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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Enterprise Networks Holdings, Inc. 50 MINUTEMAN ROAD ANDOVER, MA 01810 |
X | |||
Enterprise Networks Holdings, B.V. PRINS BERNHARDPLEIN 200 JB AMSTERDAM, P7 1097 |
X |
/s/ Stephen Juge, President, on behalf of Enterprise Networks Holdings, Inc. | 10/17/2012 | |
**Signature of Reporting Person | Date | |
/s/ Stephen Juge, Authorized Person, on behalf of Enterprise Networks Holdings B.V. | 10/17/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This form is being filed jointly by Enterprise Networks Holdings, Inc ("ENHUS") and Enterprise Networks Holdings B.V. ("ENHBV"). ENHUS is a wholly owned subsidiary of ENHBV. ENHUS is the direct owner of the reported shares of inContact Inc. Common Stock, and in being a wholly owned subsidiary of ENHBV, ENHBV can be considered an indirect beneficial owner of such shares. |
(2) | This transaction was executed in multiple trades on October 15, 2012 at prices ranging from $6.24 to $6.46. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. |
(3) | This transaction was executed in multiple trades on October 16, 2012 at prices ranging from $6.06 to $6.41. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. |
(4) | This transaction was executed in multiple trades on October 17, 2012 at prices ranging from $6.09 to $6.24. The price reported reflects the weighted average sales price. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of securities sold at each separate price. |