UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants | 11/26/2013 | 11/26/2023 | Common Stock Warrants | 11,849 | $ 46.35 | I | Fortress Partners Securities LLC (1) |
Warrants | 11/26/2013 | 11/26/2023 | Common Stock Warrants | 4,004 | $ 46.35 | I | Fortress Partners Offshore Securities LLC (1) |
Warrants | 11/26/2013 | 11/26/2023 | Common Stock Warrants | 5,278.5 | $ 46.35 | I | Drawbridge DSO Securities LLC (2) |
Warrants | 11/26/2013 | 11/26/2023 | Common Stock Warrants | 586.5 | $ 46.35 | I | Drawbridge OSO Securities LLC( (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EDENS WESLEY R 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK, NY 10105 |
 X |  |  |  |
/s/ Cameron D. MacDougall as attorney-in-fact | 08/26/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are held by Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Edens does not personally own these securities or have any voting or investment power over these securities. However, Mr. Edens may be deemed to be the beneficial owner of these securities by virtue of his relationship with Fortress Partners Securities LLC or Fortress Partners Offshore Securities LLC, as applicable. Mr. Edens disclaims beneficial ownership of these securities to the extent of his pecuniary interest therein. |
(2) | These securities are held by Drawbridge DSO Securities LLC or Drawbridge OSO Securities LLC, as applicable. Mr. Edens does not personally own these securities or have any voting or investment power over these securities. However, Mr. Edens may be deemed to be the beneficial owner of these securities by virtue of his relationship with Drawbridge DSO Securities LLC or Drawbridge OSO Securities LLC, as applicable. Mr. Edens disclaims beneficial ownership of these securities to the extent of his pecuniary interest therein. |