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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
STOCK OPTIONS (2) | $ 6.29 | 07/05/2018 | A | 2,500 | 08/16/2011(3) | 08/16/2020 | COMMON STOCK | 2,500 | $ 6.29 | 96,100 (4) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCCOMIC TAMMY 4417 W. STOREY MIDLAND, TX 79703 |
PRESIDENT |
/s/ Tammy L. McComic | 07/06/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Direct beneficial holdings after the sale total 90,690 shares which include vested options to acquire shares of the Registrant's Common Stock, $0.50 par value, as follows: 21,100 shares @ $6.29 per share; 25,000 shares @ $6.80 per share; 25,000 shares @ $5.98 per share; and, 18,750 @ $7.00 per share. |
(2) | Options granted pursuant to Mexco Energy Corporation 2009 Employee Incentive Stock Plan. |
(3) | 25,000 options @ $6.29 per share were granted on 8/16/2011 and expire on 8/16/2020. The shares vest 1/4 each year from grant date for four consecutive years. |
(4) | Of these 96,100 option shares, 89,850 are vested and can be acquired at the following prices: 21,100 shares @ $6.29 per share; 25,000 shares @ $6.80 per share; 25,000 shares @ $5.98 per share; and, 18,750 @ $7.00 per share |