kona20130506_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

April 30, 2013

Date of Report (Date of earliest event reported)

 

 

KONA GRILL, INC.

(Exact Name of Registrant as Specified in its Charter)

 

 

Delaware

001-34082

20-0216690

(State or other jurisdiction

(Commission File Number)

(IRS Employer

of incorporation)

Identification No.)

 

 

7150 E. Camelback Road, Suite 220

Scottsdale, Arizona 85251

(Address of principal executive offices) (Zip Code)

 

 

(480) 922-8100

(Registrant's telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

 
 

Item 5.07 Submission of Matters to a Vote of Security Holders.

   

On April 30, 2013, Kona Grill, Inc. (“the Company”) held its Annual Meeting of Stockholders (“Annual Meeting”). For more information on the following proposals, see the company’s proxy statement dated March 18, 2013, the relevant portions of which are incorporated herein by reference. Below are the preliminary voting results.

 

 

(1)

The stockholders elected each of the Class II directors to serve for a three-year term expiring in 2016:

 

For

Against

Broker

Non-Votes

Marcus E. Jundt

    5,301,261     993,517     1,692,282

Leonard M. Newman

    6,169,453     125,325     1,692,282

Anthony L. Winczewski

    5,953,943     340,835     1,692,282

 

 

(2)

The stockholders approved an advisory resolution on executive compensation for the Company’s Named Executive Officers:

 

For

    6,194,186     98.4 %

Against

    99,879     1.6 %

Abstain

    713     0.0 %

Broker Non-Votes

    1,692,282        

 

 

(2)

The stockholders approved an advisory vote on the frequency of future advisory vote on executive compensation:

 

Three Year

    3,193,316     50.7 %

Two Year

    116,343     1.8 %

One Year

    2,983,399     47.4 %

Abstain

    1,720     0.1 %

  

 

(3)

The stockholders ratified the appointment of Ernst & Young LLP as the independent auditor for the fiscal year ending December 31, 2013:

 

For

    7,981,930     99.9 %

Against

    585     0.0 %

Abstain

    4,545     0.1 %

 

 

 

 
 

 

  

 

SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 6, 2013  KONA GRILL, INC.  
       
By: /s/ Christi Hing  
    Christi Hing

Chief Financial Officer