þ
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2009
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OR
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|
□
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITES EXCHANGE ACT OF 1934
For the transition period from to .
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Item 1.
|
Not applicable.
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|||||
Item 2.
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Not applicable
|
|||||
Item 3.
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Not applicable
|
|||||
Item 4.
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Financial Statements of the Plan
|
|||||
The Financial Statements of the Ecology and Environment, Inc. 401(k) Plan (the Plan) for the fiscal years ended December 31, 2009 and 2008, together with the report of Schneider Downs & Co., Inc., Independent Registered Public Accounting Firm, is included in this Annual Report on Form 11-K, and are by specific reference incorporated herein and filed as a part hereof. The Financial Statements and the Notes thereto are presented in lieu of the financial statements required by Items 1, 2 and 3 of Form 11-K. The Plan is subject to the requirements of the Employee Retirement Income Security Act of 1974 (ERISA).
|
||||||
Exhibits:
|
||||||
Exhibit Number
|
Description of Exhibit
|
|||||
23.1
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Consent of Schneider Downs & Co., Inc., Independent Registered Public Accounting Firm
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Page
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|
|
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Report of Independent Registered Public Accounting Firm
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1
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Financial Statements:
|
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Statements of Net Assets Available for Benefits
|
2
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Statements of Changes in Net Assets Available for Benefits
|
3
|
Notes to Financial Statements
|
4 – 12
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Supplemental Schedule:
|
|
Schedule H, line 4i - Schedule of Assets Held at End of Year
|
13 - 15
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2009
|
2008
|
|||||||
Assets
|
||||||||
Investments, at fair value (see Note 6)
|
$ | 26,159,330 | $ | 19,461,455 | ||||
Total assets
|
26,159,330 | 19,461,455 | ||||||
Liabilities
|
||||||||
Excess contributions
|
26,975 | 17,933 | ||||||
Total liabilities
|
26,975 | 17,933 | ||||||
Net assets available for benefits at fair value
|
26,132,355 | 19,443,522 | ||||||
Adjustment from fair value to contract value for interest in collective trust
relating to fully benefit-responsive investment contracts
|
195,329 | 271,914 | ||||||
Net assets available for benefits
|
$ | 26,327,684 | $ | 19,715,436 |
2009
|
2008
|
|||||||
Additions to net assets attributed to:
|
||||||||
Interest
|
$ | 14,547 | $ | 20,703 | ||||
Dividends
|
384,593 | 787,300 | ||||||
Net appreciation in fair value of investments (see Note 7)
|
4,464,920 | - | ||||||
4,864,060 | 808,003 | |||||||
Contributions:
|
||||||||
Participant
|
2,565,365 | 2,398,574 | ||||||
Rollovers
|
3,550 | 78,518 | ||||||
2,568,915 | 2,477,092 | |||||||
Total additions
|
7,432,975 | 3,285,095 | ||||||
|
||||||||
Deductions from net assets attributed to:
|
||||||||
Net depreciation in fair value of investments (see Note 7)
|
- | 9,364,557 | ||||||
Benefits paid to participants
|
808,248 | 1,192,321 | ||||||
Administrative expenses
|
12,479 | 26,002 | ||||||
Total deductions
|
820,727 | 10,582,880 | ||||||
Net increase (decrease) in net assets
|
6,612,248 | (7,297,785 | ) | |||||
Net assets available for benefits:
|
||||||||
Beginning of year
|
19,715,436 | 27,013,221 | ||||||
End of year
|
$ | 26,327,684 | $ | 19,715,436 |
1.
|
Description of Plan
|
1.
|
Description of Plan (continued)
|
2.
|
Summary of Accounting Policies
|
Ecology and Environment, Inc.
|
2.
|
Summary of Accounting Policies (continued)
|
|
As described in U.S. GAAP, investment contracts held by a defined-contribution plan are required to be reported at fair value. However, contract value is the relevant measurement attribute for that portion of the net assets available for benefits of a defined-contribution plan attributable to fully benefit responsive investment contracts because contract value is the amount participants would receive if they were to initiate permitted transactions under the terms of the Plan. The Plan invests in investment contracts through a collective trust. As required by U.S. GAAP, the Statement of Net Assets Available for Benefits presents the fair value of the investment in the collective trust as well as the adjustment of the investment in the collective trust from fair value to contract value relating to the investment contracts. The Statement of Changes in Net Assets Available for Benefits is prepared on a contract value basis.
|
|
Payment of Benefits
|
|
Benefits are recorded when paid.
|
|
Use of Estimates
|
|
The preparation of the Plan’s financial statements in conformity with U.S. GAAP requires the Plan Administrator to make estimates and assumptions that affect the reported amounts of net assets and disclosures on contingent net assets at the date of the financial statements and the reported amounts of changes in net assets during the reporting period. Actual results could differ from those estimates.
|
|
Reclassifications
|
|
Certain elements of the financial statements for the year ended December 31, 2008 have been reclassified to conform with the 2009 presentation.
|
|
Subsequent Events
|
|
These financial statements have not been updated for subsequent events occurring after the date these financial statements were issued.
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3.
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Plan Termination
|
|
Although it has not expressed any intent to do so, the Company has the right under the Plan to discontinue at any time and to terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, participants will become 100 percent vested in their accounts.
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4.
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Tax Status
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5.
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Risks and Uncertainties
|
|
The Plan invests in various investment securities. Investment securities are exposed to various risks such as interest rate, market, and credit risks. Due to the level of risk associated with certain investment securities, it is at least reasonably possible that changes in the values of investment securities will occur in the near term and that such changes could materially affect participants' account balances and the amounts reported in the statement of net assets available for benefits.
|
|
Fair Value – The carrying amounts of all financial instruments classified as current assets and liabilities approximate fair values. As defined by U.S. GAAP, fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. All assets and liabilities are required to be measured and reported on a fair value basis. Accounting principles generally accepted in the United States of America, requires disclosure that establishes a framework for measuring fair value in U.S. GAAP, and expands disclosure about fair value measurements. This enables the reader of the financial statements to assess the inputs used to develop those measurements by establishing a hierarchy for ranking the quality and reliability of the information used to determine fair values. Assets and liabilities carried at fair value will be classified and disclosed in one of the following three categories:
|
Level 1:
|
Quoted market prices in active markets for identical assets or liabilities.
|
Level 2:
|
Observable market based inputs or unobservable inputs that are corroborated by market data.
|
Level 3:
|
Unobservable inputs that are not corroborated by market data.
|
|
Following is a description of the valuation methodologies used for assets measured at fair value. There have been no changes in the methodologies used at December 31, 2009 and December 31, 2008.
|
|
Common stocks: Stated at fair value as measured by quoted market prices in an active market on which the individual securities are traded.
|
|
Mutual funds: Valued at the net asset value of shares held by the plan at year end.
|
|
Unit investment trusts: Valued at fair value as provided by a pricing evaluation organization.
|
|
Participant loans: Valued at their outstanding balances, which approximates fair value.
|
|
Stable value fund: Valued at fair value based on information reported by the investment advisor using audited financial information of the collective trust.
|
6.
|
Fair Value Measurements (continued)
|
|
The following table sets forth by level, within the fair value hierarchy, the Plan’s assets at fair value as of December 31, 2009 and 2008:
|
At December 31, 2009
|
Quoted
Prices in
Active
Market
Level I
|
Significant
Other
Observable
Inputs
Level II
|
Significant
Unobservable
Inputs
Level III
|
Total
|
||||||||||||
Investments:
|
||||||||||||||||
Mutual funds:
|
||||||||||||||||
Growth funds
|
$ | 6,554,414 | $ | - | $ | - | $ | 6,554,414 | ||||||||
Blend funds
|
5,681,887 | - | - | 5,681,887 | ||||||||||||
Value funds
|
5,025,042 | - | - | 5,025,042 | ||||||||||||
Bond funds
|
1,832,401 | - | - | 1,832,401 | ||||||||||||
Allocation funds
|
1,006,482 | - | - | 1,006,482 | ||||||||||||
Target date funds
|
385,028 | - | - | 385,028 | ||||||||||||
Total mutual funds
|
$ | 20,485,254 | $ | - | $ | - | $ | 20,485,254 | ||||||||
Brokerage access account:
|
||||||||||||||||
Cash and cash equivalents
|
73,875 | - | - | 73,875 | ||||||||||||
Common Stock
|
||||||||||||||||
Services
|
347,004 | - | - | 347,004 | ||||||||||||
Basic materials
|
93,389 | - | - | 93,389 | ||||||||||||
Industrials
|
53,076 | - | - | 53,076 | ||||||||||||
Utilities
|
37,466 | - | - | 37,466 | ||||||||||||
Conglomerates
|
22,998 | - | - | 22,998 | ||||||||||||
Technology
|
22,729 | - | - | 22,729 | ||||||||||||
Other
|
8,894 | - | - | 8,894 | ||||||||||||
Mutual funds
|
||||||||||||||||
Target date funds
|
87,263 | - | - | 87,263 | ||||||||||||
Growth funds
|
31,329 | - | - | 31,329 | ||||||||||||
Bond funds
|
23,837 | - | - | 23,837 | ||||||||||||
World stock funds
|
22,283 | - | - | 22,283 | ||||||||||||
Other
|
18,821 | - | - | 18,821 | ||||||||||||
Allocation fund
|
15,841 | - | - | 15,841 | ||||||||||||
Value fund
|
14,365 | - | - | 14,365 | ||||||||||||
Unit Investment Trusts
|
- | 33,957 | - | 33,957 | ||||||||||||
Total brokerage access
|
||||||||||||||||
account
|
$ | 873,170 | 33,957 | - | 907,127 | |||||||||||
Unitized stock fund
|
899,755 | - | - | 899,755 | ||||||||||||
Stable value fund
|
- | 3,681,160 | - | 3,681,160 | ||||||||||||
Participant loans
|
- | - | 186,034 | 186,034 | ||||||||||||
Total assets at fair value
|
$ | 22,258,179 | $ | 3,715,117 | 186,034 | $ | 26,159,330 |
At December 31, 2008
|
Quoted
Prices in
Active
Market
Level
|
Significant
Other
Observable
Inputs
Level II
|
Significant
Unobservable
Inputs
Level III
|
Total
|
||||||||||||
Investments:
|
||||||||||||||||
Mutual funds
|
$ | 14,466,037 | $ | - | $ | - | $ | 14,466,037 | ||||||||
Brokerage access account:
|
||||||||||||||||
Cash and cash equivalents
|
86,258 | - | - | 86,258 | ||||||||||||
Common stock
|
454,378 | - | - | 454,378 | ||||||||||||
Mutual funds
|
181,158 | - | - | 181,158 | ||||||||||||
Unit investment trusts
|
- | 18,654 | - | 18,664 | ||||||||||||
Total brokerage access account
|
721,794 | 18,654 | - | 740,458 | ||||||||||||
Unitized stock fund
|
754,158 | - | - | 754,158 | ||||||||||||
Stable value fund
|
- | 3,299,972 | - | 3,299,972 | ||||||||||||
Participant loans
|
- | - | 200,830 | 200,830 | ||||||||||||
Total investments at fair value
|
$ | 15,941,989 | $ | 3,318,636 | $ | 200,830 | $ | 19,461,455 |
December 31, 2009
|
Level III Assets
Participant Loans
|
|||
Balance as of January 1, 2009
|
$ | 200,830 | ||
Issuances, repayments, and settlements net
|
(14,796 | ) | ||
Balance as of December 31, 2009
|
$ | 186,034 |
December 31, 2008
|
Level III Assets
Participant Loans
|
|||
Balance as of January 1, 2008
|
$ | 244,318 | ||
Issuances, repayments, and settlements net
|
(43,488 | ) | ||
Balance as of December 31, 2008
|
$ | 200,830 |
Fair Value
|
Unfunded
Commitments
|
Redemption
Frequency
|
Redemption
Notice Period
|
|
Stable value fund
|
$3,681,160
|
None
|
12 months
|
12 months
|
7.
|
Investments
|
|
The following presents investments that represent five percent or more of the Plan's net assets at December 31,
|
2009
|
2008
|
|||||||
DWS Equity 500 Index Fund S, 29,440 and 27,759 shares, respectively
|
$ | 3,684,151 | $ | 2,810,324 | ||||
SEI Trust Company Fixed Fund Institutional, 3,876,489 and 3,564,551 shares, respectively
|
3,681,160 | 3,299,972 | ||||||
MFS Value Fund A, 176,489 and 166,725 shares, respectively
|
3,665,675 | 2,924,362 | ||||||
Thornburg Core Growth Fund A, 214,694 and 200,706 shares, respectively
|
3,046,507 | 1,958,887 | ||||||
PIMCO Total Return Fund A, 167,261 and 130,230 shares, respectively
|
1,806,417 | 1,320,530 | ||||||
MFS Core Growth Fund A, 106,516 and 103,149 shares, respectively
|
1,658,453 | 1,294,516 | ||||||
Fidelity Low Priced Stock Fund, 42,855 and 46,331 shares, respectively
|
1,368,791 | 1,071,170 |
2009
|
2008
|
|||||||
Mutual funds
|
$ | 4,080,778 | $ | (9,169,826 | ) | |||
Brokerage access account:
|
||||||||
Common stock
|
162,839 | (113,516 | ) | |||||
Mutual fund
|
56,567 | (118,042 | ) | |||||
Unit investment trust
|
3,892 | (12,556 | ) | |||||
Total brokerage access account
|
223,298 | (244,114 | ) | |||||
Unitized stock fund
|
160,845 | 49,384 | ||||||
Stable value fund
|
(1 | ) | (1 | ) | ||||
$ | 4,464,920 | $ | (9,364,557 | ) |
8.
|
Transactions with Parties-in-Interest
|
|
As of December 31, 2009 and 2008, the Plan held Certain Securities issued by the Company as follows:
|
December 31, 2009
|
December 31, 2008
|
|||||||
Number of
Shares
|
Fair
Value
|
Number of
Shares
|
Fair
Value
|
|||||
Unitized Stock Fund
|
||||||||
Ecology and Environment, Inc. Common Stock
|
||||||||
Common Stock
|
50,493
|
$757,319
|
54,036
|
$647,351
|
||||
Brokerage Access Account
|
||||||||
Ecology and Environment, Inc.
|
||||||||
Common Stock
|
8,965
|
$134,462
|
9,670
|
$115,846
|
|
Dividends on Ecology and Environment, Inc. Common Stock amounted to approximately $20,479 and $26,886 during the years ended December 31, 2009 and 2008, respectively.
|
|
Certain plan investments are shares of mutual funds and a collective investment trust made available through the Hartford Retirement Services, LLC (“HRS”) recordkeeping platform. HRS (formerly Sun Life Retirement Services, Inc.) is the recordkeeper for the Plan. Reliance Trust Company (“RTC”) is the trustee and custodian of plan investments that include mutual funds, the collective investment trust and the Company stock.
|
|
2009
|
2008
|
|||||||
Net assets available for benefits per the financial statements
|
$ | 26,327,684 | $ | 19,715,436 | ||||
Adjustment from contract value to fair value for fully benefit responsive investment contracts
|
(195,329 | ) | (271,914 | ) | ||||
Net assets available for benefits per the Form 5500
|
$ | 26,132,355 | $ | 19,443,522 | ||||
Net (decrease) increase in net assets per the financial statements
|
$ | 6,612,248 | $ | (7,297,785 | ) | |||
Change in adjustment from contract value to fair value for fully benefit responsive investment contracts
|
76,585 | (271,914 | ) | |||||
Net (decrease) increase in net assets per the Form 5500
|
$ | 6,688,833 | $ | (7,569,699 | ) |
(a) Shares
|
(b) Identity of Issue Borrower,
Lessor or Similar Party
|
(c) Description of Investment including Maturity Date, Rate of Interest, Collateral, Par, or Maturity Value
|
(d) Cost
|
(e) Current Value
|
|||||
Mutual Funds:
|
|||||||||
29,440
|
DWS
|
Equity 500 Index Funds
|
**
|
$ 3,684,151
|
|||||
176,489
|
MFS
|
Value Fund A
|
**
|
3,665,675
|
|||||
214,694
|
Thornburg
|
Core Growth Fund
|
**
|
3,046,507
|
|||||
167,261
|
PIMCO
|
Total Return Fund A
|
**
|
1,806,417
|
|||||
106,516
|
MFS
|
Core Growth Fund A
|
**
|
1,658,453
|
|||||
42,855
|
Fidelity
|
Low Priced Stock Fund
|
**
|
1,368,791
|
|||||
21,924
|
Harbor
|
International Fund Inv
|
**
|
1,192,462
|
|||||
32,650
|
Columbia
|
Acorn Fund A
|
**
|
782,944
|
|||||
60,645
|
MFS
|
Aggressive Growth
|
|||||||
Allocation Fund A
|
**
|
739,259
|
|||||||
45,280
|
MFS
|
Total Return Fund A
|
**
|
594,529
|
|||||
39,301
|
MFS
|
Growth Allocation Fund A
|
**
|
477,109
|
|||||
24,442
|
MFS
|
Moderate Allocation Fund A
|
**
|
292,566
|
|||||
6,166
|
Janus Adviser
|
International Growth Fund A
|
**
|
261,985
|
|||||
14,709
|
T. Rowe Price
|
Retirement 2010 Fund
|
**
|
204,455
|
|||||
10,648
|
Neuberger Berman
|
Socially Responsible Fund
|
**
|
151,836
|
|||||
10,283
|
MFS
|
Conservative Allocation Fund A
|
**
|
119,387
|
|||||
3,655
|
Victory
|
Small Company Opportunity Fund A
|
**
|
90,602
|
|||||
3,854
|
Janus Adviser
|
Perkins Mid Cap Value Fund A
|
**
|
76,303
|
|||||
4,754
|
T. Rowe Price
|
Retirement 2020 Fund
|
**
|
69,071
|
|||||
5,075
|
Eaton Vance
|
Special Equities Fund A
|
**
|
65,266
|
|||||
4,258
|
T. Rowe Price
|
Retirement 2030 Fund
|
**
|
64,046
|
|||||
2,266
|
T. Rowe Price
|
Retirement 2040 Fund
|
**
|
34,154
|
|||||
2,265
|
American Century
|
Inflation Adj Bond Adv
|
**
|
25,984
|
|||||
1,572
|
T. Rowe Price
|
Retirement 2050 Fund
|
**
|
13,302
|
|||||
Total Mutual Funds
|
20,485,254
|
||||||||
Stable Value Fund:
|
|||||||||
3,876,489
|
SEI Trust Company
|
Fixed Fund Institutional
|
**
|
3,681,160
|
|||||
Unitized Stock Fund:
|
|||||||||
*
|
50,493
|
Unitized Stock Fund
|
Ecology and Environment, Inc.
|
**
|
757,319
|
||||
142,436
|
Unitized Stock Fund
|
MFS Money Market Fund
|
**
|
142,436
|
|||||
Total Unitized Stock Fund
|
899,755
|
||||||||
(a) Shares
|
(b) Identity of Issue Borrower, Lessor or Similar Party
|
(c) Description of Investment including Maturity
Date, Rate of Interest, Collateral, Par, or
Maturity Value
|
(d) Cost
|
(e) Current Value
|
|||||
Brokerage Access Account:
|
|||||||||
Cash and Cash Equivalents
|
|||||||||
43,703
|
-
|
Schwab Money Market Fund
|
**
|
43,703
|
|||||
-
|
-
|
Cash
|
**
|
30,172
|
|||||
73,875
|
|||||||||
Common Stock
|
|||||||||
20,500
|
-
|
Tivo Inc.
|
**
|
208,690
|
|||||
*
|
8,965
|
-
|
Ecology and Environment, Inc.
|
**
|
134,462
|
||||
500
|
-
|
Freeport-McMoran Copper & Gold Inc.
|
**
|
40,145
|
|||||
1,000
|
-
|
Enpro Industries Inc.
|
**
|
26,410
|
|||||
500
|
-
|
Contango Oil & Gas
|
**
|
23,505
|
|||||
1,520
|
-
|
General Electric Company
|
**
|
22,998
|
|||||
1,000
|
-
|
Duke Energy Corp
|
**
|
17,210
|
|||||
500
|
-
|
Pentair Inc
|
**
|
16,150
|
|||||
666
|
-
|
Aqua America Inc.
|
**
|
11,662
|
|||||
2,440
|
-
|
Vaalco Energy Inc New
|
**
|
11,102
|
|||||
600
|
-
|
Suntech Power Holdings Co.
|
**
|
9,978
|
|||||
500
|
-
|
Corning Inc.
|
**
|
9,655
|
|||||
200
|
-
|
Transcanada Corp
|
**
|
6,874
|
|||||
1,000
|
-
|
Novagold Res Inc New
|
**
|
6,130
|
|||||
500
|
-
|
Ford Motor Company
|
**
|
5,000
|
|||||
11,400
|
-
|
Hydrogenics Corp
|
**
|
4,241
|
|||||
300
|
-
|
Stillwater Mining Co.
|
**
|
2,844
|
|||||
200
|
-
|
Masco Corp
|
**
|
2,762
|
|||||
292
|
-
|
Southwest Water Co.
|
**
|
1,720
|
|||||
20
|
-
|
Monsanto Co New Del
|
**
|
1,641
|
|||||
26
|
-
|
Union Pacific Corp
|
**
|
1,639
|
|||||
1,000
|
-
|
Level 3 Communications Inc.
|
**
|
1,530
|
|||||
9
|
-
|
Goldman Sachs Group Inc.
|
**
|
1,526
|
|||||
50
|
-
|
Vale S. A.
|
**
|
1,452
|
|||||
25
|
-
|
FMC Corporation
|
**
|
1,414
|
|||||
25
|
-
|
Bucyrus International Inc New
|
**
|
1,411
|
|||||
20
|
-
|
Anadarko Petroleum Corp
|
**
|
1,252
|
|||||
650
|
-
|
Ballard Power Systems Inc New
|
**
|
1,228
|
|||||
20
|
-
|
Mosaic Company
|
**
|
1,202
|
|||||
150
|
-
|
Cal Dive International
|
**
|
1.134
|
|||||
300
|
-
|
Realnetworks Inc.
|
**
|
1,113
|
|||||
21
|
-
|
CSX Corp
|
**
|
1,004
|
|||||
20
|
-
|
Estee Lauder Companies Inc.
|
**
|
946
|
|||||
50
|
-
|
James River Coal Co
|
**
|
924
|
|||||
460
|
-
|
Abraxas Petroleum Corp
|
**
|
883
|
|||||
12
|
-
|
Bunge Limited
|
**
|
771
|
|||||
10,900
|
-
|
Vasomedical Inc.
|
**
|
653
|
|||||
20
|
-
|
Foster Wheeler AG
|
**
|
589
|
|||||
300
|
-
|
Evergreen Solar Inc.
|
**
|
453
|
|||||
7
|
-
|
Hess Corporation
|
**
|
427
|
|||||
100
|
-
|
Ivanhoe Energy Inc.
|
**
|
286
|
|||||
400
|
-
|
Plug Power Inc.
|
**
|
284
|
(a) Shares
|
(b) Identity of Issue Borrower, Lessor or Similar Party
|
(c) Description of Investment including Maturity Date, Rate of Interest, Collateral, Par, or Maturity Value
|
(d) Cost
|
(e) Current Value
|
|||||
200
|
-
|
Minco Gold Corp
|
**
|
176
|
|||||
5,000
|
-
|
Premiere Publishing GP
|
**
|
75
|
|||||
2,500
|
-
|
Nova Biosorce Fuels Inc
|
**
|
5
|
|||||
4,500
|
-
|
Flyi Inc
|
**
|
-
|
|||||
585,556
|
|||||||||
Mutual Funds
|
|||||||||
4,176
|
-
|
Vanguard Target Retirement 2025 Fund
|
**
|
47,275
|
|||||
3,769
|
-
|
T. Rowe Price Retirement 2025 Fund
|
**
|
39.988
|
|||||
694
|
-
|
CGM Focus Fund
|
**
|
20.654
|
|||||
872
|
-
|
T. Rowe Price Capital Appreciation Fund
|
**
|
15,841
|
|||||
1,634
|
-
|
US Global Regent Eastern European
|
**
|
14,884
|
|||||
2,190
|
-
|
American Century Equity Income Fund
|
**
|
14,365
|
|||||
1,203
|
-
|
Vanguard Short Term Bond Index
|
**
|
12,540
|
|||||
982
|
-
|
American Century Inflation Adj Bond
|
**
|
11,297
|
|||||
740
|
-
|
Powershs Exch Trad Fd Tr
|
**
|
5,022
|
|||||
172
|
-
|
Scout International Fund
|
**
|
5,040
|
|||||
256
|
-
|
Lazard Emerging Markets Equity Open
|
**
|
4,683
|
|||||
164
|
-
|
Matthews Dragon Ctry China Fd C1 I
|
**
|
4,175
|
|||||
160
|
-
|
Kinetics Paradigm Fund
|
**
|
3,224
|
|||||
320
|
-
|
Janue Orion Fund Class T
|
**
|
3,201
|
|||||
159
|
-
|
US Global Inv World Precious
|
**
|
2,775
|
|||||
182
|
-
|
Winslow Green Growth Fund
|
**
|
2,452
|
|||||
253
|
-
|
US Global Inv Global
|
**
|
2,237
|
|||||
76
|
-
|
Profunds Ultra-Latin
|
**
|
986
|
|||||
**
|
213,739
|
||||||||
Unit Investment Trusts
|
|||||||||
500
|
-
|
Sector Spdr Tr Con Svcs
|
**
|
15,535
|
|||||
350
|
-
|
Market Vectors ETF Trust
|
**
|
8,750
|
|||||
295
|
-
|
Claymore Exchange Traded Fund
|
**
|
3,024
|
|||||
26
|
-
|
Spdr Gold Trust
|
**
|
2,790
|
|||||
66
|
-
|
Ishares MSCI Emerging Mkts Index Fund
|
**
|
2,739
|
|||||
15
|
-
|
Ishares MSCI Brazil Index
|
**
|
1,119
|
|||||
33,957
|
|||||||||
Total Brokerage Account
|
907,127
|
||||||||
Participant Loans:
|
|||||||||
*
|
-
|
Participant Loans
|
(5.00% - 9.50%)
|
-
|
186,034
|
||||
$ 26,159,330
|
|||||||||
*
|
Indicates parties-in-interest to the Plan.
|
||||||||
**
|
Cost not required to be presented for participant directed investments.
|
||||||||
SIGNATURES
|
Name of Plan:
|
Ecology and Environment, Inc. 401(k) Plan
|
||
By:
|
Ecology and Environment, Inc. 401(k) Plan Committee Plan Administrator
|
||
Date: June 25, 2010
|
By:
|
/s/ Ronald L. Frank
|
|
Ronald L. Frank
Committee Member
|