UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock | Â (1) | 03/02/2014 | Common Stock | 3,000 | $ 58.6 | D | Â |
Common Stock | Â (1) | 01/27/2015 | Common Stock | 4,000 | $ 69.47 | D | Â |
Common Stock | Â (1) | 01/26/2016 | Common Stock | 5,500 | $ 68.89 | D | Â |
Common Stock | Â (1) | 01/25/2017 | Common Stock | 5,000 | $ 91.82 | D | Â |
Common Stock | Â (1) | 01/24/2018 | Common Stock | 10,000 | $ 108.2 | D | Â |
Common Stock | Â (1) | 01/29/2019 | Common Stock | 8,000 | $ 77.53 | D | Â |
Common Stock | Â (1) | 01/28/2020 | Common Stock | 9,100 | $ 77.1 | D | Â |
Common Stock | Â (2) | 01/27/2021 | Common Stock | 4,000 | $ 72.79 | D | Â |
Common Stock | Â (3) | 01/26/2022 | Common Stock | 10,000 | $ 71.3 | D | Â |
Common Stock | Â (4) | 01/31/2023 | Common Stock | 32,000 | $ 64.6 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Marsh Andrew S C/O ENTERGY CORPORATION LEGAL DEPT. 639 LOYOLA AVENUE, 26TH FLOOR NEW ORLEANS, LA 70113 |
 |  |  Executive Vice President & CFO |  |
/s/ Daniel T. Falstad by power of attorney | 02/07/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person may exercise the options at any time. |
(2) | 2,666 of the options may be exercised by the reporting person at any time. The remaining 1,334 options will become exercisable on January 27, 2014. |
(3) | 3,333 of the options may be exercised by the reporting person at any time. The remaining 6,667 options will vest in two equal installments on January 26, 2014 and January 26, 2015. |
(4) | The options will become exercisable in three equal annual installments on January 31, 2014, 2015 and 2016. |