Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of August 2016

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X            Form 40-F              

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from July 1, 2016 to July 31, 2016


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: August 12, 2016   By:  

/s/ Hajime Ikeda

    Hajime Ikeda
    Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from July 1, 2016 to July 31, 2016 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on August 12, 2016]

Class of Shares: Common Stock

 

1. Status of repurchase

 

(1) Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2) Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of July 31, 2016

 

     Number of Shares      Total Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (July 28, 2016)

(Period of repurchase: from August 15, 2016 to January 27, 2017 (excluding the period between October 28, 2016 to November 11, 2016))

        100,000,000          45,000,000,000   

Repurchases during this reporting month (Date of repurchase)

    

 

    (Date)  

  

  

  

 

0

  

     0   

Total

                           0         0   

Aggregate shares repurchased as of the end of this reporting month

     0         0   

Progress of share repurchase (%)

                 0.0         0.0   


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2. Status of disposition

as of July 31, 2016

 

     Number of shares disposed
in the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

         (Date)           —           —     

Subtotal

     —           —           —     

Treasury shares canceled

     (Date)           —           —     

Subtotal

     —           —           —     

Treasury shares transferred upon merger, share exchange or demerger

     (Date)           —           —     

Subtotal

     —           —           —     

Other (upon request for purchasing “less-than-a-full-unit shares”)

    

 

(Date)  

July 20   

  

  

     91         35,226   

Subtotal

     —           91         35,226   

Other (exercise of stock acquisition rights)

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(Date)  

July 1  

July 4  

July 5  

July 6  

July 7  

July 8  

July 11

July 12

July 13

July 14

July 15

July 19

July 20

July 21

July 22

July 27

July 29

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

197,500

82,300

63,100

60,700

42,900

4,800

30,700

50,800

189,000

110,600

102,300

157,600

106,300

46,000

6,700

12,300

7,300

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

    

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

197,500

379,300

63,100

60,700

42,900

4,800

30,700

50,800

189,000

110,600

102,300

157,600

403,300

46,000

6,700

12,300

7,300

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

  

 

 

    

 

 

    

 

 

 

Subtotal

     —               1,270,900                  1,864,900   
  

 

 

    

 

 

    

 

 

 

Total

     —           1,270,991         1,900,126   
  

 

 

    

 

 

    

 

 

 

 

3.      Status of shares held in treasury

 

          

 

as of July 31, 2016

 

  

 

As of the end of the reporting month

                 Number of Shares  

Total number of issued shares

           3,822,562,601   

Number of shares held in treasury

           232,783,347