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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Charles River Partnership XIII, LP ONE BROADWAY 15TH FLOOR CAMBRIDGE, MA 02142 |
X | |||
Charles River Friends XIII-A LP ONE BROADWAY 15TH FLOOR CAMBRIDGE, MA 02142 |
X | |||
Charles River XIII GP, LP ONE BROADWAY 15TH FLOOR CAMBRIDGE, MA 02142 |
X | |||
Charles River XIII GP, LLC ONE BROADWAY 15TH FLOOR CAMBRIDGE, MA 02142 |
X |
Sarah Reed as Attorney-in-Fact for Charles River Partnership XIII, LP | 11/13/2012 | |
**Signature of Reporting Person | Date | |
Sarah Reed as Attorney-in-Fact for Charles River Friends XIII-A, LP | 11/13/2012 | |
**Signature of Reporting Person | Date | |
Sarah Reed as Attorney-in-Fact for Charles River XIII GP, LP | 11/13/2012 | |
**Signature of Reporting Person | Date | |
Sarah Reed as Attorney-in-Fact for Charles River XIII GP, LLC | 11/13/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total includes 46,689 shares sold by Charles River Partnership XIII, LP ("CRP XIII") and 1,311 shares sold by Charles River Friends XIII-A, LP ("CRF XIII-A"). |
(2) | The total includes 6,535,974 shares held by CRP XIII and 183,451 shares held by CRF XIII-A. |
(3) | Charles River XIII GP, LP ("CR XIII GP LP") is the general partner of CRP XIII. Charles River XIII GP, LLC ("CR XIII GP LLC") is the general partner of both CRF XIII-A and CR XIII GP, LP. Each of CR XIII GP LP, CR XIII GP LLC and the reporting person may be deemed to beneficially own the reported securities, but each disclaims beneficial ownership of such reported securities except to the extent of its or his pecuniary interest therein. The filing of this statement by any reporting person shall not be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement. |