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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) (2) | $ 28.24 | 11/05/2009 | A | 6,000 | 11/05/2010 | 11/05/2019 | Common Stock ($1 par value) | 6,000 | $ 0 | 6,000 | D | ||||
Non-Qualified Stock Option (right to buy) (2) | $ 18.56 | 11/06/2009 | 11/06/2018 | Common Stock ($1 par value) | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (3) | $ 49.75 | 11/11/2004 | 11/11/2013 | Common Stock ($1 par value) | 2,000 | 2,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (3) | $ 50.28 | 11/09/2006 | 11/09/2015 | Common Stock ($1 par value) | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (3) | $ 51.975 | 11/09/2005 | 11/09/2014 | Common Stock ($1 par value) | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (3) | $ 52.87 | 11/09/2007 | 11/09/2016 | Common Stock ($1 par value) | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) (2) | $ 59.98 | 11/08/2008 | 11/08/2017 | Common Stock ($1 par value) | 6,000 | 6,000 | D | ||||||||
Stock equivalent units | $ 0 | 08/08/1988 | 08/08/1988 | Common Stock ($1 par value) (4) | 1,673 | 1,673 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HENRY FREDERICK B 1716 LOCUST STREET DES MOINES, IA 50309-3023 |
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By: Teresa T. Rinker, by Power of Attorney For: Frederick B. Henry | 11/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares held at Bankers Trust Co., Citigroup Trust SD, Wells Fargo Bank, and JPMorgan Chase & Co. in various Trusts for the benefit of the reporting person and his immediate family. The reporting person is Co-Trustee and has or shares in voting and dispositive power. Except to the extent of the reporting person's pecuniary interest, the reporting person disclaims beneficial ownership. The reporting person was previously a co-trustee of a Trust holding 7,300 shares of common and 22,804 shares of class B common stock. The reporting person resigned as co-trustee in 2008 and is no longer deemed to be the beneficial owner of the shares held in that Trust. Accordingly, these shares have been removed from his beneficial holdings. |
(2) | This option was awarded pursuant to the Meredith Corp. 2004 Stock Incentive Plan, becomes exercisable one-third per year over a three-year period beginning on the first anniversary of the grant date, and expires on the tenth anniversary of the grant date. |
(3) | This option was awarded pursuant to the Meredith Corp. Stock Plan for Non-employee Directors, becomes exercisable one-third per year over a three-year period beginning on the first anniversary of the grant date, and expires on the tenth anniversary of the grant date. |
(4) | Stock equivalents issued pursuant to Meredith Corp.'s 2002 Stock Plan for Non-employee Directors (the "Plan"), which will be converted to Common Stock ($1 par value) on a one-for-one basis upon the reporting person's retirement from or termination of service on the Meredith Board of Directors. Quarterly dividends are accrued in the form of additional stock equivalents. Data in this footnote would normally appear in the Title, Exercisable Date, and Price columns. |