UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
Nalco Holding Company
-------------------------------------------------------------------------------
(Name of Issuer)
Common Stock (Par Value $0.01 Per Share)
-------------------------------------------------------------------------------
(Title of Class of Securities)
62985Q 10 1
-------------------------------------------------------------------------------
(CUSIP Number)
Robert C. Schwenkel, Esq. Ben I. Adler, Esq.
Fried, Frank, Harris, Shriver & Goldman, Sachs & Co.
Jacobson LLP One New York Plaza
One New York Plaza New York, NY 10004
New York, NY 10004 (212) 902-1000
(212) 859-8000
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Persons Authorized to
Receive Notices and Communications)
March 21, 2006
-------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box |_|.
Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See ss.240.13d-7 for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but will be subject to all other provisions of the
Act (however, see the Notes).
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 2 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
THE GOLDMAN SACHS GROUP, INC.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 9,752,701
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 9,752,701
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,752,701
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.8%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
HC-CO
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 3 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GOLDMAN, SACHS & CO.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |X|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
NEW YORK
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 9,752,701
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH
9,752,701
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,752,701
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.8%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
BD-PN-IA
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 4 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS ADVISORS 2000, L.L.C.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 7,417,100
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH
7,417,100
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,417,100
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.2%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 5 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GOLDMAN, SACHS & CO. OHG
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
GERMANY
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 227,305
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 227,305
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
227,305
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 6 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GOLDMAN, SACHS MANAGEMENT GP GMBH
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
GERMANY
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 227,305
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 227,305
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
227,305
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 7 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS EMPLOYEE FUNDS 2000 GP, L.L.C.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
AF
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 2,108,296
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 2,108,296
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,108,296
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 8 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS CAPITAL PARTNERS 2000, L.P.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 5,438,210
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 5,438,210
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,438,210
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 9 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS CAPITAL PARTNERS 2000 OFFSHORE, L.P.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,976,036
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 1,976,036
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,976,036
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.4%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 10 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
GERMANY
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 227,305
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 227,305
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
227,305
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 11 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 1,727,876
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 1,727,876
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,727,876
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 12 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P.
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 380,420
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 380,420
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
380,420
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
---------- --------------------------------------------------------------------
SCHEDULE 13D
--------------------------------- --------------------------------
CUSIP No. 62985Q 10 1 Page 13 of 29
--------------------------------- --------------------------------
---------- --------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
NH ACQUISITION LLC
---------- --------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
---------- --------------------------------------------------------------------
3 SEC USE ONLY
---------- --------------------------------------------------------------------
4 SOURCE OF FUNDS
OO
---------- --------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) |_|
---------- --------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
------------------------- -------- --------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
0
SHARES
-------- --------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 2,854
-------- --------------------------------------------
9 SOLE DISPOSITIVE POWER
EACH
0
REPORTING
-------- --------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH 2,854
---------- --------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,854
---------- --------------------------------------------------------------------
12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES |X|
---------- --------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
LESS THAN 0.1%
---------- --------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
---------- --------------------------------------------------------------------
This Amendment No. 2, filed by The Goldman Sachs Group, Inc. ("GS
Group"), Goldman, Sachs & Co. ("Goldman Sachs"), GS Advisors 2000, L.L.C.
("GS Advisors"), Goldman, Sachs & Co. oHG ("GS oHG"), Goldman, Sachs
Management GP GmbH ("GS GmbH"), GS Employee Funds 2000 GP, L.L.C. ("GS
Employee 2000"), GS Capital Partners 2000, L.P. ("GS Capital"), GS Capital
Partners 2000 Offshore, L.P. ("GS Offshore"), GS Capital Partners 2000 GmbH
& Co. Beteiligungs KG ("GS Germany"), GS Capital Partners 2000 Employee
Fund, L.P. ("GS Employee"), Goldman Sachs Direct Investment Fund 2000, L.P.
("GS Direct") and NH Acquisition LLC ("NH" and, together with GS Capital,
GS Offshore, GS Germany, GS Employee and GS Direct, the "Purchasers"), (GS
Group, Goldman Sachs, GS Advisors, GS oHG, GS GmbH, GS Employee 2000, and
the Purchasers, collectively, the "Filing Persons"), amends and supplements
the Schedule 13D filed by the Filing Persons with the Securities and
Exchange Commission (the "SEC") on November 24, 2004 (as amended by
Amendment No.1 filed on August 19, 2005), relating to the common stock, par
value $0.01 per share (the "Common Stock"), of Nalco Holding Company (the
"Issuer").(1)
-----------------------
(1) Neither the present filing nor anything contained herein will be
construed as an admission that any Filing Person constitutes a
"person" for any purpose other than for compliance with Section 13(d)
of the Act.
ITEM 4. PURPOSE OF TRANSACTION.
----------------------
Item 4 is hereby amended by adding the following immediately before the
final two paragraphs thereof:
Pursuant to an underwriting agreement, dated March 15, 2006 (the
"March 2006 Underwriting Agreement"), by and among the Issuer, Nalco LLC,
Apollo Investment Fund V, L.P., Blackstone Capital Partners IV L.P. and GS
Capital (collectively, Nalco LLC, Apollo Investment Fund V, L.P.,
Blackstone Capital Partners IV L.P. and GS Capital, the "Selling
Stockholders") and Citigroup Global Markets Inc. (the "March 2006
Underwriter"), the March 2006 Underwriter agreed to purchase from the
Selling Stockholders and the Selling Stockholders agreed to sell to the
March 2006 Underwriter an aggregate of 15,000,000 shares of Common Stock
(the "March 2006 Sale"), which aggregate amount includes 3,837,210 shares
which may be deemed to be beneficially owned by the Purchasers. In
addition, pursuant to the March 2006 Underwriting Agreement, the Selling
Stockholders granted the March 2006 Underwriter an option, exercisable
within 30 days after the date of the March 2006 Underwriting Agreement, to
purchase an additional 2,250,000 shares of Common Stock from the Selling
Stockholders at the same purchase price per share for the purpose of
covering over-allotments.
According to the final prospectus supplement (the "Offering
Prospectus") filed by the Issuer on March 17, 2006 pursuant to Rule 424(b)
of the Securities Act, the Selling Stockholders sold an aggregate of
15,000,000 shares of Common Stock to the March 2006 Underwriter at a price
per share of $17.21 which aggregate amount includes 3,837,210 shares which
may have been deemed to be beneficially owned by the Purchasers. The March
2006 Underwriting Agreement contains standard terms and conditions for a
public offering including customary representations and warranties and
indemnity provisions. The foregoing description of the March 2006
Underwriting Agreement is not intended to be complete and is qualified in
its entirety by the complete text of the March 2006 Underwriting Agreement,
which is incorporated herein by reference to Exhibit 99.1 to the Issuer's
Current Report on Form 8-K filed with the SEC on March 20, 2006.
The March 2006 Sale was consummated on March 21, 2006.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
------------------------------------
Item 5 is hereby amended and restated in its entirety as follows:
(a) On December 30, 2005, Nalco LLC made a distribution of an
aggregate of 38,029,261 shares of Common Stock to the members of Nalco LLC
that qualified as a "venture capital operating company" (as defined in 29
C.F.R. sec. 2510.3-101(d)) in proportion to their membership interests
pursuant to the terms of the previously reported Stockholders Agreement,
which included the distribution of 7,577,879 shares to GS Capital, which
was formerly a member of Nalco LLC. Following such distribution, the Filing
Persons beneficially held an aggregate of 13,589,911 shares of Common
Stock, consisting of (i) the direct ownership of 7,577,879 shares of Common
Stock by GS Capital and (ii) 6,012,032 shares in which GS Offshore, GS
Germany, GS Employee, GS Direct and NH held an indirect beneficial economic
interest based on the membership interests in Nalco LLC held by such
entities. Following the March 2006 Sale, (i) GS Capital directly owns
5,438,210 shares of Common Stock and (ii) GS Offshore, GS Germany, GS
Employee, GS Direct and NH may be deemed to hold an economic interest in
4,314,491 shares of Common Stock held of record by Nalco LLC.
As of March 21, 2006, the shares of Common Stock shown as beneficially
owned by the Filing Persons reflect (i) the direct ownership of 5,438,210
shares of Common Stock by GS Capital and (ii) the percentage interest of GS
Offshore, GS Germany, GS Employee, GS Direct and NH in the 10,867,328
shares of Common Stock held of record by Nalco LLC, based on the combined
percentage interest of GS Offshore, GS Germany, GS Employee, GS Direct and
NH in Nalco LLC, and excludes the balance of such shares which represent
the other Sponsors' and management members' percentage interest in Nalco
LLC. As described in Item 4, because voting and dispositive decisions of
Nalco LLC with respect to the Common Stock of the Issuer require the
approval of at least two of the Sponsors, the Filing Persons each disclaim
beneficial ownership of the shares of the Issuer's Common Stock reported as
beneficially owned by Nalco LLC or any of the other Sponsors, and the
filing of this Schedule 13D shall not be construed as an admission that any
such person is the beneficial owner of any such securities. The percentage
of the class beneficially owned by each Filing Person is based on
142,809,895 issued and outstanding shares of Common Stock reported by the
Issuer in the Offering Prospectus.
As of March 21, 2006, GS Group may be deemed to beneficially own an
aggregate of (i) 9,752,701 shares of Common Stock which may be deemed to be
beneficially owned by the Purchasers and (ii) 5,670 shares of restricted
stock units of the Issuer granted to GS Group pursuant to the Issuer's 2004
Stock Incentive Plan (the "Plan") in connection with the service of Sanjeev
Mehra, a managing director of Goldman Sachs, as a director on the Issuer's
Board (2,000 of which units were granted on November 14, 2005 and vest on
January 1, 2007, 3,670 of which units were granted on February 15, 2006 and
vest on January 1, 2008 and which represent the right to receive shares of
the Common Stock on a 1-for-1 basis and which are subject to the terms and
conditions set forth in the Plan), representing in the aggregate
approximately 6.8% of the outstanding shares of Common Stock, based on
calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, Goldman Sachs may be deemed to beneficially own
an aggregate of 9,752,701 shares of Common Stock which may be deemed to be
beneficially owned by the Purchasers representing in the aggregate
approximately 6.8% of the outstanding shares of Common Stock based on
calculations made in accordance with Rule 13d-3(d) of the Act.
GS Group and Goldman Sachs disclaim beneficial ownership of the shares
of Common Stock beneficially owned by the Purchasers to the extent that
partnership interests in the Purchasers are held by persons other than
Goldman Sachs or its affiliates.
In accordance with Securities and Exchange Commission Release No.
34-39538 (January 12, 1998), this filing reflects the securities
beneficially owned by the investment banking division ("IBD") of GS Group
and its subsidiaries and affiliates (collectively, "Goldman Sachs Group").
This filing does not reflect securities, if any, beneficially owned by any
other operating unit of Goldman Sachs Group. IBD disclaims beneficial
ownership of the securities beneficially owned by (i) any client accounts
with respect to which IBD or its employees have voting or investment
discretion, or both and (ii) certain investment entities, of which IBD is
the general partner, managing general partner or other manager, to the
extent interests in such entities are held by persons other than IBD.
As of March 21, 2006, GS Advisors may be deemed to beneficially own
the aggregate of 7,417,100 shares of Common Stock that may be deemed to be
beneficially owned by GS Capital, GS Offshore and NH representing in the
aggregate, approximately 5.2% of the outstanding shares of Common Stock
based on calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, each of GS oHG and GS GmbH may be deemed to
beneficially own the aggregate of 227,305 shares of Common Stock that may
be deemed to be beneficially owned by GS Germany representing in the
aggregate, approximately 0.2% of the outstanding shares of Common Stock
based on calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Employee 2000 may be deemed to beneficially
own the aggregate of 2,108,296 shares of Common Stock that may be deemed to
be beneficially owned by GS Employee and GS Direct representing in the
aggregate, approximately 1.5% of the outstanding shares of Common Stock
based on calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Capital may be deemed to beneficially own
5,438,210 shares of Common Stock representing in the aggregate,
approximately 3.8% of the outstanding shares of Common Stock based on
calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Offshore may be deemed to beneficially own
1,976,036 shares of Common Stock representing in the aggregate,
approximately 1.4% of the outstanding shares of Common Stock based on
calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Germany may be deemed to beneficially own
227,305 shares of Common Stock representing in the aggregate, approximately
0.2% of the outstanding shares of Common Stock based on calculations made
in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Employee may be deemed to beneficially own
1,727,876 shares of Common Stock representing in the aggregate,
approximately 1.2% of the outstanding shares of Common Stock based on
calculations made in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, GS Direct may be deemed to beneficially own
380,420 shares of Common Stock representing in the aggregate, approximately
0.3% of the outstanding shares of Common Stock based on calculations made
in accordance with Rule 13d-3(d) of the Act.
As of March 21, 2006, NH may be deemed to beneficially own 2,854
shares of Common Stock representing in the aggregate, less than 0.1% of the
outstanding shares of Common Stock based on calculations made in accordance
with Rule 13d-3(d) of the Act.
None of the Filing Persons or, to the knowledge of the Filing Persons,
the persons listed on Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C
hereto beneficially owns any shares of Common Stock other than as set forth
herein.
(b) Each Filing Person shares the power to vote or direct the vote and
to dispose or to direct the disposition of securities that such Filing
Person may be deemed to beneficially own as indicated above.
(c) Except as described above, no other transactions in the shares of
Common Stock were effected by the Filing Persons, or, to their knowledge,
any of the persons listed on Schedules I, II-A-i, II-A-ii, II-B-i, II-B-ii
or II-C hereto, during the last 60 days.
(d) In accordance with the terms of the LLC Agreement (as defined
below) and, if approved by the board of directors of Nalco LLC, the members
of Nalco LLC have the right to receive dividends from and the proceeds from
any sale of Common Stock in accordance with their membership interests in
Nalco LLC.
Except for clients of Goldman Sachs who may have the right to
receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, any shares of Common Stock held in managed
accounts, no other person is known by any Filing Person to have the right
to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, any shares of Common Stock beneficially owned by
any Filing Person.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
-----------------------------------
Item 6 is hereby amended by adding the following immediately before the
ultimate paragraph thereof:
Underwriting Agreement
Pursuant to the terms of the March 2006 Underwriting Agreement, each
of the Issuer and the Selling Stockholders agreed, subject to certain
exceptions, not to dispose of or hedge any of their Common Stock or
securities convertible into or exchangeable for shares of Common Stock
during the period that is 60 days from March 15, 2006, subject to an
extension of up to 18 additional days under certain circumstances, except
with the prior written consent of the Underwriter, with certain exceptions.
The foregoing description of the March 2006 Underwriting Agreement is
not intended to be complete and is qualified in its entirety by the
complete text of the March 2006 Underwriting Agreement, which is
incorporated herein by reference to Exhibit 99.1 to the Issuer's Current
Report on Form 8-K filed with the SEC on March 20, 2006.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
--------------------------------
Exhibit 1 Underwriting Agreement, dated as of March 15, 2006, among Nalco
Holding Company, the Selling Stockholders and the Underwriter
(incorporated herein by reference to Exhibit 99.1 to the Nalco
Holding Company's Current Report on Form 8-K filed with the SEC
on March 20, 2006).
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
March 23, 2006
THE GOLDMAN SACHS GROUP, INC.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GOLDMAN, SACHS & CO.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS ADVISORS 2000, L.L.C.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GOLDMAN, SACHS & CO. OHG
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GOLDMAN, SACHS MANAGEMENT GP GMBH
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS EMPLOYEE FUNDS 2000 GP, L.L.C.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS CAPITAL PARTNERS 2000, L.P.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS CAPITAL PARTNERS 2000 OFFSHORE, L.P.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS CAPITAL PARTNERS 2000 GMBH & CO.
BETEILIGUNGS KG
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GS CAPITAL PARTNERS 2000 EMPLOYEE FUND,
L.P.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
GOLDMAN SACHS DIRECT INVESTMENT FUND
2000, L.P.
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
NH ACQUISITION LLC
By: /s/ Roger S. Begelman
-------------------------------------
Name: Roger S. Begelman
Title: Attorney-in-fact
SCHEDULE I
----------
Schedule I is hereby amended and restated in its entirety as follows:
The name of each director of The Goldman Sachs Group, Inc. is set
forth below.
The business address of each person listed below is c/o Goldman, Sachs
& Co., 85 Broad Street, New York, NY 10004.
Each director listed below is a United States citizen, except as
follows: Lord Browne of Madingley is a citizen of the United Kingdom and
Claes Dahlback is a citizen of Sweden. The present principal occupation or
employment of each of the directors listed below is set forth below.
--------------------------------------- ------------------------------------------------------------------------------
Name Present Principal Occupation
--------------------------------------- ------------------------------------------------------------------------------
Henry M. Paulson, Jr. Chairman of the Board and Chief Executive Officer of The Goldman Sachs
Group, Inc.
--------------------------------------- ------------------------------------------------------------------------------
Lloyd C. Blankfein President and Chief Operating Officer of The Goldman Sachs Group, Inc.
--------------------------------------- ------------------------------------------------------------------------------
Lord Browne of Madingley Group Chief Executive of BP plc
--------------------------------------- ------------------------------------------------------------------------------
John H. Bryan Retired Chairman and Chief Executive Officer of Sara Lee Corporation
--------------------------------------- ------------------------------------------------------------------------------
Claes Dahlback Senior Advisor to Investor AB
--------------------------------------- ------------------------------------------------------------------------------
Stephen Friedman Former Assistant to the President for Economic Policy and Director of the
National Economic Council
--------------------------------------- ------------------------------------------------------------------------------
William W. George Retired Chairman and Chief Executive Officer of Medtronic, Inc.
--------------------------------------- ------------------------------------------------------------------------------
James A. Johnson Vice Chairman of Perseus, L.L.C.
--------------------------------------- ------------------------------------------------------------------------------
Lois D. Juliber Retired Vice Chairman of Colgate-Palmolive Company
--------------------------------------- ------------------------------------------------------------------------------
Edward M. Liddy Chairman of the Board, President and Chief Executive Officer of The Allstate
Corporation
--------------------------------------- ------------------------------------------------------------------------------
Ruth J. Simmons President of Brown University
--------------------------------------- ------------------------------------------------------------------------------
SCHEDULE II-A-i
---------------
Schedule II-A-i is hereby amended and restated in its entirety as follows:
The name, position and present principal occupation of each executive
officer of GS Advisors 2000, L.L.C., the sole general partner of each of GS
Capital Partners 2000, L.P. and GS Capital Partners 2000 Offshore, L.P.,
and the sole manager of NH Acquisition LLC are set forth below.
The business address for all the executive officers listed below is
c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except
as follows: The business address of Richard S. Sharp, Hughes B. Lepic,
Robert R. Gheewalla, Sanjay H. Patel, Steffen J. Kastner, Bjorn P. Killmer,
Ulrika Werdelin and Martin Hintze is Peterborough Court, 133 Fleet Street,
London EC4A 2BB, England. The business address of Sang Gyun Ahn, Mary Nee,
Hsueh J. Sung and Andrew Wolff is Cheung Kong Center, 68th Floor, 2 Queens
Road, Central, Hong Kong. The business address of Joseph P. DiSabato is 555
California Street, San Francisco, CA 94104. The business address of Muneer
A. Satter is 71 South Wacker Drive, Chicago, IL 60606. The business address
of Ankur A. Sahu is Roppongi Hills, Mori Tower, Level 43-48, 10-1, Roppongi
6-chome, Minato-ku, Tokyo, 106-6147, Japan.
All executive officers listed below are United States citizens, except as
follows: Richard S. Sharp and Sarah E. Smith are citizens of the United
Kingdom; Hughes B. Lepic is a citizen of France; Adrian M. Jones is a
citizen of Ireland; Bjorn P. Killmer and Steffen J. Kastner are citizens of
Germany; Hsueh Sung is a citizen of Taiwan and Ulrika Werdelin is a citizen
of Sweden.
------------------------------- ---------------------------- ---------------------------------------------------------
Name Position Present Principal Occupation
------------------------------- ---------------------------- ---------------------------------------------------------
Richard A. Friedman President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Joseph H. Gleberman Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Henry Cornell Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Richard S. Sharp Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Esta E. Stecher Assistant Secretary Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Sanjeev K. Mehra Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Muneer A. Satter Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Sanjay H. Patel Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Hsueh J. Sung Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
------------------------------- ---------------------------- ---------------------------------------------------------
Steven M. Bunson Assistant Secretary Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Elizabeth C. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Hughes B. Lepic Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Russell E. Makowsky Assistant Secretary Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Sarah E. Smith Assistant Treasurer Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Gerald J. Cardinale Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Stephen S. Trevor Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Joseph P. DiSabato Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Robert R. Gheewalla Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Ben I. Adler Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Melina E. Higgins Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Adrian M. Jones Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Katherine B. Enquist Vice President/Secretary Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Beverly L. O'Toole Assistant Secretary Vice President and Associate General Counsel of
Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Matthew E. Tropp Assistant Secretary Vice President and Associate General Counsel of
Goldman, Sachs &Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Mitchell S. Weiss Vice President Vice President of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Mary Nee Vice President Executive Director of Goldman Sachs (Asia) L.L.C.
------------------------------- ---------------------------- ---------------------------------------------------------
Ulrika Werdelin Vice President Executive Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Kenneth A. Pontarelli Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Steffen J. Kastner Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Stuart A. Katz Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Bjorn P. Killmer Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Sang Gyun Ahn Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
------------------------------- ---------------------------- ---------------------------------------------------------
Martin Hintze Vice President Managing Director of Goldman Sachs International
------------------------------- ---------------------------- ---------------------------------------------------------
Michael E. Koester Vice President Managing Director of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Ankur A. Sahu Vice President Managing Director of Goldman Sachs (Japan) Ltd.
------------------------------- ---------------------------- ---------------------------------------------------------
Andrew E. Wolff Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
------------------------------- ---------------------------- ---------------------------------------------------------
Christine Serfin Vice President Vice President of Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
Julie Abraham Assistant Secretary Vice President and Assistant General Counsel of
Goldman, Sachs & Co.
------------------------------- ---------------------------- ---------------------------------------------------------
SCHEDULE II-A-ii
----------------
Schedule II-A-ii is hereby amended and restated in its entirety as follows:
The name and principal occupation of each member of the Principal
Investment Area Investment Committee of Goldman, Sachs & Co., which
exercises the authority of Goldman, Sachs & Co. in managing GS Advisors
2000, L.L.C., GS Capital Partners 2000, L.P., GS Capital Partners 2000
Offshore, L.P., GS Capital Partners 2000 GmbH & Co. Beteiligungs KG, GS
Capital Partners 2000 Employee Fund, L.P., and Goldman Sachs Direct
Investment Fund 2000, L.P., are set forth below.
The business address for each member listed below is c/o Goldman,
Sachs & Co., 85 Broad Street, New York, New York 10004, except as follows:
The business address of Richard S. Sharp, Robert R. Gheewalla, Hughes B.
Lepic and Sanjay H. Patel is Peterborough Court, 133 Fleet Street, London
EC4A 2BB, England. The business address of Muneer A. Satter is 71 South
Wacker Drive, Chicago, IL 60606. The business address of Hsueh J. Sung is
68/F Cheung Kong Centre, Hong Kong.
All members listed below are United States citizens, except as follows:
Richard S. Sharp and Sarah E. Smith are citizens of the United Kingdom;
Hughes B. Lepic is a citizen of France; Adrian M. Jones is a citizen of
Ireland and Hsueh Sung is a citizen of Taiwan.
------------------------------------- --------------------------------------------------------------------------------
Name Present Principal Occupation
------------------------------------- --------------------------------------------------------------------------------
Peter M. Sacerdote Advisory Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Richard A. Friedman Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Joseph H. Gleberman Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Henry Cornell Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Richard S. Sharp Managing Director of Goldman Sachs International
------------------------------------- --------------------------------------------------------------------------------
Sanjeev K. Mehra Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Muneer A. Satter Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Joe DiSabato Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Adrian M. Jones Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Peter G. Sachs Senior Director of The Goldman Sachs Group, Inc.
------------------------------------- --------------------------------------------------------------------------------
Scott Kapnick Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Melina E. Higgins Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Hsueh J. Sung Managing Director of Goldman Sachs (Asia) L.L.C.
------------------------------------- --------------------------------------------------------------------------------
Ben I. Adler Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Elizabeth C. Fascitelli Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Sarah E. Smith Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Stephen S. Trevor Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Robert R. Gheewalla Managing Director of Goldman, Sachs International
------------------------------------- --------------------------------------------------------------------------------
Hughes B. Lepic Managing Director of Goldman, Sachs International
------------------------------------- --------------------------------------------------------------------------------
Gerald J. Cardinale Managing Director of Goldman, Sachs & Co.
------------------------------------- --------------------------------------------------------------------------------
Sanjay H. Patel Managing Director of Goldman, Sachs International
------------------------------------- --------------------------------------------------------------------------------
SCHEDULE II-B-i
---------------
Schedule II-B-i is hereby amended and restated in its entirety as follows:
The name, position and present principal occupation of each executive
officer and director of Goldman, Sachs & Co. Finanz GmbH which is the sole
managing general partner of Goldman, Sachs & Co. oHG are set forth below.
The business address for each of the executive officers and directors
listed below is MesseTurm, 60308 Frankfurt am Main, Germany.
The executive officers and directors listed below are citizens of
Germany.
---------------------------------- ---------------------------- ------------------------------------------------------
Name Position Present Principal Occupation
---------------------------------- ---------------------------- ------------------------------------------------------
Andreas Koernlein Managing Director Managing Director of Goldman, Sachs & Co. oHG
---------------------------------- ---------------------------- ------------------------------------------------------
Alexander C. Dibelius Managing Director Managing Director of Goldman, Sachs & Co. oHG
---------------------------------- ---------------------------- ------------------------------------------------------
Peter Hollmann Managing Director Managing Director of Goldman, Sachs & Co. oHG
---------------------------------- ---------------------------- ------------------------------------------------------
SCHEDULE II-B-ii
----------------
Schedule II-B-ii is hereby amended and restated in its entirety as follows:
The name, position and present principal occupation of each executive
officer of GS Management GP GmbH, the sole managing partner of GS Capital
Partners 2000 GmbH & Co. Beteiligungs KG, are set forth below.
The business address for all the executive officers listed below is
c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except
for Richard S. Sharp and Simon B. Cresswell, whose business address is
Peterborough Court, 133 Fleet Street, London EC4A 2BB, England.
All executive officers listed below are United States citizens, except for
Richard S. Sharp and Sarah E. Smith, who are citizens of the United Kingdom
and Simon B. Cresswell who is a citizen of Australia.
----------------------------------- ------------------------------ ---------------------------------------------------
Name Position Present Principal Occupation
----------------------------------- ------------------------------ ---------------------------------------------------
Richard A. Friedman Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Joseph H. Gleberman Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Henry Cornell Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Esta E. Stecher Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Elizabeth C. Fascitelli Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
David J. Greenwald Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Sarah E. Smith Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Katherine B. Enquist Managing Director Managing Director of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
John E. Bowman Managing Director Vice President of Goldman, Sachs & Co.
----------------------------------- ------------------------------ ---------------------------------------------------
Richard S. Sharp Managing Director Managing Director of Goldman Sachs International
----------------------------------- ------------------------------ ---------------------------------------------------
Simon B. Cresswell Managing Director Vice President of Goldman Sachs International
----------------------------------- ------------------------------ ---------------------------------------------------
SCHEDULE II-C
Schedule II-C is hereby amended and restated in its entirety as follows:
The name, position and present principal occupation of each executive
officer of GS Employee Funds 2000 GP, L.L.C., the sole general partner of
GS Capital Partners 2000 Employee Fund, L.P. and Goldman Sachs Direct
Investment Fund 2000, L.P., are set forth below.
The business address for all the executive officers listed below is
c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except
as follows: The business address of Richard S. Sharp, Hughes B. Lepic,
Robert R. Gheewalla, Sanjay H. Patel, Steffen J. Kastner, Bjorn P. Killmer,
Ulrika Werdelin and Martin Hintze is 133 Fleet Street, London EC4A 2BB,
England. The business address of Sang Gyun Ahn, Mary Nee, Hsueh J. Sung and
Andrew Wolff is Cheung Kong Center, 68th Floor, 2 Queens Road, Central,
Hong Kong. The business address of Joseph P. DiSabato is 555 California
Street, 45th Floor, San Francisco, CA 94104. The business address of Muneer
A. Satter is 71 South Wacker Drive, Chicago, IL 60606. The business address
of Ankur A. Sahu is Roppongi Hills, Mori Tower, Level 43-48, 10-1, Roppongi
6-chome, Minato-ku, Tokyo, 106-6147, Japan.
All executive officers listed below are United States citizens, except as
follows: Richard S. Sharp and Sarah E. Smith are citizens of the United
Kingdom, Hughes B. Lepic is a citizen of France, Adrian M. Jones is a
citizen of Ireland, Steffen J. Kastner, Bjorn P. Killmer and Martin Hitze
are citizens of Germany, Ulrika Werdelin is a citizen of Sweden, Hsueh J.
Sung is a citizen of Taiwan, Ankur A. Sahu is a citizen of India and Sang
Gyun Ahn is a citizen of South Korea.
--------------------------------- ---------------------------- ------------------------------------------------------
Name Position Present Principal Occupation
--------------------------------- ---------------------------- ------------------------------------------------------
Richard A. Friedman President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Joseph H. Gleberman Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Henry Cornell Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Richard S. Sharp Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Esta E. Stecher Vice President/Assistant Managing Director of Goldman, Sachs & Co.
Secretary
--------------------------------- ---------------------------- ------------------------------------------------------
Sanjeev K. Mehra Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Muneer A. Satter Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Hsueh J. Sung Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
--------------------------------- ---------------------------- ------------------------------------------------------
Steven M. Bunson Assistant Secretary Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Elizabeth C. Fascitelli Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
David J. Greenwald Vice President/Assistant Managing Director of Goldman, Sachs & Co.
Secretary
--------------------------------- ---------------------------- ------------------------------------------------------
Hughes B. Lepic Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Russell E. Makowsky Assistant Secretary Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Sarah E. Smith Assistant Treasurer Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Gerald J. Cardinale Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Stephen S. Trevor Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Joseph P. DiSabato Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Robert R. Gheewalla Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Sanjay H. Patel Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Ben I. Adler Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Melina E. Higgins Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Adrian M. Jones Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
John E. Bowman Vice President Vice President of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Katherine B. Enquist Vice President/Secretary Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Beverly L. O'Toole Assistant Secretary Vice President and Associate General Counsel of
Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Carrie Teret Vice President Vice President of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Mitchell S. Weiss Vice President Vice President of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Mary Nee Vice President Executive Director of Goldman Sachs (Asia) L.L.C.
--------------------------------- ---------------------------- ------------------------------------------------------
Matthew E. Tropp Assistant Secretary Vice President and Associate General Counsel of
Goldman, Sachs &Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Ulrika Werdelin Vice President Executive Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Kenneth A. Pontarelli Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Steffen J. Kastner Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Stuart A. Katz Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Bjorn P. Killmer Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Sang Gyun Ahn Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
--------------------------------- ---------------------------- ------------------------------------------------------
Martin Hintze Vice President Managing Director of Goldman Sachs International
--------------------------------- ---------------------------- ------------------------------------------------------
Michael E. Koester Vice President Managing Director of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Ankur A. Sahu Vice President Managing Director of Goldman Sachs (Japan) Ltd.
--------------------------------- ---------------------------- ------------------------------------------------------
Andrew E. Wolff Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
--------------------------------- ---------------------------- ------------------------------------------------------
Christine Serfin Vice President Vice President of Goldman, Sachs & Co.
--------------------------------- ---------------------------- ------------------------------------------------------
Julie Abraham Assistant Secretary Vice President and Assistant General Counsel of
Goldman, Sachs &Co.
--------------------------------- ---------------------------- ------------------------------------------------------