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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STEINBERG JOSEPH S C/O LEUCADIA NATIONAL CORPORATION 520 MADISON AVENUE NEW YORK, NY 10022 |
X | Chairman of the Board |
/s/ Joseph S. Steinberg | 06/27/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects weighted average per share price (excluding commissions) of separately priced transactions at a range of $24.95-$25.15. Upon the request of the staff of the Commission, full information regarding the number of shares sold at each separate price will be provided. |
(2) | Includes 7,200 Leucadia common shares beneficially owned by a daughter of the Reporting Person, 18,762,394 Leucadia common shares held by corporations that are wholly owned by the Reporting Person, or held by corporations that are wholly owned by family trusts as to which the Reporting Person has sole voting and dispositive control, or held by such trusts, 2,339,712 Leucadia common shares held in a trust for the benefit of the Reporting Person's children as to which the Reporting Person may be deemed to be the beneficial owner and 1,200,000 Leucadia common shares which the Reporting Person has the right to acquire upon exercise of warrants. |
Remarks: This amendment to the Form 4 filed on June 27, 2013 (the "Original Form 4") is made solely to correct an error in the second line item in Item 4 of Table I (Securities Acquired (A) or Disposed (D)) from "A" to "D". Except for the foregoing, all other information in the Original Form 4 remains the same. |