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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Horn Randall C 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
EVP, President & CEO, Colonial |
/s/ Jullienne, J. Paul, Attorney-in-Fact | 02/25/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares withheld to satisfy tax withholding obligation upon vesting of 8,275 shares of restricted stock. |
(2) | Includes 54,277 restricted stock units (which amount includes the exempt acquisition of an aggregate of approximately 645 RSUs resulting from the reinvestment of dividends after the date of the reporting person's prior Form 4) and 45,000 shares held outside any plan. |
(3) | Represents shares withheld to satisfy tax withholding obligation upon vesting of 7,068.887 restricted stock units. |
(4) | Includes 47,208 restricted stock units and 49,704 shares held outside any plan. |
(5) | Represents shares withheld to satisfy tax withholding obligation upon vesting of 13,378.598 restricted stock units. |
(6) | Includes 33,829 restricted stock units and 58,505 shares held outside any plan. |