1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(1)
|
03/18/2024 |
Common Stock
|
58,365
|
$
6.81
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(2)
|
03/25/2025 |
Common Stock
|
2,723
|
$
11.05
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
04/29/2025 |
Common Stock
|
7,782
|
$
11.05
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
02/10/2026 |
Common Stock
|
26,000
|
$
4.57
|
D
|
Â
|
Sock Option (right to buy)
|
Â
(5)
|
09/07/2026 |
Common Stock
|
40,000
|
$
4.31
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option is subject to vesting over a four year period, with 25% of the shares vesting on the first anniversary of February 16, 2014 and the remainder vesting over the ensuing three years at a rate of 2.0833% per month. |
(2) |
This option is subject to vesting over a four year period, with 25% of the shares vesting on the first anniversay of March 26, 2015 and the remainder vesting over the ensuing three years at a rate of 2.0833% per month. |
(3) |
This option is subject to vesting over a four year period, with 25% of the shares vesting on the first anniversary of June 1, 2015 and the remainder vesting over the ensuing three years at a rate of 2.0833% per month. |
(4) |
This option is subject to vesting over a four year period, with 25% of the shares vesting on the first anniversary of February 11, 2016 and the remainder vesting over the ensuing three years at a rate of 2.0833% per month. |
(5) |
This option is subject to vesting over a four year period, with 25% of the shares vesting on the first anniversary of September 8, 2016 and the remainder vesting over the ensuing three years at a rate of 2.0833% per month. |