, 2015, April 1, 2015, and July 1, 2015. The shares were granted for no consideration other than Mr. Kuntz's services to the Company as a member of its Board of Directors. The stock was valued at the close of market on August 26, 2014 at $35.99 per share. |