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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GOLDSBERRY RONALD E 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
X |
/s/ Jullienne, J. Paul, Attorney-in-Fact | 10/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All are deferred share rights. |
(2) | Includes 15,742 deferred share rights (DSRs) and 7,516 restricted stock units (RSUs), which may be settled (on a 1-for-1 basis) only in shares of common stock. The foregoing number of RSUs includes vested (but unsettled) RSUs that have previously been included within the category of shares of common stock held outside any plan as reported in footnotes to prior Form 4s. |
(3) | Beneficial ownership amount accounts for the delivery on May 24, 2010 of shares of common stock upon the settlement of 19.385 DSRs, and the exempt acquisitions on May 21, 2010 of 62.794 DSRs and 18.998 RSUs pursuant to the reinvestment of dividends. |
(4) | Due to an administrative error, the number of shares reported as acquired by the reporting person in Column 4 of the original filing was underreported by 23 shares, which also resulted in the number of shares reported as beneficially owned in Column 5 of the original filing and one subsequent filing, as well as the number of deferred share rights set forth in footnote (2) of the original filing, being underreported by the same amount. The omitted share amounts represent deferred share rights that were awarded in lieu of cash for committee meeting fees pursuant to the election of the reporting person. |