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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (3) | 12/07/2018 | A | 69,778 (4) | (4) | (4) | Common Stock | 69,778 | (4) | 69,778 | D | ||||
Performance Adjusted Restricted Stock Units | (5) | 12/07/2018 | A | 96,210 (5) | (5) | (5) | Common Stock | 96,210 | (5) | 96,210 | D | ||||
Restricted Stock Units | (3) | 12/07/2018 | M | 20,683 (6) | (6) | (6) | Common Stock | 20,683 (6) | (6) | 19,608 | D | ||||
Restricted Stock Units | (3) | 12/07/2018 | M | 15,471 (7) | (7) | (7) | Common Stock | 15,471 | (7) | 30,202 | D | ||||
Restricted Stock Units | (3) | 12/09/2018 | M | 13,547 | (8) | (8) | Common Stock | 13,547 | (8) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CHO ALEX HP INC 1501 PAGE MILL ROAD PALO ALTO, CA 94304 |
President, Personal Systems |
/s/ Katie Colendich as Attorney-in-Fact for CHO ALEX | 12/11/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 14,209 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs"). |
(2) | 6,718 shares were withheld by HP to satisfy tax withholding on vesting of RSUs. |
(3) | Each RSU represents a contingent right to receive one share of HP common stock. |
(4) | On 12/7/2018, the reporting person was granted 69,778 RSUs, one-third of which vest annually over three years on the anniversary of the grant date. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. |
(5) | On 12/7/2018, the reporting person was granted 96,210 Performance Adjusted Restricted Stock Units ("PARSUs"), 50% of which will be earned on each of 12/7/2020 and 12/7/2021 subject to certain relative total stockholder return conditions being met as of those dates, and 50% of which will be earned on each of 12/7/2019, 12/7/2020 and 12/7/2021 subject to certain earnings per share conditions being met as of those dates. A portion of the earned units will vest on each of 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. |
(6) | On 12/7/2016, the reporting person was granted 58,824 RSUs, 19,608 of which vested on each of 12/7/2017 and 12/7/2018, and of which 19,608 are scheduled to vest on 12/7/2019. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,075 vested dividend equivalent rights. |
(7) | On 12/7/2017, the reporting person was granted 45,303 RSUs, 15,101 of which vested on 12/7/2018 and of which 15,101 are scheduled to vest on each of 12/7/2019 and 12/7/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 370 vested dividend equivalent rights. |
(8) | On 12/9/2015, the reporting person was granted 37,159 RSUs, 12,386 of which vested on each of 12/9/2016 and 12/9/2017, and of which 12,387 vested on 12/9/2018. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,160 vested dividend equivalent rights. |