1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Options to purchase common stock (right to buy)
(1)
|
Â
(3)
|
06/04/2017 |
Common Stock
|
187,500
|
$
16
|
I
|
See footnote
(2)
|
Options to purchase common stock (right to buy)
(1)
|
Â
(4)
|
06/04/2017 |
Common Stock
|
151,875
|
$
16
|
I
|
See footnote
(2)
|
Options to purchase common stock (right to buy)
(1)
|
Â
(3)
|
06/04/2017 |
Common Stock
|
31,250
|
$
32
|
I
|
See footnote
(2)
|
Options to purchase common stock (right to buy)
(1)
|
Â
(5)
|
06/04/2017 |
Common Stock
|
25,312
|
$
32
|
I
|
See footnote
(2)
|
Options to purchase common stock (right to buy)
(1)
|
Â
(3)
|
11/29/2015 |
Common Stock
|
66,753
|
$
6.9
|
I
|
See footnote
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This Amended Form 3 is being filed to correct the form of beneficial ownership, to include an additional option award which had been inadvertently omitted in the original filing and to correct certain vesting and expiration information. |
(2) |
Held through a limited liability company, of which the reporting person and his spouse are members. |
(3) |
Represents options to purchase shares of common stock of the Issuer, of which 100% are vested. |
(4) |
Represents options to purchase shares of common stock of the Issuer, of which 9,375 vested on the grant date (June 4, 2007), 35,625 vested on December 31, 2007 and 35,625 vested on December 31, 2009. An additional 35,625 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2010 or, otherwise, on December 31, 2012. The remaining 35,625 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2011 or, otherwise, on December 31, 2013. |
(5) |
Represents options to purchase shares of common stock of the Issuer, of which 1,563 vested on the grant date (June 4, 2007), 5,937 vested on December 31, 2007 and 5,937 vested on December 31, 2009. An additional 5,938 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2010 or, otherwise, on December 31, 2012. The remaining 5,937 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2011 or, otherwise, on December 31, 2013. |