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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options - Rights to Buy | $ 3.625 | 02/19/2009 | A | 500,000 | (2) | 02/19/2019 | Class A Common Stock | 500,000 | $ 0 | 500,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SULZBERGER ARTHUR JR NEW YORK TIMES COMPANY 620 8TH AVENUE NEW YORK, NY 10036 |
X | Chairman and Publisher |
/s/Theodore R. Wagner as Attorney-in-fact for Arthur J. Sulzberger, Jr. | 02/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In addition, as previously reported, the reporting person owns 141,235 shares of Class A Common Stock indirectly by limited liability company as general partner of a limited partnership, 25,920 shares of Class A Common Stock indirectly by his wife as trustee, as to which shares he disclaims beneficial ownership, 1,400,000 shares of Class A Common Stock indirectly by a trust, and 450 shares of Class A Common Stock indirectly as a co-trustee of a trust, which is the limited partner of the limited partnership. The 25,920 shares of Class A Common Stock held indirectly by the reporting person's wife as trustee include 1,200 shares of Class A Common Stock transferred to the trust as a gift on March 9, 2005 and March 16, 2005, which transfers had inadvertently not been previously reported. |
(2) | The option vests in three equal annual installments beginning February 19, 2010. |