As filed with the Securities and Exchange Commission on October 30, 2001 Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Wild Oats Markets, Inc.
Delaware |
|
84-1100630 |
3375 Mitchell Lane
Boulder, Colorado 80301-2244
(Address of principal executive offices)
Wild Oats Markets, Inc.
2001 Non-Officer/Non-Director
Stock Option Plan
(Full title of the plan)
Perry D. Odak
Chief Executive Officer
Wild Oats Markets, Inc.
3375 Mitchell Lane
Boulder, Colorado 80301-2244
(303) 440-5220
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Francis R. Wheeler, Esq.
Cooley Godward LLP
380 Interlocken Crescent
Suite 900
Broomfield, Colorado 80021-8023
(720) 566-4231
CALCULATION OF REGISTRATION FEE
|
|
|
Proposed |
|
Common Stock, par value $.001 per share |
|
|
|
|
(1) Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rules 457(c) and (h)(1) under the Securities Act of 1933, as amended (the "Securities Act"). The price per share and aggregate offering price are based upon the weighted average exercise price of options outstanding and the average of the high and low prices of the Registrant's Common Stock on October 24, 2001, as reported on Nasdaq National Market. The following chart illustrates our calculation of the registration fee:
Type of Shares |
Number of Shares |
Offering Price Per Share |
Aggregate Offering Price |
Shares issuable pursuant to options outstanding under the Wild Oats Markets, Inc. 2001 Non-Officer/Non-Director Stock Option Plan |
409,000 |
$7.70(a) |
$3,149,300 |
Shares issuable under the Wild Oats Markets, Inc. 2001 Non-Officer/Non-Director Stock Option Plan |
|
|
|
INTRODUCTION
This Registration Statement on Form S-8 is filed by Wild Oats Markets, Inc., a Delaware corporation, and relates to 486,000 shares of the Company's Common Stock issuable pursuant to the Wild Oats Markets, Inc 2001 Non-Officer/Non-Director Stock Option Plan.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3.
Incorporation of Certain Documents by ReferenceThe following documents filed by the Registrant with the Commission are incorporated by reference into this Registration Statement:
Any statement contained in a document incorporated, or deemed to be incorporated, by reference herein or contained in this Registration Statement shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed document which also is, or is deemed to be, incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 4. Description of Securities
Not Applicable.
Item 5. Named Experts and Counsel
Not Applicable.
Item 6. Indemnification of Directors and Officers
Under Section 145 of the Delaware General Corporation Law, the Company has broad powers to indemnify its directors and officers against liabilities they may incur in such capacities, including liabilities under the Securities Act. The Company's Amended and Restated Bylaws also provide that the Company will indemnify its directors and officers and may indemnify its employees and other agents to the fullest extent permitted by Delaware law, provided that such person acted in good faith and in a manner such person reasonably believed to be in or not opposed to the best interests of the Company and, with respect to any criminal proceeding, had no reasonable cause to believe his or her conduct was unlawful. The Company's Amended and Restated Certificate of Incorporation, as amended, provides for the elimination of liability for monetary damages for breach of the directors' fiduciary duty of care to the Company and its stockholders. These provisions do not eliminate the directors' duty of care and, in appropriate circumstances, equitable remedies such as injunctive or other forms of nonmonetary relief will remain available under Delaware law. In addition, each director will continue to be subject to liability for breach of the director's duty of loyalty to the Company, for acts or omissions not in good faith or involving intentional misconduct, for knowing violations of law, for any transaction from which the director derived an improper personal benefit, and for payment of dividends or approval of stock repurchases or redemptions that are unlawful under Delaware law. The provisions do not affect a director's responsibilities under any other laws, such as the federal securities laws or state or federal environmental laws.
The Company has entered into agreements with its directors and certain executive officers that require the Company to indemnify such persons against expenses, judgments, fines, settlements and other amounts actually and reasonably incurred (including expenses of a derivative action) in connection with any proceeding, whether actual or threatened, to which any such person may be made a party by reason of the fact that such person is or was a director or officer of the Company, provided that such person's conduct was not knowingly fraudulent or deliberately dishonest and did not constitute willful misconduct. The indemnification agreements also set forth certain procedures that will apply in the event of a claim for indemnification thereunder.
The above discussion of the Company's Amended and Restated Certificate of Incorporation, as amended, Amended and Restated Bylaws and the Delaware General Corporation Law is only a summary and is qualified in its entirety by the full text of each of the foregoing.
Item 7. Exemption from Registration Claimed
Not Applicable.
Item 8. Exhibits
Exhibit |
|
4.1 |
Amended and Restated Certificate of Incorporation of the Registrant (1) |
4.2 |
Certificate of Correction to Amended and Restated Certificate of Incorporation of the Registrant (1) |
4.3 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (2) |
4.4 |
Amended and Restated By-Laws of the Registrant (1) |
4.5 |
Rights Agreement dated May 22, 1998 between Registrant and Norwest Bank Minnesota (3) |
4.6 |
Specimen stock certificate (4) |
5.1 |
Opinion of Cooley Godward LLP |
23.1 |
Consent of PricewaterhouseCoopers LLP |
23.2 23.3 23.4 |
Consent of KPMG LLP Consent of Ernst & Young LLP Consent of Cooley Godward LLP (included in Exhibit 5.1) |
24.1 |
Power of Attorney |
|
|
Item 9. Undertakings
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Denver, State of Colorado on October 26, 2001.
Wild Oats Markets, Inc.
By: /s/ Nancy Casey
Nancy Casey, Treasurer and Controller
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature |
Title |
Date |
*__________ |
Chief Executive Officer, President and Director |
October 26, 2001 |
*__________ |
Chairman of the Board |
October 26, 2001 |
*________________ |
Vice Chairman of the Board |
October 26, 2001 |
______________ |
Director |
October 26, 2001 |
*___________ |
Interim Chief Financial Officer (principal financial officer) |
October 26, 2001 |
*___________ |
Director |
October 26, 2001 |
/s/ Nancy Casey |
Treasurer and Controller (principal accounting officer) |
October 26, 2001 |
*_____________ |
Director |
October 26, 2001 |
*______________ |
Director |
October 26, 2001 |
*_____________ |
Director
|
October 26, 2001 |
__________ |
Director |
October 26, 2001 |
*By: /s/ Freya Brier
Freya Brier, as
Attorney in Fact
EXHIBIT INDEX
Exhibit |
|
4.1 |
Amended and Restated Certificate of Incorporation of the Registrant (1) |
4.2 |
Certificate of Correction to Amended and Restated Certificate of Incorporation of the Registrant (1) |
4.3 |
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (2) |
4.4 |
Amended and Restated By-Laws of the Registrant (1) |
4.5 |
Rights Agreement dated May 22, 1998 between Registrant and Norwest Bank Minnesota (3) |
4.6 |
Specimen stock certificate (4) |
5.1 |
Opinion of Cooley Godward LLP |
23.1 |
Consent of PricewaterhouseCoopers LLP |
23.2 23.3 23.4 |
Consent of KPMG LLP Consent of Ernst & Young LLP Consent of Cooley Godward LLP (included in Exhibit 5.1) |
24.1 |
Power of Attorney |
|
|