UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO/A
Tender Offer Statement under Section 14(d)1 or 13(e)(1)
of the Securities Exchange Act of 1934
(Amendment No. 5)
(Name of Subject Company (issuer))
(Name of Filing Person (offeror))
(Title of Class of Securities)
(CUSIP Number of Class of Securities)
Sybil E. Veenman
Vice President, Assistant General Counsel, and Secretary
BCE Place, Canada Trust Tower
161 Bay Street, Suite 3700
P.O. Box 212
Toronto, Canada M5J 2S1
(416) 861-9911
(Name, address, and telephone number of person authorized
to receive notices and communications on behalf of filing persons)
CALCULATION OF FILING FEE
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Transaction Valuation(1)
$1,020,858,842.43
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Amount of Filing Fee(2)
$109,231.92 |
(1) |
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Estimated solely for the purpose of calculating the fee in accordance
with Rule 0-11 of the Securities Exchange Act of 1934 (the Exchange Act). The
transaction valuation has been estimated on the basis of the securities to be acquired
in the United States only. The number of securities to be acquired in the United States
has been estimated on the basis of the aggregate trading volume on the national
securities exchanges in the United States over the 12 calendar month period prior to
August 1, 2006 as a percentage of the total aggregate volume on the national securities
exchanges in both the United States and Canada over the same period. |
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(2) |
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The amount of the Fee has been calculated in accordance with Rule 0-11 of the
Exchange Act and based on (a) 70,404,058, which is the estimated number of NovaGold
common shares to be acquired in the United States on a fully diluted basis as of August 3, 2004, and (b) $14.50, which is the per share tender offer price. |
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and
identify the filing with which the offsetting fee was previously paid. Identify
the previous filing by registration statement number, or the Form or Schedule
and the date of its filing. |
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Amount Previously Paid: $109,231.92
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Form or Registration No.: Schedule TO
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Filing Party: Barrick Gold Corporation
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Date Filed: August 4, 2006 |
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Check the box if the filing relates solely to preliminary communications made
before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement
relates:
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third-party tender offer subject to Rule 14d-1.
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issuer tender offer subject to Rule 13e-4.
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going-private transaction subject to Rule 13e-3.
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amendment to Schedule 13D under Rule 13d-2. |
This Amendment No. 5 (this Amendment) amends and supplements the Tender Offer Statement on
Schedule TO filed on August 4, 2006 (as so amended, the Schedule TO) filed by Barrick Gold
Corporation, a corporation incorporated under the laws of the Province of Ontario (Barrick).
The Schedule TO relates to the offer by Barrick to purchase all of the issued and outstanding
common shares of NovaGold Resources Inc., a company incorporated under the laws of the Province of
Nova Scotia (NovaGold), including common shares that may become issued and outstanding after the
date of the Offer but before the Expiry Time of the Offer upon the conversion, exchange or exercise
of options, warrants or other securities of NovaGold that are convertible into or exchangeable or
exercisable for common shares, together with the associated rights issued under the Shareholder
Rights Plan of NovaGold (collectively, the Common Shares), at a price of US$14.50 cash per Common
Share.
The Offer is subject to the terms and conditions set forth in Barricks offer and related
circular dated August 4, 2006 (the Offer and Circular).
As permitted by General Instruction F to Schedule TO, the information set forth in the entire
Notice of Change in Information, including Schedule A thereto, is hereby expressly incorporated by
reference in response to Items 1 through 9 and 11 of this Schedule TO and is supplemented by the
information specifically provided herein.
Except as specifically provided herein, this Amendment does not modify any of the information
previously reported on the Schedule TO.
Item 12. Exhibits.
Item 12 of the Schedule TO is amended and supplemented by adding the following:
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Exhibit |
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Description |
(a)(1)(F) |
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Notice of Change in Information, dated September 1, 2006 |
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
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BARRICK GOLD CORPORATION
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By: |
/s/ Sybil E. Veenman
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Name: |
Sybil E. Veenman |
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Title: |
Vice President, Assistant General
Counsel and Secretary |
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Date: September 1, 2006