UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (1) | 08/08/2023 | Common Stock | 25,196 | $ 14.29 | D | Â |
Stock Options (right to buy) | Â (2) | 11/12/2023 | Common Stock | 50,391 | $ 14.53 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Viens Erik C/O UNIVAR INC. 3075 HIGHLAND PARKWAY, SUITE 200 DOWNERS GROVE, IL 60515 |
 |  |  SVP & CIO |  |
/s/ Filomena Y. Trombino, Attorney-in-Fact for Erik Viens | 06/17/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These options were granted on August 8, 2013 and vest and become exercisable ratably in four installments on each anniversary of September 23, 2013, subject to continued employment. 6,299 of these options are currently vested. |
(2) | These options were granted on November 12, 2013 and vest and become exercisable ratably in four installments on each anniversary of November 12, 2013, subject to continued employment. 12,597 of these options are currently vested. |