Edgar Filing: Diplomat Pharmacy, Inc.

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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3235-0287

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Hagerman Philip R

2. Issuer Name and Ticker or Trading Symbol
Diplomat Pharmacy, Inc. [DPLO]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

__X__ Director	__X__ 10% Owner
__X__ Officer (give title below)	_____ Other (specify below)
Chairman and CEO

(Last)

(First)

(Middle)

4100 S. SAGINAW STREET

3. Date of Earliest Transaction (Month/Day/Year)
10/09/2014

(Street)

FLINT, MI 48507

4. If Amendment, Date Original Filed(Month/Day/Year)
10/10/2014

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/09/2014		S		2,502,500 ⁽¹⁾	D	$ 13	2,105,309	I	Philip R. Hagerman Rev Trust ⁽²⁾
Common Stock	10/09/2014		S		455,000 ⁽¹⁾	D	$ 13	4,141,207	I	2007 Hagerman Family GST ⁽³⁾
Common Stock	10/09/2014		S		455,000 ⁽¹⁾	D	$ 13	4,699,689	I	The JH GST Trust ⁽⁴⁾
Common Stock								1,912,500	I	2013 Irrev Exempt Trust for Son ⁽⁵⁾
Common Stock								1,912,500	I	2013 Irrev Exempt Trust for Daughter ⁽⁵⁾
Common Stock	10/09/2014		S		189,583 ⁽¹⁾	D	$ 13	1,722,917	I	2013 Irrev Exempt Trust for Daughter ⁽⁶⁾
Common Stock	10/09/2014		S		189,584 ⁽¹⁾	D	$ 13	1,722,916	I	2013 Irrev Exempt Trust for Daughter ⁽⁶⁾
Common Stock								646,000	I	2014 Irrev Exempt Trust for Son ⁽⁵⁾
Common Stock								646,000	I	2014 Irrev Exempt Trust for Daughter ⁽⁵⁾
Common Stock								646,000	I	2014 Irrev Exempt Trust for Daughter ⁽⁶⁾
Common Stock								646,000	I	2014 Irrev Exempt Trust for Daughter ⁽⁶⁾
Common Stock								1,275,000	I	Philip Hagerman 2014 GRAT ⁽⁵⁾
Common Stock								1,275,000	I	Jocelyn Hagerman 2014 GRAT ⁽⁶⁾
Common Stock								263,500	I	JH Marital Trust ⁽⁶⁾
Common Stock								272,000	I	PH Marital Trust ⁽⁵⁾
Common Stock								394,910	I	Irrevocable Trust for Son
Common Stock								394,910	I	Irrevocable Trust for Daughter

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Hagerman Philip R 4100 S. SAGINAW STREET FLINT, MI 48507	X	X	Chairman and CEO
Philip R. Hagerman Revocable Trust 4100 S. SAGINAW STREET FLINT, MI 48507		X
JH GST Trust 4100 S. SAGINAW STREET FLINT, MI 48507		X
2007 Hagerman Family GST Trust 4100 S. SAGINAW STREET FLINT, MI 48507		X
Hagerman Jocelyn 4100 S. SAGINAW STREET FLINT, MI 48507		X

Signatures

Jeffrey H. Kuras, by Power of Attorney for Philip Hagerman		01/15/2015
^**Signature of Reporting Person		Date
Jeffrey H. Kuras, by Power of Attorney for Philip R. Hagerman Rev Trust		01/15/2015
^**Signature of Reporting Person		Date
Jeffrey H. Kuras, by Power of Attorney for 2007 Hagerman Family GST Trust		01/15/2015
^**Signature of Reporting Person		Date
Jeffrey H. Kuras, by Power of Attorney for The JH GST Trust		01/15/2015
^**Signature of Reporting Person		Date
Jeffrey H. Kuras, by Power of Attorney, for Jocelyn Hagerman		01/15/2015
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	These shares were sold as part of the initial public offering of the issuer's common stock. This amendment reflects the additional shares sold in the initial public offering pursuant to the underwriters' exercise of an option to purchase such shares in connection with such offering; the additional sale of shares was inadvertently omitted from the initial filing.
(2)	These shares are owned directly by the Philip R. Hagerman Revocable Trust, a ten percent owner of the issuer, and indirectly by Philip Hagerman as trustee of the trust. Mr. Hagerman is Chairman, CEO and a director of the issuer.
(3)	These shares are owned directly by the 2007 Hagerman Family GST Trust, a ten percent owner of the issuer, and indirectly by Jocelyn Hagerman as trustee of the trust. Mrs. Hagerman is the wife of Philip Hagerman.
(4)	These shares are owned directly by the JH GST Trust, a ten percent owner of the issuer, and indirectly by Philip R. Hagerman as trustee of the trust.
(5)	As trustee of the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for a son and daughter, the Philip Hagerman 2014 GRAT and the PH Marital Trust, Jocelyn Hagerman indirectly owns these shares.
(6)	These shares are indirectly owned by Mr. Hagerman, who serves as the trustee of the 2013 Irrevocable Exempt Trusts and 2014 Irrevocable Exempt Trusts for two daughters, the Jocelyn Hagerman 2014 GRAT and the JH Marital Trust.

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