SECURITIES AND EXCHANGE COMMISSION
FORM 8-K/A
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST
EVENT REPORTED): October 30, 2003
(as amended on November 19, 2003)
SIPEX CORPORATION
Delaware | 000-27892 | 95-4249153 | ||
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(State of incorporation) | (Commission file number) | (IRS Employer Identification No.) |
233 South Hillview Drive, Milpitas CA | 95053 | |
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(Address of principal executive offices) | (Zip code) |
Registrants telephone number, including area code: (408) 934-7500
Item 5. Other Corporate Events | ||||||||
Item 7. Financial Statements and Exhibits | ||||||||
Item 12. Results of Operations and Financial Condition | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX |
This Form 8-K/A amends the Current Report on Form 8-K filed with the Securities and Exchange Commission on October 30, 2003.
Item 5. Other Corporate Events
On October 30, 2003, SIPEX Corporation (the Registrant) announced completion of its previously announced reincorporation from the Commonwealth of Massachusetts into the State of Delaware. A copy of the Registrants new Delaware Amended and Restated Certificate of Incorporation and Bylaws are attached as Exhibits 3.1 and 3.2, respectively, to the Registrants Registration Statement on Form 8-A filed with the Securities and Exchange Commission on October 28, 2003, and are incorporated by reference into this Item 5 of this Form 8-K.
Item 7. Financial Statements and Exhibits
(c) Exhibits
3.1* | Amended and Restated Certificate of Incorporation. | |
3.2* | Bylaws. | |
99.1** | Press release dated October 30, 2003 announcing the results for the fiscal quarter ended September 27, 2003, and completion of its reincorporation into the State of Delaware (furnished pursuant to Item 12). | |
* Incorporated herein by reference from the Registrants Registration Statement on Form 8-A filed with the Securities and Exchange Commission on October 28, 2003. | ||
** Previously filed. |
Item 12. Results of Operations and Financial Condition
On October 30, 2003, the Registrant issued a press release announcing the results for the fiscal quarter ended September 27, 2003. The full text of the press release is attached as Exhibit 99.1.
The information contained in this Item 12 of this Form 8-K, including the related information contained in the exhibit attached hereto, is being furnished and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report on Form 8-K/A to be signed on its behalf by the undersigned hereunto duly authorized.
SIPEX CORPORATION (Registrant) |
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Dated: November 19, 2003 | By: | /s/ Phillip A. Kagel | |||
Phillip A. Kagel Senior Vice President, Finance, Chief Financial Officer and Treasurer |
EXHIBIT INDEX
Exhibit | ||
Number | ||
3.1* | Amended and Restated Certificate of Incorporation. | |
3.2* | Bylaws. | |
99.1** | Press release dated October 30, 2003 relating to the Registrants results for the fiscal quarter ended September 27, 2003, and the completion of its reincorporation into the State of Delaware (furnished pursuant to Item 12). | |
* Incorporated herein by reference from the Registrants Registration Statement on Form 8-A filed with the Securities and Exchange Commission on October 28, 2003. | ||
** Previously filed. |