1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(2)
|
01/26/2021 |
Disney Common Stock
|
13,000
|
$
39.64
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(2)
|
01/18/2022 |
Disney Common Stock
|
24,561
|
$
38.75
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(2)
|
01/16/2023 |
Disney Common Stock
|
51,751
|
$
51.29
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(2)
|
12/19/2023 |
Disney Common Stock
|
35,906
|
$
72.59
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(3)
|
12/18/2024 |
Disney Common Stock
|
33,969
|
$
92.23
|
D
|
Â
|
Restricted Stock Unit
|
Â
(4)
|
12/18/2018 |
Disney Common Stock
|
1,585.28
(5)
|
$
(6)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(7)
|
12/17/2025 |
Disney Common Stock
|
25,996
|
$
113.23
|
D
|
Â
|
Restricted Stock Unit
|
Â
(8)
|
12/17/2019 |
Disney Common Stock
|
2,669.61
(5)
|
$
(6)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(9)
|
12/21/2026 |
Disney Common Stock
|
32,797
|
$
105.21
|
D
|
Â
|
Restricted Stock Unit
|
Â
(10)
|
12/21/2020 |
Disney Common Stock
|
4,420.84
(5)
|
$
(6)
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(11)
|
12/19/2027 |
Disney Common Stock
|
30,199
|
$
111.58
|
D
|
Â
|
Restricted Stock Unit
|
Â
(12)
|
12/19/2021 |
Disney Common Stock
|
5,729.22
(5)
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares held in The Walt Disney Stock Fund as of September 28, 2018. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. |
(2) |
Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
(3) |
Option was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 25,476 shares. The remaining unvested portion of the option vests in a single installment of 8493 shares on December 18, 2018. |
(4) |
This stock unit award was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to its remaining 1585.28 stock units plus dividend equivalent units on these units on December 18, 2018. |
(5) |
Includes dividend equivalents accrued since the date of the award. |
(6) |
Converts at 1-for-1. |
(7) |
Option was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 12,998 shares. The remaining unvested portion of the option vests as to 6499 shares on December 17, 2018, and as to 6499 shares on December 17, 2019. In connection with this stock option award, the reporting person also was awarded 5139 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 7708.5 including dividends accrued to date plus dividends that may accrue in the future. |
(8) |
This stock unit award was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1334.61 stock units plus dividend equivalent units on these units on December 17, 2018, and as to 1335 stock units plus dividend equivalent units on these units on December 17, 2019. |
(9) |
Option was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The option has vested as to 8199 shares. The remaining unvested portion of the option vests as to 8199 shares on each December 21 of 2018 and 2019, and as to 8200 shares on December 21, 2020. In connection with this stock option award, the reporting person also was awarded 5571 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 8356.5 including dividends accrued to date plus dividends that may accrue in the future. |
(10) |
This stock unit award was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1473.84 stock units plus dividend equivalent units on these units on December 21, 2018, as to 1473.00 stock units plus dividend equivalent units on these units on December 21, 2019, and as to 1474.00 stock units plus dividend equivalent units on these units on December 21, 2020. |
(11) |
Option was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The options vest in an installment of 7549 shares on December 19, 2018, and in three installments of 7550 shares on each December 19 of 2019, 2020, and 2021. In connection with this stock option award, the reporting person also was awarded 5220 restricted stock units whose vesting is subject to performance vesting criteria. The number of stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 7830 including dividends accrued to date plus dividends that may accrue in the future. |
(12) |
This stock unit award was granted under a stock incentive plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 1432.22 stock units plus dividend equivalent units on these units on December 19, 2018, as to 1432.00 stock units plus dividend equivalent units on these units on each December 19 of 2019 and 2020, and as to 1433.00 stock units plus dividend equivalent units on these units on December 19, 2021. |