orm8k062816.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________
 
FORM 8-K
 
CURRENT REPORT PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1933
 
Date of Report (Date of earliest event reported): June 27, 2016
 
 
OWENS REALTY MORTGAGE, INC.
(Exact Name of Registrant as Specified in its Charter)

         
Maryland
  
000-54957
  
46-0778087
(State or Other Jurisdiction
  
(Commission
  
(IRS Employer
of Incorporation)
  
File Number)
  
Identification No.)

         
2221 Olympic Boulevard
        
Walnut Creek, California
    
94595
(Address of Principal Executive Offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (925) 935-3840
 
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 


 
 
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Item 5.07                      Submission of Matters to a Vote of Security Holders

On June 27, 2016, Owens Realty Mortgage, Inc. (the “Company”) held its 2016 Annual Meeting of Stockholders at 10:00 a.m., local time, at the Walnut Creek Marriot located at 2355 North Main Street, Walnut Creek, CA 94595. Stockholders holding 5,987,944 shares of the Company’s Common Stock, or approximately 58%, of the 10,247,477 shares of Common Stock outstanding as of the record date and entitled to vote at the Annual Meeting, attended the Annual Meeting in person or were represented by proxy. At the Annual Meeting, the Company’s stockholders voted on the following two proposals as further described in the Company’s Proxy Statement dated May 17, 2016:

Proposal No. 1: To elect two Class III directors, each to serve for a term continuing until the annual meeting of stockholders held in 2019 and until his successor is duly elected and qualified. This proposal received the required affirmative vote of holders of a plurality of the votes cast and each of Messrs. William C. Owens and Dennis G. Schmal were elected. The following is a list of the number of votes “For” and “Withheld” with regard to each nominee pursuant to this proposal, as well as the number of “Broker Non-Votes”:

DIRECTOR NOMINEE
 
FOR
WITHHELD
BROKER NON-VOTES
William C. Owens
2,434,690
234,657
3,318,597
       
Dennis G. Schmal
2,307,160
362,187
3,318,597

 
Proposal No. 2: To ratify the appointment of Crowe Horwath LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2016. This proposal received the affirmative vote of holders of a majority of the votes cast and was approved.  The following is a list of the number of votes “For” and “Against” with regard to this proposal, as well as the number of “Abstentions”:
 
FOR
AGAINST
ABSTENTIONS
BROKER NON-VOTES
       
5,949,761
3,338
34,845
*
_________
* No broker non-votes arose in connection with this proposal due to the fact that the proposal was considered “routine” under New York Stock Exchange Rules.


 
 
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SIGNATURES
 
                Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
OWENS REALTY MORTGAGE, INC.,
a Maryland corporation


Dated:   June 28, 2016                                                          By: /s/ Bryan H. Draper
Name:  Bryan H. Draper
Title:    President and Chief Executive Officer


 
 
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