UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right to Buy) (1) | 12/17/2009 | 12/17/2012 | Common Stock | 1,500 | $ 18.75 | D | Â |
Stock Options (Right to Buy) (2) | 06/21/2012 | 06/20/2021 | Common Stock | 7,000 | $ 28.55 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mullen Cheryl L 82 MAIN STREET PO BOX 400 BAR HARBOR, ME 04609 |
 |  |  Senior Vice President |  |
Cheryl L Mullen | 09/20/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ammendment filed to show Grant of Incentive Stock Options to acquire 3,000 shares of Bar Harbor Bankshares Common Stock under the Bar Harbor Bankshares (and subsidiaries) Incentive Stock Option Plan of 2000. Options became exercisable with respect to 444 shares on December 17, 2003 and in six annual increments of 426 shares beginning on December 17, 2004 at a grant price of $18.75 per share. These options expire on December 17, 2012. |
(2) | Ammendment filed to show grant of Incentive Stock Options to acquire 7,000 shares of Bar Harbor Bankshares Common Stock under the Bar Harbor Bankshares Incentive Stock Option Plan of 2009. Options will become exercisable with respect to 1,000 shares on June 21, 2012 and in six annual increments of 1,000 shares beginning on June 21, 2013 at a grant price of $28.55 per share. These options expire on June 20, 2021. |