Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of November 2018

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

9-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X                 Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


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Information furnished on this form:

EXHIBIT

 

Exhibit Number

1.    (English Translation) Share Buyback Report for the reporting month from October 1, 2018 to October 31, 2018.


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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: November 13, 2018     By:  

/s/ Hajime Ikeda

      Hajime Ikeda
      Senior Managing Director


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[Translation of Share Buyback Report for the reporting month from October 1, 2018 to October 31, 2018

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on November 13, 2018]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of October 31, 2018

 

     Number of Shares      Total
Repurchase
Amount (JPY)
 

Authorization pursuant to the resolution of the Board (April 26, 2018)

(Period of repurchase: from May 16, 2018 to March 29, 2019 (excluding the ten business days following the announcement of each quarterly financial results))

     100,000,000        70,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    


















(Date)

October 1

October 2
October 3
October 4
October 5
October 9
October 10
October 11
October  12
October 15

October 16
October 17
October 18
October 19
October 22

October 23
October 24
October 25
October 26
October 29

October 30
October 31

 

 

 
 
 
 
 
 
 
 
 

 
 
 
 
 

 
 
 
 
 

 
 

   

1,220,500

1,550,000

1,550,000

1,660,000

1,558,200

1,850,000

1,841,300

1,850,000

1,811,300

2,000,000

1,920,000

1,947,200

2,000,000

1,939,100

1,740,200

1,910,000

1,910,000

1,910,000

1,910,000

1,850,000

1,850,000

1,685,300

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

667,796,130

859,332,680

851,737,200

922,110,360

877,155,920

1,031,548,910

1,032,471,800

993,737,420

969,213,710

1,065,347,010

1,027,389,860

1,076,721,420

1,117,043,920

1,066,908,060

963,443,920

1,044,110,670

1,039,067,540

1,003,568,790

1,011,099,020

987,552,470

983,349,220

914,066,620

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

    

 

 

 

Total

       —         39,463,100        21,504,772,650  
    

 

 

    

 

 

 

Aggregate shares repurchased as of the end of this reporting month

       58,613,100        31,432,469,270  
    

 

 

    

 

 

 

Progress of share repurchase (%)

       58.6        44.9  


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2.

Status of disposition

as of October 31, 2018

 

     Number of shares disposed in
the reporting month
     Aggregate amount of
disposition (JPY)
 

Treasury shares disposed subject to procedures for issuance of new shares

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares canceled

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Treasury shares transferred upon merger, share exchange or demerger

   (Date)

—  

    —          —    

Subtotal

   —       —          —    

Other (upon request for purchasing “less-than-a-full-unit shares”)

   (Date)

October 12

    5        2,770  

Subtotal

   —       5        2,770  

Other (exercise of stock acquisition rights)

   (Date)

October 1

October 2

October 3

October 4

October 5

October 9

October 10

October 12

October 15

October 16

October 17

October 18

October 19

October 22

October 23

October 24

October 25

October 26

October 29

October 30

October 31

   

76,900

40,000

25,400

21,000

8,000

34,700

70,700

10,000

10,500

10,000

18,200

385,400

19,000

10,000

330,300

347,100

138,700

20,900

59,700

95,800

41,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

6,036,900

2,421,000

3,005,400

6,274,000

2,391,000

4,799,700

8,999,700

2,990,000

308,500

2,990,000

3,594,200

6,041,400

5,681,000

2,990,000

3,607,300

1,837,100

3,411,700

1,808,900

11,085,700

1,883,800

3,617,000

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Subtotal

   —       1,773,300        85,774,300  

Total

   —       1,773,305        85,777,070  

 

3.

Status of shares held in treasury

 

    

as of October 31, 2018

 

 

As of the end of the reporting month

   Number of Shares  

Total number of issued shares

     3,643,562,601  

Number of shares held in treasury

     298,432,403