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Georgia Erbez
Chief Financial Officer
Raptor Pharmaceutical Corp.
5 Hamilton Landing, Suite 160
Novato, California 94949
(415) 408-6231
(Name, Address, Including Zip Code, and Telephone Number,
Including Area Code, of Agent for Service)
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Copy to:
Charles K. Ruck, Esq.
Kathleen M. Wells, Esq.
Latham & Watkins LLP
140 Scott Drive
Menlo Park, California 94025
(650) 328-4600
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Title of Securities to be Registered
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Amount
to be
Registered(1)
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Proposed
Maximum
Offering Price
Per Share
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Proposed
Maximum
Aggregate
Offering Price
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Amount of
Registration
Fee
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Common Stock, $0.001 par value per share
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3,000,000
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$
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12.24
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(2)
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$
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36,705,000.00
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(2)
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$
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5,006.56
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(1) | Pursuant to Rule 416 promulgated under the Securities Act of 1933, as amended (the "Securities Act"), this Registration Statement shall also cover any additional shares of the Registrant's common stock that become issuable under the Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without receipt of consideration that increases the number of outstanding shares of the Registrant's common stock. |
(2) | Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and 457(h) of the Securities Act of 1933 for the 3,000,000 shares registered hereunder (based on the average of the high ($12.50) and low ($11.97) prices for the Registrant's common stock reported by The NASDAQ Global Market on August 21, 2013). |
(a)
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The Registrant's Transition Report on Form 10-KT for the transition period from September 1, 2012 to December 31, 2012 filed with the Commission on March 14, 2013, as amended by Form 10-KT/A filed with the Commission on June 19, 2013;
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(b)
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The Registrant's Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2013 filed with the Commission on May 8, 2013, as amended by Form 10-Q/A filed with the Commission on June 19, 2013;
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(c)
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The Registrant's Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2013 filed with the Commission on August 9, 2013;
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(d)
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The Registrant's Current Reports on Form 8-K filed with the Commission on April 9, 2013, May 1, 2013, May 24, 2013, June 25, 2013, July 2, 2013, July 5, 2013, July 23, 2013 and July 25, 2013;
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(e)
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The description of the Registrant's common stock contained in the Registration Statement on Form 10-SB filed with the Commission on March 17, 1999 (File No. 000-25571), as amended by the certain Registration Statement on Form 10-SB/A filed on August 19, 1999 (File No. 000-25571), which description has been updated by the Joint Proxy Statement on Form S-4 filed on August 19, 2009 (File No. 333-161424), including any other amendment or report filed for the purpose of updating such description; and
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(f)
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The description of the Registrant's Series A Participating Preferred Stock contained in the Registration Statement on Form 8-A filed on May 16, 2005 (File No. 000-25571), pursuant to Section 12(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including any amendment or report filed for the purpose of updating such description.
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Signature
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Title
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Date
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/s/ Christopher M. Starr
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Chief Executive Officer and Director
(Principal Executive Officer)
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August 23, 2013
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Christopher M. Starr, Ph.D.
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/s/ Georgia Erbez
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Chief Financial Officer
(Principal Financial and Accounting Officer)
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August 23, 2013
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Georgia Erbez
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/s/ Llew Keltner
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Chairman and Director
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August 23, 2013
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Llew Keltner, M.D., Ph.D.
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/s/ Raymond W. Anderson
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Director
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August 23, 2013
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Raymond W. Anderson
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/s/ Suzanne L. Bruhn
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Director
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August 23, 2013
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Suzanne L. Bruhn, Ph.D.
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/s/ Richard L. Franklin
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Director
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August 23, 2013
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Richard L. Franklin, M.D., Ph.D.
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/s/ Erich Sager
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Director
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August 23, 2013
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Erich Sager
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/s/ Vijay B. Samant
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Director
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August 23, 2013
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Vijay B. Samant
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/s/ Timothy P. Walbert
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Director
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August 23, 2013
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Timothy P. Walbert
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4.1
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Certificate of Incorporation of Registrant
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8-K
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10/10/2006
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3.1
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4.2
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Bylaws of Registrant
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8-K
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10/10/2006
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3.2
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4.3
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Certificate of Amendment filed with the Secretary of State of the State of Nevada effecting an 8-for-1 reverse stock of Registrant's common stock and changing the name of Registrant from Axonyx Inc. to TorreyPines Therapeutics, Inc.
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8-K
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10/10/2006
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3.3
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4.4
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Articles of Conversion filed with the Secretary of State of the State of Nevada changing the state of incorporation of Registrant
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8-K
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10/10/2006
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3.4
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4.5
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Certificate of Conversion filed with the Secretary of State of the State of Delaware
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8-K
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10/10/2006
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3.5
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4.6
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Amendment to Bylaws of Registrant
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10-K
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03/29/2007
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3.6
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4.7
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Certificate of Amendment of Certificate of Incorporation of Registrant
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8-K
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10/05/2009
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3.1
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4.8
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Rights Agreement, dated as of May 13, 2005, between Registrant and The Nevada Agency and Trust Company, as Rights Agent
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8-K
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05/16/2005
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99.2
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4.9
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Amendment to Rights Agreement, dated as of June 7, 2006, between Registrant and The Nevada Agency and Trust Company, as Rights Agent
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8-K
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06/12/2006
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4.1
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4.10
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Amendment to Rights Agreement, dated as of October 3, 2006, between Registrant and The Nevada Agency and Trust Company, as Rights Agent
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10-K
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03/29/2007
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4.19
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4.11
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Rights Agreement Amendment, dated as of July 27, 2009, to the Rights Agreement dated May 13, 2005 between Registrant and American Stock Transfer and Trust Company (replacing The Nevada Agency and Trust Company)
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8-K
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07/28/2009
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2.3
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4.12
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Amendment to Rights Agreement, dated August 6, 2010, by and between Registrant and American Stock Transfer & Trust Company, LLC
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8-K
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08/10/2010
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4.2
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5.1
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Opinion of Latham & Watkins LLP
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X
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23.1
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Consent of Independent Registered Public Accounting Firm
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X
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23.2
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Consent of Latham &Watkins LLP (included in Exhibit 5.1)
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X
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24.1
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Power of Attorney (included on the signature pages hereto)
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X
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99.1
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Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan
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S-8
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05/14/2010
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4.12
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99.2
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Form of Award Agreement under the Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan
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S-8
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05/14/2010
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4.13
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99.3
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2011 Plan Amendments to the Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan
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S-8
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04/25/2011
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4.15
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99.4
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Form of Award Agreement under the Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan
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8-K
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09/28/2011
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10.1
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99.5
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Amendment to Bylaws of Registrant
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8-K
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05/14/2012
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3.1
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99.6
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2013 Plan Amendments to the Raptor Pharmaceutical Corp. 2010 Stock Incentive Plan
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8-K
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07/25/2013
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10.1
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