form8-k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of
The
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported): April 21, 2009
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WMS
INDUSTRIES INC.
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(Exact
name of registrant as specified in its charter)
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Delaware
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1-8300
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36-2814522
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(State
or other jurisdiction of incorporation)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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800
South Northpoint Blvd., Waukegan, Illinois
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60085
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (847)
785-3000
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(Former
name or former address, if changed since last
report.)
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Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
Item 2.02 Results of Operations
and Financial Condition.
On April
21, 2009, WMS Industries (the “Corporation”) issued a press release relating to
its results for the quarter ended March 31, 2009. A copy of the press release is
furnished with this Current Report on Form 8-K as Exhibit 99.1 and is
incorporated herein by reference. Shortly after the issuance of the
April 21, 2009 press release, the Corporation held a conference call with
investors, analysts and others further discussing third fiscal quarter financial
results and financial guidance, including a question and answer
period. A transcript of that conference call is being furnished
with this Current Report on Form 8-K as Exhibit 99.2 and is incorporated
herein by reference.
This
information furnished under “Item 2.02. Results of Operations and Financial
Condition”, including the exhibits related thereto, shall not be deemed “filed”
for purposes of Section 18 of the Securities Exchange Act of 1934, nor
shall it be deemed incorporated by reference in any disclosure document of the
Company, except as shall be expressly set forth by specific reference in such
document.
Item
9.01 Financial Statements and Exhibits.
(c)
Exhibits
| Exhibits |
Description |
| 99.1 |
Press Release
of WMS Industries Inc. dated April 21, 2009 |
| 99.2 |
Transcript of
WMS Industries Inc. Conference Call held on April 21,
2009 |
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
WMS
Industries Inc.
/s/
Kathleen J. McJohn
Name:
Kathleen J. McJohn
Title:
Vice President, General Counsel and Secretary
Date:
April 24, 2009
Exhibit
Index
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Exhibits
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Description
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99.1
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Press
Release of WMS Industries Inc. dated April 21, 2009
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99.2
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Transcript
of WMS Industries Inc. Conference Call held on April 21,
2009
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